STOCK TITAN

RTX Corp (NYSE: RTX) president exercises 12,600 SARs and disposes shares

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Troy D. Brunk, President of Collins Aerospace at RTX Corp, exercised 12,600 Stock Appreciation Rights into 12,600 shares of common stock at an exercise price of $97.65 per share on July 24, 2026. He then sold 1,811 and 6,746 common shares at per-share prices of about $210.17–$210.65 and disposed of 5,854 shares to the issuer. Following these transactions, he reported 2,715 shares held indirectly through a savings plan trustee. A footnote explains that the SARs were settled in shares and, for Section 16 purposes, are treated as an exempt acquisition with a simultaneous sale back to the issuer.

Positive

  • None.

Negative

  • None.
Insider Brunk Troy D
Role President, Collins Aerospace
Sold 8,557 shs ($1.80M)
Approx. gross sale proceeds $1.80M
Approx. exercise cost $1.23M
Type Security Shares Price Value
Exercise Stock Appreciation Right F1 12,600 $0.00 $0.00
Exercise Common Stock 12,600 $97.65 $1.23M
Sale Common Stock 1,811 $210.645 $381K
Disposition Common Stock 5,854 $210.17 $1.23M
Sale Common Stock 6,746 $210.20 $1.42M
holding Common Stock -- -- --
Holdings After Transaction: Stock Appreciation Right — 0 shares (Direct); Common Stock — 8,809.1118 shares (Direct); Common Stock — 2,715 shares (Indirect, By Savings Plan Trustee)
Footnotes (1)
  1. F1. The Stock Appreciation Rights (SARs) were settled in shares in accordance with the terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share.
SARs Exercised 12,600 Stock Appreciation Rights Exercised into common stock on 2026-07-24
Exercise Price $97.65 per share Exercise price of Stock Appreciation Rights
Shares Sold 1,811 shares at $210.6450 Sale of common stock on 2026-07-24
Additional Shares Sold 6,746 shares at $210.2000 Second sale of common stock on 2026-07-24
Shares Disposed to Issuer 5,854 shares at $210.1700 Disposition of common stock to issuer on 2026-07-24
Net Shares Sold 8,557 shares Net sell shares from transaction summary
Indirect Holdings 2,715 shares Common stock held indirectly by Savings Plan Trustee after transactions
SAR Expiration Date 2033-02-07 Expiration date of the Stock Appreciation Rights grant
Stock Appreciation Right financial
"The Stock Appreciation Rights (SARs) were settled in shares in accordance"
A stock appreciation right (SAR) is a form of employee pay that gives the holder the right to receive the increase in a company's share price over a set reference price, paid in cash or shares, without having to buy stock first. It matters to investors because SARs can create future cash outflows or dilute existing shareholders if settled in stock, and they align employee incentives with share-price performance like a bonus tied to a home's price rise.
Section 16 reporting regulatory
"For Section 16 reporting purposes, the exercise of SARs for stock is treated"
Disposition to issuer financial
"transaction_code_description": "Disposition to issuer""
Savings Plan Trustee financial
"nature_of_ownership": "By Savings Plan Trustee""

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FAQ

What did RTX (RTX) executive Troy D. Brunk report in this Form 4?

Troy D. Brunk reported exercising 12,600 Stock Appreciation Rights for 12,600 RTX common shares at $97.65 per share and subsequent disposals of common stock, including market sales and a disposition to the issuer, plus updated indirect holdings via a savings plan.

How many RTX (RTX) Stock Appreciation Rights did Troy D. Brunk exercise?

He exercised 12,600 Stock Appreciation Rights (SARs), converting them into 12,600 shares of RTX common stock at an exercise price of $97.65 per share. The SARs were settled in shares according to the award’s terms, as described in the Form 4 footnote.

How many RTX (RTX) shares did Troy D. Brunk sell and at what prices?

He sold 1,811 shares of RTX common stock at $210.6450 per share and an additional 6,746 shares at $210.2000 per share. He also reported a separate disposition of 5,854 shares back to the issuer at $210.1700 per share.

What does the Form 4 footnote say about RTX (RTX) SAR exercises?

The footnote explains that the SARs were settled in shares and, for Section 16 reporting, the exercise is treated as an exempt acquisition of the underlying shares and a simultaneous sale back to the issuer of shares equal in value to the SARs’ exercise price product.

What RTX (RTX) shares does Troy D. Brunk report holding after these transactions?

Post-transaction, he reports 2,715 RTX common shares held indirectly "By Savings Plan Trustee." This entry is recorded as an indirect ownership position, separate from the directly held and disposed shares reported elsewhere in the Form 4.

Were Troy D. Brunk’s RTX (RTX) transactions under a Rule 10b5-1 plan?

The Form 4’s Rule 10b5-1 checkbox is unchecked (aff_10b5_one is false), and the footnote does not state that the transactions were made under a Rule 10b5-1 or other pre-arranged trading plan, based on the provided data.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Brunk Troy D

(Last)(First)(Middle)
1000 WILSON BLVD.

(Street)
ARLINGTON VIRGINIA 22209

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
RTX Corp [ RTX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
President, Collins Aerospace
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/24/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/24/2026M12,600A$97.6523,220.1118D
Common Stock07/24/2026S1,811D$210.64521,409.1118D
Common Stock07/24/2026D5,854D$210.1715,555.1118D
Common Stock07/24/2026S6,746D$210.28,809.1118D
Common Stock2,715IBy Savings Plan Trustee
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Appreciation Right$97.6507/24/2026M12,600(1)02/08/202602/07/2033Common Stock12,600$0.00000.0000D
Explanation of Responses:
1. The Stock Appreciation Rights (SARs) were settled in shares in accordance with the terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share.
/s/ Jennifer Yahl, as Attorney-in-fact07/28/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)