STOCK TITAN

Morgan Stanley Smith Barney (RSI) files Form 144 for 50,000 shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
144

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC submitted a Form 144 notice for the proposed sale of 50,000 shares of Common Stock (aggregate amount shown $1,200,000.00), listed on the NYSE.

The filing lists earlier 10b5-1 sales by related parties and trusts, including multiple transactions by Nikki Stetz, Sona Trust, and OAN Trust between 02/02/2026 and 04/27/2026, with individual sale quantities and proceeds shown in the table.

Positive

  • None.

Negative

  • None.

Insights

Rule 144 notice for 50,000 shares; multiple prior 10b5-1 sales are documented.

The filing is a routine Form 144 submission reflecting a proposed sale of 50,000 shares with an aggregate amount shown as $1,200,000.00. It lists prior executed 10b5-1 transactions by named trusts and an individual across specific dates.

Timing and final sale mechanics are not detailed beyond the notice; subsequent transaction filings or broker confirmations would show completion.

Proposed sale amount 50,000 shares Form 144 cover line
Aggregate figure shown $1,200,000.00 Form 144 cover line
Exchange NYSE Listing exchange in cover data
Recent 10b5-1 sale example 20,000 shares 10b5-1 sale by NIKKI STETZ on 04/27/2026
Recent 10b5-1 sale proceeds example $481,124.00 Proceeds for 20,000-share sale on 04/27/2026
Form 144 regulatory
"Form 144 notice for the proposed sale of 50,000 shares"
Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.
10b5-1 regulatory
"10b5-1 Sales for NIKKI STETZ listed with dates and amounts"
A 10b5-1 plan is a pre-set schedule that lets company insiders buy or sell shares according to written instructions made when they do not possess material, nonpublic information. Think of it as a timed automatic payment for stock trades: it helps insiders avoid accusations of trading on secret information and gives outside investors a clearer signal about whether sales are routine or potentially informative about the company’s prospects.
Founders Shares other
"Founders Shares listed with an issuance date of 12/29/2020"
Founders shares are a special block of a company’s stock originally given to the people who started the business; they often carry extra voting power or favorable terms compared with regular shares. For investors, these shares matter because they concentrate control and influence how future funding, ownership dilution, and decision-making will play out—think of founders shares as the steering wheel that can steer a company’s direction even as more passengers (investors) climb aboard.

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

FAQ

What does the RSI Form 144 filed by Morgan Stanley Smith Barney LLC report?

It reports a proposed sale of 50,000 shares of Common Stock with an aggregate figure of $1,200,000.00. The notice lists prior 10b5-1 sales by named parties between 02/02/2026 and 04/27/2026.

Who made recent 10b5-1 sales shown in the RSI filing?

The filing lists sales by Nikki Stetz, Sona Trust, and OAN Trust executed under 10b5-1 plans on specified dates. Each transaction shows the number of shares sold and gross proceeds.

Does the Form 144 show completed sales or only a proposed sale for RSI?

The Form 144 shows a proposed sale notice for 50,000 shares and separately lists historical 10b5-1 sales with dates and proceeds. It does not certify settlement of the proposed sale within the excerpt.

What dates do the listed 10b5-1 sales in the RSI filing cover?

The excerpt enumerates 10b5-1 sales dated between 02/02/2026 and 04/27/2026, with multiple entries on March and April dates and individual sale quantities and proceeds shown.