Welcome to our dedicated page for Reservoir Media SEC filings (Ticker: RSVR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Reservoir Media, Inc. filings document material-event reporting for an independent music company with Nasdaq-listed common stock under RSVR and warrants under RSVRW. Recent Form 8-K disclosures cover quarterly condensed consolidated financial results, Regulation FD investor presentations, annual meeting voting results, and senior executive compensation arrangements.
The filings also identify Reservoir as a Delaware corporation and an emerging growth company in its Exchange Act reports. Its governance disclosures include stockholder votes on director elections, while its capital-structure disclosures identify common stock and whole warrants exercisable for common shares.
Reservoir Media, Inc. is asking stockholders to vote at a virtual 2026 annual meeting on August 6, 2026 at 12:00 p.m. Eastern Time. Investors will elect three Class II directors (Todd C. Harvey, Jennifer G. Koss and Adam Rothstein), ratify Deloitte & Touche LLP as auditor for the year ending March 31, 2027, and cast advisory votes on executive pay and how often future say‑on‑pay votes should occur.
The board recommends voting for all director nominees, for ratifying Deloitte, for the executive compensation program, and for holding say‑on‑pay votes every year. The filing describes a classified board with nine directors, fully independent audit, compensation, and nominating committees, and details on corporate governance, risk oversight, ESG practices and human capital management for about 100 employees as of March 31, 2026.
The proxy also outlines updated employment agreements effective April 1, 2026 for CEO Golnar Khosrowshahi and President/COO Rell Lafargue at $600,000 base salaries and for CFO Jim Heindlmeyer at $425,000, each with higher bonus targets and annual equity awards tied to performance objectives.
Lafargue Rell Q. Jr. reported acquisition or exercise transactions in this Form 4 filing.
Reservoir Media, Inc. reported that President and COO Rell Q. Lafargue Jr. received an equity award in the form of 155,318 Restricted Stock Units (RSUs) tied to its common stock. The award was granted at a stated price of $0.00 per share under the company’s 2021 Omnibus Incentive Plan.
Each RSU represents a contingent right to receive one share of Reservoir Media common stock. The RSUs will vest in two equal installments on May 31, 2027 and May 31, 2028, if he continues to serve the company through those dates. Following this grant, his directly held common stock/RSU-related position reported in this filing totals 611,254 shares.
Heindlmeyer James A reported acquisition or exercise transactions in this Form 4 filing.
Reservoir Media, Inc. reported that its Chief Financial Officer, James A. Heindlmeyer, received a grant of 18,567 shares of common stock in the form of Restricted Stock Units (RSUs). These RSUs were awarded at no cash purchase price as part of his compensation.
The RSUs vest in two equal installments on May 31, 2027 and May 31, 2028, contingent on his continued service with the company through those dates. Following this grant, Heindlmeyer directly holds 89,578 shares of Reservoir Media common stock.
Field Ezra S. reported acquisition or exercise transactions in this Form 4 filing.
Reservoir Media, Inc. director Ezra S. Field reported receiving a grant of 1,231 Deferred Stock Units (DSUs) as part of his quarterly compensation for serving as a non-employee director. The DSUs were valued at $10.15 per unit, based on the company’s closing share price on the grant date.
Each DSU is economically equivalent to one share of common stock and is scheduled to be settled in actual shares on January 1, 2027. After this award, Field’s directly held equity position reported in this filing totals 175,243 shares and DSU equivalents.
Rothstein Adam reported acquisition or exercise transactions in this Form 4 filing.
Reservoir Media, Inc. director Adam Rothstein reported receiving 492 Deferred Stock Units (DSUs) of common stock as part of his quarterly compensation for service as a non-employee director. He elected to take this compensation in DSUs instead of cash, based on a stock closing price of $10.15 per share on the grant date.
Each DSU is economically equivalent to one share of common stock and will be settled in actual shares on January 1, 2027. Following this compensation-related award, Rothstein now directly holds a total of 79,376 shares and DSUs, reflecting ongoing equity-based alignment with the company.
Cook Stephen M. reported acquisition or exercise transactions in this Form 4 filing.
Reservoir Media, Inc. director Stephen M. Cook reported receiving 492 Deferred Stock Units (DSUs) as part of his quarterly compensation for service as a non-employee director. He elected to receive this compensation in DSUs instead of cash, with each DSU economically equivalent to one share of common stock valued at $10.15 on the grant date.
The DSUs are scheduled to be settled in shares of common stock on July 28, 2027. After this grant, Cook directly holds 946,609 shares of common stock and has an additional 226,089 shares held indirectly through BTCSJC Music LLC. He disclaims beneficial ownership of the underlying DSU shares except to the extent of his pecuniary interest.
Taylor Ryan P. reported acquisition or exercise transactions in this Form 4 filing.
Reservoir Media, Inc. director Ryan P. Taylor received a grant of 492 Deferred Stock Units (DSUs) valued at $10.15 per unit as quarterly compensation for service as a non-employee director, elected in lieu of cash, under the 2021 Omnibus Incentive Plan. Each DSU is economically equivalent to one share of common stock and is scheduled to settle in shares on July 28, 2027. The filing also reports indirect holdings of 13,652,372 shares through ER Reservoir, LLC and 179,389 shares through Richmond Hill Capital Partners, LP, with beneficial ownership of these shares and the DSUs disclaimed except to the extent of Taylor’s pecuniary interest. In addition, 418,576 shares previously reported as owned by Essex Equity Joint Investment Vehicle, LLC are no longer deemed to be beneficially owned by Taylor and have been removed from his reported holdings.
ER Reservoir LLC reported acquisition or exercise transactions in this Form 4 filing.
Reservoir Media, Inc. reported that director Ryan P. Taylor received 492 Deferred Stock Units (DSUs) as part of his quarterly compensation for service as a non-employee director. The DSUs were valued using the $10.15 closing price of the company’s common stock on the grant date and are economically equivalent to common shares.
These DSUs will be settled in shares of common stock on July 28, 2027. Following this grant, Taylor beneficially owns 13,595 shares, including 10,430 shares underlying Restricted Stock Units (RSUs) and 3,165 shares underlying DSUs. Separately, ER Reservoir LLC, described as the Fund, directly owns 13,652,372 shares of Reservoir Media common stock, with various Richmond Hill entities and Taylor potentially deemed beneficial owners of portions of this stake, while each disclaims beneficial ownership except to the extent of pecuniary interest.
Reservoir Media, Inc. released a new investor presentation and made it available on its investor relations website. The same presentation is also attached as Exhibit 99.1, titled “Investor Presentation, dated June 17, 2026.”
The company clarifies that this investor presentation, including the exhibit, is being furnished rather than filed, which means it is not automatically subject to certain Exchange Act liabilities or incorporated into other SEC filings unless specifically referenced.