Welcome to our dedicated page for RiverNorth Capital and Fund SEC filings (Ticker: RSF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Struggling to track how RiverNorth Capital and Income Fund (RSF) manages leverage, credit exposure and monthly distributions? The fund’s filings can span hundreds of pages of arcane tables—especially when derivatives or specialty-finance positions shift quickly.
Stock Titan turns that complexity into clarity. Our AI reads every RSF document the moment it posts to EDGAR, then serves concise, plain-English summaries. Whether you need the understanding RSF SEC documents with AI overview of a 10-K or a quick alert on RSF Form 4 insider transactions real-time, you get answers in seconds, not hours.
All filing types are here and constantly updated: the RSF annual report 10-K simplified highlights portfolio risk metrics and distribution coverage; the latest RSF quarterly earnings report 10-Q filing breaks down NAV movements; every RSF 8-K material events explained note flags credit-facility amendments; and the DEF 14A RSF proxy statement executive compensation spells out advisory fees. Looking for trading signals? Monitor RSF insider trading Form 4 transactions to see how trustees align with shareholders.
Use cases professionals rely on every day:
- Compare quarter-over-quarter leverage ratios without sifting through footnotes.
- Spot distribution-coverage trends via AI-tagged cash-flow tables.
- Review RSF earnings report filing analysis before setting credit-fund allocations.
No more scrolling through PDFs. Our expert engine extracts key numbers, links commentary to tables, and pushes real-time alerts so you never miss a disclosure. That’s RSF SEC filings explained simply.
RiverNorth Capital and Income Fund, Inc. (RSF) filed its Form N-CSR annual shareholder report for the year ended June 30, 2025. The Fund reported $52,384,757 in net assets and 3,312,425 common shares outstanding with a reported NAV per share of $15.81 at June 30, 2025. The Fund carries $41,400,000 of Series A preferred stock outstanding. Operating expenses before waivers are shown materially higher, with the adviser committing to an expense limitation that caps certain operating expenses at 1.95% of average Managed Assets for at least twelve months. Notable expenses include an investment adviser fee of $956,792 and loan service fees of $907,756. The report discloses an Accumulated Capital Loss of $(9,938,629), audit fees to KPMG of $70,000, and repurchase offers executed in September 2024 and March 2025. Management and officers certified the effectiveness of disclosure controls and no material post-period control changes were reported.
Nomura Holdings, Inc. and Nomura Global Financial Products, Inc. filed an amended Schedule 13G reporting their holdings in RiverNorth Capital & Income Fund, Inc. (common stock, CUSIP 76882B108). Both reporting persons state they beneficially own 0 shares representing 0% of the class, and report no sole or shared voting or dispositive power. The filing includes exhibits: a joint filing agreement and a list of subsidiaries, and certifications signed by Samir Patel on behalf of both filers.
Osaic Holdings, Inc. reports beneficial ownership of 456,116 shares of RiverNorth Capital & Income Fund common stock, equal to 13.8% of the class. The disclosure shows no sole or shared voting power and no sole dispositive power, with shared dispositive power of 456,116 shares. The position is held through Osaic's wholly-owned subsidiary, Osaic Wealth, Inc.
The filing includes a certification that the securities were acquired and are held in the ordinary course of business and not for the purpose of changing control of the issuer. Because the stake exceeds 5%, this Schedule 13G identifies Osaic as a material passive investor in RSF and documents its ownership and voting/dispositive profile.
RiverNorth Capital & Income Fund (RSF) – Form 4 insider filing
CEO & Director Patrick W. Galley disclosed the acquisition of 39,813 RSF common shares on 07/11/2025. The transaction, coded “J,” indicates the shares were obtained through a rights offering at a stated price of $14.39 per share. After this purchase, Galley’s direct ownership rises to 254,733 shares. No dispositions or derivative securities were reported.
Net insider buying by the fund’s chief executive can be viewed as a positive signal of management’s conviction; however, because the purchase stems from a rights offering rather than open-market buying, the informational value may be somewhat muted.
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