STOCK TITAN

Research Solutions (RSSS) CRO forfeits 284K unvested shares to issuer

(Very High)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Research Solutions, Inc. reports that Chief Revenue Officer Sefton Cohen disposed of common stock through a forfeiture of 284000.0000 unvested restricted shares back to the company on 2026-07-31. According to the award terms, the shares were forfeited for no consideration upon termination of employment, leaving 75933.0000 shares held directly.

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Insider Cohen Sefton
Role Chief Revenue Officer
Type Security Shares Price Value
Disposition Common Stock F1 284,000 $2.20 $625K
Holdings After Transaction: Common Stock — 75,933 shares (Direct)
Footnotes (1)
  1. F1. The reporting person forfeited these unvested shares of restricted stock to the Registrant for no consideration upon the termination of the reporting person's employment, in accordance with the terms of the applicable restricted stock award agreement.
Shares forfeited 284000.0000 shares Unvested restricted stock forfeited to the issuer on 2026-07-31 upon employment termination
Shares owned after transaction 75933.0000 shares Direct common stock holdings reported after the forfeiture
Transaction date 2026-07-31 Date of disposition to issuer of unvested restricted stock
Form 4 price field $2.2000 per share Price per share field for the disposition; footnote states shares were forfeited for no consideration
Disposition to issuer financial
"transaction_code_description: Disposition to issuer"
unvested shares of restricted stock financial
"forfeited these unvested shares of restricted stock to the Registrant"
for no consideration financial
"for no consideration upon the termination of the reporting person's employment"
restricted stock award agreement financial
"in accordance with the terms of the applicable restricted stock award agreement"
A restricted stock award agreement is a legal contract that grants someone company shares that are subject to limits — for example, they may only become fully owned after working at the company for a set time, meeting performance goals, or otherwise satisfying conditions. For investors, these agreements matter because they shape insider incentives, future share dilution when restrictions lift, and company compensation costs; think of it like a gift locked in a box that opens only after certain conditions are met.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transaction did Research Solutions (RSSS) report for Sefton Cohen?

Research Solutions reported that Chief Revenue Officer Sefton Cohen forfeited 284000.0000 unvested restricted shares of common stock back to the company. The forfeiture occurred upon termination of his employment and was made for no consideration under a restricted stock award agreement.

Was the RSSS insider transaction a market sale of shares?

No, the RSSS transaction was reported as a disposition to the issuer via forfeiture of unvested restricted stock. Footnote disclosure states the 284000.0000 shares were returned to Research Solutions for no consideration, rather than being sold in the open market.

How many Research Solutions (RSSS) shares does Sefton Cohen hold after the forfeiture?

After forfeiting 284000.0000 unvested restricted shares, Sefton Cohen’s reported direct ownership is 75933.0000 shares of Research Solutions common stock. This post-transaction balance reflects only directly held shares as disclosed in the Form 4 filing.

What triggered the forfeiture of Sefton Cohen’s unvested RSSS restricted stock?

The forfeiture was triggered by the termination of Sefton Cohen’s employment with Research Solutions. Under the applicable restricted stock award agreement, 284000.0000 unvested shares of restricted stock were forfeited to the issuer for no consideration on 2026-07-31.

Did a Rule 10b5-1 trading plan apply to this RSSS insider transaction?

The Form 4 indicates the Rule 10b5-1 checkbox was not affirmed for this filing. The transaction is characterized as a forfeiture of unvested restricted stock upon employment termination, rather than an open-market trade under a trading plan.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
X
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Cohen Sefton

(Last)(First)(Middle)
C/O RESEARCH SOLUTIONS, INC.
10624 S. EASTERN AVE, SUITE A-614

(Street)
HENDERSON NEVADA 89052

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Research Solutions, Inc. [ RSSS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Revenue Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/31/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/31/2026D(1)284,000D$2.275,933D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The reporting person forfeited these unvested shares of restricted stock to the Registrant for no consideration upon the termination of the reporting person's employment, in accordance with the terms of the applicable restricted stock award agreement.
/s/ David Kutil, Attorney-in-Fact08/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)