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Director stock awards total 64,000 Class B shares at Richtech Robotics (RR)

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Richtech Robotics Inc. (RR) director John Shigley reported equity compensation grants in the form of Class B common stock restricted stock awards. The filing shows four awards at a price of $0 per share and direct ownership.

He received 12,000 shares on July 8, 2024 and 10,000 shares on November 20, 2024, with both awards fully vested on the grant dates. On February 17, 2025, he was granted 18,000 shares, with 6,000 shares vesting on each of February 17, 2025, May 17, 2025 and August 17, 2025. On October 29, 2025, he received 24,000 shares that vest quarterly in equal installments beginning November 17, 2025.

After these transactions, Shigley beneficially owns 64,000 shares of Class B common stock directly.

Positive

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Negative

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Insider Shigley John
Role Director
Type Security Shares Price Value
Grant/Award Class B Common Stock 24,000 $0.00 --
Grant/Award Class B Common Stock 18,000 $0.00 --
Grant/Award Class B Common Stock 10,000 $0.00 --
Grant/Award Class B Common Stock 12,000 $0.00 --
Holdings After Transaction: Class B Common Stock — 64,000 shares (Direct)
Footnotes (1)
  1. Represents 12,000 restricted stock awards ("RSAs") granted by the Board of Directors of the Issuer to the Reporting Person on July 8, 2024. The RSAs were fully vested on the date of granting. Represents 10,000 RSAs granted by the Board of Directors of the Issuer to the Reporting Person on November 20, 2024. The RSAs were fully vested on the date of granting. Represents 18,000 RSAs granted by the Board of Directors of the Issuer to the Reporting Person on February 17, 2025. 6,000 RSAs vested on each of February 17, 2025, May 17, 2025 and August 17, 2025. Represents 24,000 RSAs granted by the Board of Directors of the Issuer to the Reporting Person on October 29, 2025. The RSAs vest quarterly in equal installments beginning November 17, 2025.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Shigley John
(Last) (First) (Middle)
2975 LINCOLN RD
(Street)
LAS VEGAS NV 89115
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
RICHTECH ROBOTICS INC. [ RR ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
07/08/2024
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class B Common Stock 07/08/2024 A 12,000(1) A $0(1) 12,000 D
Class B Common Stock 11/20/2024 A 10,000(2) A $0(2) 22,000 D
Class B Common Stock 02/17/2025 A 18,000(3) A $0(3) 40,000 D
Class B Common Stock 10/29/2025 A 24,000(4) A $0(4) 64,000 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents 12,000 restricted stock awards ("RSAs") granted by the Board of Directors of the Issuer to the Reporting Person on July 8, 2024. The RSAs were fully vested on the date of granting.
2. Represents 10,000 RSAs granted by the Board of Directors of the Issuer to the Reporting Person on November 20, 2024. The RSAs were fully vested on the date of granting.
3. Represents 18,000 RSAs granted by the Board of Directors of the Issuer to the Reporting Person on February 17, 2025. 6,000 RSAs vested on each of February 17, 2025, May 17, 2025 and August 17, 2025.
4. Represents 24,000 RSAs granted by the Board of Directors of the Issuer to the Reporting Person on October 29, 2025. The RSAs vest quarterly in equal installments beginning November 17, 2025.
/s/ John Shigley 01/12/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What does the Form 4 for Richtech Robotics (RR) report for John Shigley?

The Form 4 reports that director John Shigley received four grants of Class B common stock restricted stock awards totaling 64,000 shares, all held directly.

How many Richtech Robotics (RR) shares does John Shigley now beneficially own?

Following the reported transactions, John Shigley beneficially owns 64,000 shares of Richtech Robotics Class B common stock directly.

What stock awards did John Shigley receive from Richtech Robotics in 2024?

In 2024, John Shigley received 12,000 RSAs on July 8, 2024 and 10,000 RSAs on November 20, 2024, both fully vested on the grant dates at a price of $0 per share.

What is the vesting schedule for John Shigley’s 18,000-share RSA grant at Richtech Robotics (RR)?

The 18,000 RSAs granted on February 17, 2025 vest in three tranches of 6,000 shares each on February 17, 2025, May 17, 2025 and August 17, 2025.

How do the 24,000 restricted stock awards granted on October 29, 2025 vest?

The 24,000 RSAs granted on October 29, 2025 vest quarterly in equal installments beginning on November 17, 2025.

At what price were the Richtech Robotics (RR) restricted stock awards granted to John Shigley?

All reported restricted stock awards of Richtech Robotics Class B common stock were granted to John Shigley at a price of $0 per share.