Welcome to our dedicated page for RiverNorth Capital and Fund SEC filings (Ticker: RSF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Struggling to track how RiverNorth Capital and Income Fund (RSF) manages leverage, credit exposure and monthly distributions? The fund’s filings can span hundreds of pages of arcane tables—especially when derivatives or specialty-finance positions shift quickly.
Stock Titan turns that complexity into clarity. Our AI reads every RSF document the moment it posts to EDGAR, then serves concise, plain-English summaries. Whether you need the understanding RSF SEC documents with AI overview of a 10-K or a quick alert on RSF Form 4 insider transactions real-time, you get answers in seconds, not hours.
All filing types are here and constantly updated: the RSF annual report 10-K simplified highlights portfolio risk metrics and distribution coverage; the latest RSF quarterly earnings report 10-Q filing breaks down NAV movements; every RSF 8-K material events explained note flags credit-facility amendments; and the DEF 14A RSF proxy statement executive compensation spells out advisory fees. Looking for trading signals? Monitor RSF insider trading Form 4 transactions to see how trustees align with shareholders.
Use cases professionals rely on every day:
- Compare quarter-over-quarter leverage ratios without sifting through footnotes.
- Spot distribution-coverage trends via AI-tagged cash-flow tables.
- Review RSF earnings report filing analysis before setting credit-fund allocations.
No more scrolling through PDFs. Our expert engine extracts key numbers, links commentary to tables, and pushes real-time alerts so you never miss a disclosure. That’s RSF SEC filings explained simply.
Sit Investment Associates, Inc. and Sit Fixed Income Advisors II, LLC filed an amended Schedule 13G reporting beneficial ownership in RiverNorth Capital & Income Fund, Inc. (RSF). The firms report 199,197 shares, representing 4.9% of the class, with shared voting and dispositive power over 199,197 shares and no sole power.
The percentage is based on 4,039,779 shares outstanding as of June 30, 2025, adjusted for a rights offering on July 7, 2025 and the issuer’s quarterly repurchases on July 7, 2025 and October 1, 2025. The filers state the securities were acquired and are held in the ordinary course and not to change or influence control, and they disclaim beneficial ownership pursuant to Rule 13d‑4.
CSS LLC/IL filed an amended Schedule 13G for RiverNorth Capital & Income Fund, Inc. (RSF), reporting beneficial ownership of 207,352 common shares, equal to 4.88% of the class, with an event date of 10/06/2025.
The filer reports sole voting power over 207,352 shares and sole dispositive power over 207,352 shares, with no shared voting or dispositive power. Item 5 indicates ownership of 5 percent or less of the class. The certification states the securities were not acquired and are not held for the purpose of changing or influencing control, consistent with a passive 13G filing.
The reporting person lists its principal office in Chicago, Illinois.
RiverNorth Capital & Income Fund, Inc. (RSF) Form 3 filed by RiverNorth Financial Holdings, LLC on 09/18/2025 reports the initial beneficial ownership statement for a reporting person affiliated with the fund's adviser. The filer identifies its relationship as an officer and as an affiliate of the adviser. The filing states 0 common shares beneficially owned directly. The form is signed by Marc Collins.
Nomura Holdings, Inc. and Nomura Global Financial Products, Inc. filed an amended Schedule 13G reporting their holdings in RiverNorth Capital & Income Fund, Inc. (common stock, CUSIP 76882B108). Both reporting persons state they beneficially own 0 shares representing 0% of the class, and report no sole or shared voting or dispositive power. The filing includes exhibits: a joint filing agreement and a list of subsidiaries, and certifications signed by Samir Patel on behalf of both filers.
Osaic Holdings, Inc. reports beneficial ownership of 456,116 shares of RiverNorth Capital & Income Fund common stock, equal to 13.8% of the class. The disclosure shows no sole or shared voting power and no sole dispositive power, with shared dispositive power of 456,116 shares. The position is held through Osaic's wholly-owned subsidiary, Osaic Wealth, Inc.
The filing includes a certification that the securities were acquired and are held in the ordinary course of business and not for the purpose of changing control of the issuer. Because the stake exceeds 5%, this Schedule 13G identifies Osaic as a material passive investor in RSF and documents its ownership and voting/dispositive profile.
RiverNorth Capital & Income Fund (RSF) – Form 4 insider filing
CEO & Director Patrick W. Galley disclosed the acquisition of 39,813 RSF common shares on 07/11/2025. The transaction, coded “J,” indicates the shares were obtained through a rights offering at a stated price of $14.39 per share. After this purchase, Galley’s direct ownership rises to 254,733 shares. No dispositions or derivative securities were reported.
Net insider buying by the fund’s chief executive can be viewed as a positive signal of management’s conviction; however, because the purchase stems from a rights offering rather than open-market buying, the informational value may be somewhat muted.
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