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[Form 4] Research Solutions, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Research Solutions, Inc. insider share surrender to cover taxes

CEO & President Olivier Roy W reported a Form 4 disclosing a non-derivative transaction on 09/19/2025 in which 1,428 shares of Research Solutions, Inc. (RSSS) were disposed of at a price of $3.66 per share. The filing states these shares were surrendered to the company to cover taxes on vested restricted stock as approved by the Compensation Committee. After the transaction the reporting person beneficially owned 606,825 shares. The transaction appears to be a routine tax-withholding action tied to equity compensation rather than an open-market sale.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Routine insider tax-withholding surrendered 1,428 shares; immaterial to company capitalization and likely neutral for investors.

The reported disposal of 1,428 shares at $3.66 per share represents a small, routine surrender to satisfy tax withholding on vested restricted stock. With 606,825 shares remaining beneficially owned by the reporting person, the transaction does not indicate a change in operating performance or strategy. There is no evidence in the filing of open-market selling pressure or a change in insider control. Impact on share count and market liquidity is negligible.

TL;DR: Governance process followed: Compensation Committee approved withholding; filing discloses necessary detail and signature via attorney-in-fact.

The Form 4 disclosure identifies the Compensation Committee approval for surrendering vested restricted stock to cover taxes, which aligns with standard equity compensation practices and governance oversight. The filing is signed by an attorney-in-fact, indicating proper execution. This is a routine administrative equity action with no suggested governance concerns or policy deviations in the document provided.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
OLIVIER ROY W

(Last) (First) (Middle)
C/O RESEARCH SOLUTIONS, INC.

(Street)

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Research Solutions, Inc. [ RSSS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
CEO & President
3. Date of Earliest Transaction (Month/Day/Year)
09/19/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 09/19/2025 F(1) 1,428 D $3.66 606,825 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The reporting person surrendered these shares to the Registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors.
/s/ William Nurthen, Attorney-in-Fact 09/26/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did the RSSS Form 4 filed by Olivier Roy W report?

The Form 4 reports a disposition of 1,428 shares on 09/19/2025 at $3.66 per share to cover taxes on vested restricted stock.

How many RSSS shares does the reporting person own after the transaction?

The filing shows the reporting person beneficially owned 606,825 shares following the reported transaction.

Why were the shares surrendered according to the filing?

The shares were surrendered to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee.

Does the Form 4 indicate an open-market sale by the insider?

No. The filing indicates a surrender for tax withholding on vested restricted stock, not an open-market sale.

Who signed the Form 4 and when?

The Form 4 was signed by William Nurthen, Attorney-in-Fact on 09/26/2025.
Research Solutions Inc

NASDAQ:RSSS

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102.08M
27.40M
17.52%
50.59%
0.04%
Software - Application
Services-business Services, Nec
Link
United States
HENDERSON