Welcome to our dedicated page for RiverNorth Capital and Fund SEC filings (Ticker: RSF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The RiverNorth Capital and Income Fund, Inc. (RSF) SEC filings page on Stock Titan is intended to provide access to the Fund’s regulatory documents as they become available through the EDGAR system. As a diversified, closed-end management investment company listed on the New York Stock Exchange, RiverNorth Capital and Income Fund files reports and offering documents that describe its investment objective of seeking a high level of current income, its focus on credit instruments and Alternative Credit, and the risks associated with these strategies.
In its public materials, the Fund references a prospectus, prospectus supplements and periodic reports such as annual and semi-annual reports. These documents discuss topics such as the Fund’s investments in securities of specialty finance and other financial companies, the structure and terms of transferable rights offerings, and the characteristics of Alternative Credit Instruments, which are generally unrated and comparable in quality to below investment grade, or "junk" bond, securities.
On Stock Titan, RSF-related SEC filings such as registration statements and prospectus supplements can be paired with AI-powered summaries that explain key sections in plain language. For example, disclosures about rights offerings, subscription price formulas based on a percentage of net asset value, and the use of leverage or preferred stock can be highlighted so readers can more easily understand how these elements affect the Fund.
Users can also look for filings that describe the Fund’s 5.875% Series A Term Preferred Stock (RMPL), including details on distribution policies and potential sources of distributions, such as ordinary income, net realized capital gains and return of capital. Where Form 4 or other insider-related filings exist, they can help track transactions by affiliated parties. By combining real-time filing updates from EDGAR with AI-generated explanations, the RSF filings page helps readers interpret complex regulatory language and connect it to the Fund’s stated objective and risk profile.
Nomura Holdings Inc. and its affiliate Nomura Global Financial Products Inc. filed Amendment No. 1 to a Schedule 13G showing they now beneficially own 0 shares of RiverNorth Capital & Income Fund, Inc. (RSF) common stock, representing 0% of the class as of 12/31/2025.
The filing confirms they have no sole or shared voting or dispositive power over RSF shares and that any securities previously acquired were held in the ordinary course of business, not to change or influence control of the fund.
CSS LLC/IL filed an amended Schedule 13G reporting its beneficial ownership in RiverNorth Capital & Income Fund, Inc. common stock. The firm reports owning 266,670 shares, representing 6.27% of the outstanding common shares, as of the event date 12/16/2025. CSS LLC/IL has sole power to vote and dispose of all these shares, with no shared voting or dispositive power. The filing also certifies that the securities were not acquired and are not held for the purpose of changing or influencing control of RiverNorth Capital & Income Fund, Inc.
RiverNorth Capital & Income Fund, Inc. disclosed that investor CSS LLC/IL has filed an amended Schedule 13G reporting a passive ownership stake in its common shares. CSS LLC/IL reports beneficial ownership of 215,815 common shares, representing 5.08% of the outstanding class. The firm has sole voting and sole dispositive power over all of these shares, with no shared voting or dispositive authority. CSS LLC/IL also certifies that the holdings were not acquired to change or influence control of RiverNorth Capital & Income Fund.
Nomura Holdings, Inc. filed a Schedule 13G reporting beneficial ownership of 250,000 shares of RiverNorth Capital & Income Fund, Inc. (RSF) common stock, representing 5.9% of the class. The filing lists shared voting and dispositive power over 250,000 shares and no sole power; the shares are held by subsidiary Nomura Global Financial Products, Inc.
The ownership percentage is based on 4,252,062 shares outstanding as of September 30, 2025. The certification states the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control.
Sit Investment Associates, Inc. and Sit Fixed Income Advisors II, LLC filed an amended Schedule 13G reporting beneficial ownership in RiverNorth Capital & Income Fund, Inc. (RSF). The firms report 199,197 shares, representing 4.9% of the class, with shared voting and dispositive power over 199,197 shares and no sole power.
The percentage is based on 4,039,779 shares outstanding as of June 30, 2025, adjusted for a rights offering on July 7, 2025 and the issuer’s quarterly repurchases on July 7, 2025 and October 1, 2025. The filers state the securities were acquired and are held in the ordinary course and not to change or influence control, and they disclaim beneficial ownership pursuant to Rule 13d‑4.
CSS LLC/IL filed an amended Schedule 13G for RiverNorth Capital & Income Fund, Inc. (RSF), reporting beneficial ownership of 207,352 common shares, equal to 4.88% of the class, with an event date of 10/06/2025.
The filer reports sole voting power over 207,352 shares and sole dispositive power over 207,352 shares, with no shared voting or dispositive power. Item 5 indicates ownership of 5 percent or less of the class. The certification states the securities were not acquired and are not held for the purpose of changing or influencing control, consistent with a passive 13G filing.
The reporting person lists its principal office in Chicago, Illinois.
RiverNorth Capital & Income Fund, Inc. (RSF) Form 3 filed by RiverNorth Financial Holdings, LLC on 09/18/2025 reports the initial beneficial ownership statement for a reporting person affiliated with the fund's adviser. The filer identifies its relationship as an officer and as an affiliate of the adviser. The filing states 0 common shares beneficially owned directly. The form is signed by Marc Collins.
Nomura Holdings, Inc. and Nomura Global Financial Products, Inc. filed an amended Schedule 13G reporting their holdings in RiverNorth Capital & Income Fund, Inc. (common stock, CUSIP 76882B108). Both reporting persons state they beneficially own 0 shares representing 0% of the class, and report no sole or shared voting or dispositive power. The filing includes exhibits: a joint filing agreement and a list of subsidiaries, and certifications signed by Samir Patel on behalf of both filers.
Osaic Holdings, Inc. reports beneficial ownership of 456,116 shares of RiverNorth Capital & Income Fund common stock, equal to 13.8% of the class. The disclosure shows no sole or shared voting power and no sole dispositive power, with shared dispositive power of 456,116 shares. The position is held through Osaic's wholly-owned subsidiary, Osaic Wealth, Inc.
The filing includes a certification that the securities were acquired and are held in the ordinary course of business and not for the purpose of changing control of the issuer. Because the stake exceeds 5%, this Schedule 13G identifies Osaic as a material passive investor in RSF and documents its ownership and voting/dispositive profile.