RR Form 4: COO receives 200,000 shares via assignment for services

Rhea-AI Filing Summary

Phil Zheng, the company's Chief Operating Officer, reported an acquisition of 200,000 shares of Class B common stock on 10/01/2025. The filing states these shares were transferred to Mr. Zheng from Zhenwu Huang under a Securities Assignment Agreement dated 10/01/2025 as consideration for services, and the transferred shares converted from Class A to Class B upon transfer. After the transaction, Mr. Zheng beneficially owns 1,200,000 shares. The Form 4 was signed on 10/03/2025 and was filed by one reporting person.

Positive

• Acquisition of 200,000 shares increases insider stake to 1,200,000 shares
• Transaction documented by Securities Assignment Agreement specifying consideration for services

Negative

• None.

Insights

Corporate Governance Expert

Insider received 200,000 shares for services; holdings now total 1,200,000.

This Form 4 discloses a non‑cash transfer: 200,000 shares moved to the COO under a Securities Assignment Agreement in exchange for services. The filing explicitly notes a conversion from Class A to Class B at transfer, which affects the class mix of insider holdings.

Insider acquisitions issued for services can signal compensation alignment but also dilute other holders depending on authorization and outstanding share counts; the form lists only the transaction and resulting 1,200,000 shares beneficially owned. This is a material insider transaction to record; no additional financial or authorization details are disclosed in the filing.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Zheng Phil

(Last) (First) (Middle)

2975 LINCOLN RD

(Street)

LAS VEGAS NV 89115

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
RICHTECH ROBOTICS INC. [ RR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Operating Officer

3. Date of Earliest Transaction (Month/Day/Year)
10/01/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class B Common Stock	10/01/2025		P		200,000	A	(1)	1,200,000	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Zhenwu Huang agreed to transfer the shares of Class A common stock to the Reporting Person pursuant to a Securities Assignment Agreement dated October 1, 2025 in consideration for the services provided by the Reporting Person to the issuer, and such shares converted from Class A common stock to Class B common stock upon such transfer.

	/s/ Phil Zheng	10/03/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did RR insider Phil Zheng report on Form 4?

The filing reports Phil Zheng acquired 200,000 shares of Class B common stock on 10/01/2025, increasing his holdings to 1,200,000 shares.

How were the 200,000 shares transferred to Phil Zheng?

The shares were transferred by Zhenwu Huang pursuant to a Securities Assignment Agreement dated 10/01/2025 as consideration for services.

Did the shares change class when transferred?

Yes, the Form 4 states the shares converted from Class A common stock to Class B common stock upon transfer.

What is Phil Zheng's role at RR as listed on the form?

The form identifies Phil Zheng as an Officer with the title Chief Operating Officer.

When was the Form 4 signed and filed?

The signature on the Form 4 is dated 10/03/2025; the reported transaction date is 10/01/2025.