STOCK TITAN

Regal Rexnord (RRX) EVP reports 402 shares withheld for taxes, keeps equity stake

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

REGAL REXNORD CORP executive Hugo Dubovoy Jr., EVP, General Counsel & Secretary, reported a routine tax-related stock transaction. On March 11, 2026, 402 shares of common stock were disposed of at $202.40 per share to cover tax obligations, not as an open-market sale.

After this withholding, Dubovoy directly holds 8,950.191 shares of common stock. He also retains Stock Appreciation Rights tied to 2,653 underlying common shares with an exercise price of $176.01 per share, expiring on April 1, 2034. These rights vest progressively, reaching full vesting on the third anniversary of the grant date.

Positive

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Negative

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Dubovoy Hugo Jr.

(Last) (First) (Middle)
111 WEST MICHIGAN STREET

(Street)
MILWAUKEE WI 53203

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
REGAL REXNORD CORP [ RRX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, General Counsel & Sec.*
3. Date of Earliest Transaction (Month/Day/Year)
03/11/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/11/2026 F 402 D $202.4 8,950.191 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Appreciation Rights $176.01 04/01/2025(1) 04/01/2034 Common Stock 2,653 2,653 D
Explanation of Responses:
1. The Stock Appreciation Rights vest and become exercisable 34% on the first anniversary, 67% on the second anniversary and 100% on the third anniversary of the date of the grant.
Remarks:
*Executive Vice President, General Counsel and Corporate Secretary
/s/ Hugo Dubovoy Jr. 03/13/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did RRX executive Hugo Dubovoy Jr. report?

Hugo Dubovoy Jr. reported a tax-withholding disposition of 402 REGAL REXNORD CORP common shares. The shares were valued at $202.40 each and used to satisfy tax obligations related to equity compensation, rather than being sold in an open-market transaction.

How many REGAL REXNORD (RRX) shares does Hugo Dubovoy Jr. hold after this filing?

Following the reported tax-withholding transaction, Hugo Dubovoy Jr. directly holds 8,950.191 REGAL REXNORD CORP common shares. This figure reflects his remaining equity position after 402 shares were disposed of to cover tax liabilities tied to his compensation.

Was the RRX insider transaction a market sale of shares?

No, the transaction was classified as a tax-withholding disposition, not an open-market sale. 402 REGAL REXNORD CORP shares were delivered at $202.40 each to pay tax obligations associated with equity awards, a common administrative step for executive compensation.

What Stock Appreciation Rights does the RRX executive retain after this Form 4?

Hugo Dubovoy Jr. retains Stock Appreciation Rights linked to 2,653 underlying REGAL REXNORD CORP common shares. These rights have an exercise price of $176.01 per share and expire on April 1, 2034, providing long-term equity-based incentive exposure for the executive.

How do the RRX Stock Appreciation Rights for Hugo Dubovoy Jr. vest?

The Stock Appreciation Rights vest in stages over three years. They become 34% vested on the first anniversary of the grant, 67% vested on the second anniversary, and 100% vested on the third anniversary, aligning the executive’s incentives with longer-term company performance.

What is the overall signal of this REGAL REXNORD (RRX) Form 4 filing?

The filing mainly reflects a routine tax-withholding event for 402 shares related to executive equity compensation. Hugo Dubovoy Jr. continues to hold 8,950.191 common shares and 2,653 underlying shares via Stock Appreciation Rights, indicating an ongoing vested equity position.
Regal Rexnord Corp

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12.53B
66.15M
Specialty Industrial Machinery
General Industrial Machinery & Equipment, Nec
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United States
MILWAUKEE