Welcome to our dedicated page for RiverNorth Capital and Fund SEC filings (Ticker: RSF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Struggling to track how RiverNorth Capital and Income Fund (RSF) manages leverage, credit exposure and monthly distributions? The fund’s filings can span hundreds of pages of arcane tables—especially when derivatives or specialty-finance positions shift quickly.
Stock Titan turns that complexity into clarity. Our AI reads every RSF document the moment it posts to EDGAR, then serves concise, plain-English summaries. Whether you need the understanding RSF SEC documents with AI overview of a 10-K or a quick alert on RSF Form 4 insider transactions real-time, you get answers in seconds, not hours.
All filing types are here and constantly updated: the RSF annual report 10-K simplified highlights portfolio risk metrics and distribution coverage; the latest RSF quarterly earnings report 10-Q filing breaks down NAV movements; every RSF 8-K material events explained note flags credit-facility amendments; and the DEF 14A RSF proxy statement executive compensation spells out advisory fees. Looking for trading signals? Monitor RSF insider trading Form 4 transactions to see how trustees align with shareholders.
Use cases professionals rely on every day:
- Compare quarter-over-quarter leverage ratios without sifting through footnotes.
- Spot distribution-coverage trends via AI-tagged cash-flow tables.
- Review RSF earnings report filing analysis before setting credit-fund allocations.
No more scrolling through PDFs. Our expert engine extracts key numbers, links commentary to tables, and pushes real-time alerts so you never miss a disclosure. That’s RSF SEC filings explained simply.
RiverNorth Capital and Income Fund, Inc. (NYSE: RSF) confirmed the final outcome of its transferable rights offering that expired on July 7, 2025. The Fund will issue 1,105,000 new common shares at a subscription price of $14.39, set at 90% of net asset value on the expiration date. Gross proceeds are expected to total approximately $15.9 million, enlarging the Fund’s asset base, which stood at $52.4 million on June 30, 2025.
The offering was oversubscribed; over-subscription requests exceeded available shares and will be allocated pro-rata among participating stockholders. Because the shares are issued below NAV, existing holders experience dilution, but the additional capital may enhance portfolio flexibility for the Fund’s high-income strategy.
Post-offering, RSF will have roughly 4.4 million shares outstanding (3.3 million prior plus 1.105 million new shares). As a closed-end fund, trading will continue solely on the secondary market, and investors should review the prospectus and periodic reports for full risk disclosures, especially regarding exposure to unrated and alternative credit instruments.
JPMorgan Chase Financial Company LLC is offering Callable Contingent Interest Notes maturing on 10-Apr-2026 that are linked individually (not as a basket) to the Russell 2000-® Index (RTY), the S&P 500-® Index (SPX) and the Invesco QQQ Trust SM (QQQ).
Key economic terms
- Principal: $1,000 minimum denominations.
- Term: ≈ 9 months (Strike Date 07-Jul-2025; Maturity Date 10-Apr-2026).
- Contingent Interest: ≥0.9375% per month (≥8.4375% total) paid only if the closing value of each underlying on a Review Date is ≥84% of its Strike Value (the “Interest Barrier”).
- Early Redemption: Issuer may call the notes in whole on any Interest Payment Date from 10-Oct-2025 onward for $1,000 plus the prior month’s contingent coupon.
- Downside Protection: 16% buffer. If any underlying closes <84% of Strike on the final Review Date, repayment is reduced by a factor of 1.19048, producing a dollar loss of 1.19048% for every 1% decline beyond the buffer. Maximum loss: 100% of principal.
- Estimated Value: ~$991 per $1,000 note at launch (no lower than $980), reflecting structuring/hedging costs embedded in the $1,000 price.
- Credit: Unsecured, unsubordinated obligations of JPMorgan Chase Financial; fully and unconditionally guaranteed by JPMorgan Chase & Co.
Cash-flow mechanics
If the notes are not called and each underlying remains above its 84% barrier on all nine Review Dates, the investor receives nine monthly coupons totaling $84.375 plus $1,000 principal on maturity (total 8.44% return). If any underlying breaches the barrier on a Review Date, that month’s coupon is skipped. Should any underlying finish below its 84% Buffer Threshold at maturity, principal is eroded according to the downside formula—e.g., a 60% final decline in the worst performer results in only $476.19 returned (–52.38% total loss).
Principal risk considerations
- No guarantee of coupon or principal; investors are exposed to the worst-performing underlying.
- Issuer call can truncate the investment after as little as three months, capping potential income and forcing reinvestment risk.
- Notes are illiquid, unlisted and will generally price below par in the secondary market; estimated value is already ~$9 below issue price.
- Exposure to JPM Financial / JPM Chase credit risk.
SEC Form 4 highlights for FirstEnergy Corp. (FE)
Director John W. Somerhalder II disclosed the purchase of 1,055 common shares on 07/01/2025 under the company’s 2020 Incentive Compensation Plan at a stated price of $40.26 per share. The transaction lifts his direct ownership to 157,113.751 shares. In addition, he maintains an indirect holding of approximately 735.5778 shares through FirstEnergy’s 401(k) Savings Plan, which includes dividend-reinvestment and company-match features.
No derivative securities were reported, and no dispositions occurred. The Form 4 was signed by attorney-in-fact Mary M. Swann on 07/03/2025.
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