RSI (NYSE: RSI) insider Richard T. Schwartz files to sell 55,556 shares

Rhea-AI Filing Summary

Richard T. Schwartz filed a notice to sell 55,556 shares of common stock under Rule 144 through Morgan Stanley Smith Barney LLC on or about January 9, 2026 on the NYSE, with an aggregate market value of $1,065,008.52. These shares are described as founder shares acquired from the issuer on December 29, 2020.

The notice also lists recent activity under a Rule 10b5-1 trading plan, showing common stock sales during the prior three months: 59,757 shares on December 9, 2025 for gross proceeds of $1,124,668.57, 134,148 shares on December 8, 2025 for $2,464,499.98, 72,446 shares on November 11, 2025 for $1,261,176.19, and 121,459 shares on November 10, 2025 for $2,127,730.91. The issuer reports 97,911,941 shares outstanding.

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Accepted by SEC EDGAR 01/09/2026 - 04:33 PM Learn about SEC filing dates

FAQ

What does the Form 144 filing for RSI disclose about Richard T. Schwartz?

The filing shows that Richard T. Schwartz plans to sell 55,556 shares of common stock under Rule 144. These are founder shares that he acquired from the issuer on December 29, 2020.

How many RSI shares is Richard T. Schwartz planning to sell and what is their value?

He plans to sell 55,556 common shares, with an indicated aggregate market value of $1,065,008.52, through Morgan Stanley Smith Barney LLC on the NYSE.

What trading history is disclosed for RSI shares in the past three months?

The filing lists 10b5-1 sales for Richard T. Schwartz: 59,757 shares on December 9, 2025, 134,148 on December 8, 2025, 72,446 on November 11, 2025, and 121,459 on November 10, 2025, with gross proceeds ranging from about $1.12 million to $2.46 million per trade.

How many RSI shares are outstanding according to this notice?

The notice reports that there are 97,911,941 shares of common stock outstanding for the issuer.

On which exchange will the RSI shares in this Form 144 be sold?

The planned sale of 55,556 common shares is listed for execution on the NYSE, using Morgan Stanley Smith Barney LLC as broker.

What is Rule 10b5-1’s role in the RSI insider’s recent stock sales?

The past three months of RSI stock sales disclosed in the notice are identified as 10b5-1 sales for Richard T. Schwartz, indicating they were made under a pre-established trading plan.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	55556	1065008.52	97911941	01/09/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	12/29/2020	Founders Shares	Issuer			55556	12/29/2020	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for RICHARD T SCHWARTZ 900 N. Michigan Avenue Chicago IL 60611	Common	12/09/2025	59757	1124668.57
10b5-1 Sales for RICHARD T SCHWARTZ 900 N. Michigan Avenue Chicago IL 60611	Common	12/08/2025	134148	2464499.98
10b5-1 Sales for RICHARD T SCHWARTZ 900 N. Michigan Avenue Chicago IL 60611	Common	11/11/2025	72446	1261176.19
10b5-1 Sales for RICHARD T SCHWARTZ 900 N. Michigan Avenue Chicago IL 60611	Common	11/10/2025	121459	2127730.91

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)