Richard Schwartz files Form 144 to sell 141,667 shares
Morgan Stanley Smith Barney LLC (for Richard Schwartz) reported proposed sales of 141,667 shares of Common stock via a Form 144 notice.
Rhea-AI Filing Summary
Morgan Stanley Smith Barney LLC (for Richard Schwartz) reported proposed sales of 141,667 shares of Common stock via a Form 144 notice. The filing lists multiple 10b5-1 sales executed in 2026, including 247,113, 247,114, 247,114, 90,482, and 61,765 share transactions on specific dates.
The notice identifies the broker as Morgan Stanley Smith Barney LLC and cites the sales as 10b5-1 plan executions; it does not state proceeds recipients beyond the selling holder or additional conditions.
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Insights
Multiple scheduled 10b5-1 dispositions by Richard Schwartz are disclosed, with specific share counts and dates listed.
The filing lists a proposed sale notice of 141,667 shares and shows executed 10b5-1 sales on 2026-02-04, 2026-02-17, 2026-03-02, 2026-04-01, and 2026-04-16
These entries indicate routine, prearranged dispositions. Cash‑flow treatment to the issuer or use of proceeds is not stated in the excerpt; subsequent filings would be needed for further context.
Key Figures
Key Terms
Form 144 regulatory
10b5-1 regulatory
Securities To Be Sold financial
Broker (Morgan Stanley Smith Barney LLC) market
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What does the Form 144 for RSI disclose about Richard Schwartz's sales?
Which 10b5-1 sale transactions are reported in the RSI excerpt?
Who is the broker handling the transactions listed in the Form 144?
Does the Form 144 state how sale proceeds will be used or who receives them?
AI-generated analysis. How Rhea-AI works. Not financial advice.