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RTX (NYSE: RTX) non-employee director awarded deferred stock units

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Work Robert O reported acquisition or exercise transactions in this Form 4 filing.

RTX Corp director Robert O. Work received a grant of 1,175.6688 phantom stock units as part of his annual non-employee director compensation under the company’s deferred stock unit plan. After this award, he holds a total of 18,389.0906 phantom stock units tied to RTX common stock.

Positive

  • None.

Negative

  • None.

Insights

Routine board compensation grant using deferred stock units.

RTX granted director Robert O. Work 1,175.6688 phantom stock units as a non-cash component of his annual board compensation. These units track RTX common stock value and are issued under the Board of Directors Deferred Stock Unit Plan.

According to the plan, the director can take a portion or all of compensation in deferred stock units. Upon retirement or termination, the units convert one-for-one into RTX common shares, which are then distributed either in a lump-sum or installments, as previously elected.

Insider Work Robert O
Role null
Type Security Shares Price Value
Grant/Award Phantom Stock Unit 1,175.669 $176.07 $207K
Holdings After Transaction: Phantom Stock Unit — 18,389.091 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Phantom stock units granted 1,175.6688 units Award on 2026-04-30 under board deferred stock plan
Grant reference price $176.07 per unit Phantom stock unit transaction price per unit
Total phantom units after grant 18,389.0906 units Director’s phantom stock balance following transaction
Underlying common shares 1,175.6688 shares Each phantom unit corresponds to one RTX common share
Phantom Stock Unit financial
"The reporting person acquired these stock units under the RTX Corporation Board of Directors Deferred Stock Unit Plan"
Deferred Stock Unit Plan financial
"acquired these stock units under the RTX Corporation Board of Directors Deferred Stock Unit Plan (the "Plan")"
A deferred stock unit plan grants employees or executives hypothetical share units that convert into actual shares or cash at a future date, often after meeting conditions like continued employment or retirement. It matters to investors because it ties pay to long-term performance and creates a future claim on the company’s stock or cash, which can dilute existing shareholders or signal management’s confidence in future value — like a delayed bonus paid in ownership.
deferred stock units financial
"The Plan provides for payment of a portion or all of the annual compensation in deferred stock units."
Deferred stock units are promises from a company to give an employee shares of stock at a future date, often after certain conditions are met or after leaving the company. They function like a form of delayed compensation, allowing employees to earn shares over time. For investors, they represent potential future ownership in the company, but do not provide immediate voting rights or dividends until the shares are actually received.
lump-sum financial
"distributed either in a lump-sum or in installments."
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Work Robert O
(Last)(First)(Middle)
1000 WILSON BLVD.
(Street)
ARLINGTON VIRGINIA 22209
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
RTX Corp [ RTX ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/30/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Phantom Stock Unit(1)04/30/2026A1,175.6688 (1) (1)Common Stock1,175.6688$176.0718,389.0906D
Explanation of Responses:
1. The reporting person acquired these stock units under the RTX Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.
Remarks:
work-poa_09122025.txt
/s/ Jennifer Yahl, as Attorney-in-fact05/04/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did RTX (RTX) report for Robert O. Work?

RTX reported that director Robert O. Work received 1,175.6688 phantom stock units as a grant. This award represents part of his annual non-employee director compensation under RTX’s Board of Directors Deferred Stock Unit Plan.

Is the RTX Form 4 transaction a stock purchase or sale?

The Form 4 transaction is an acquisition of phantom stock units as compensation, not an open-market buy or sale. It reflects a grant under the deferred stock unit plan rather than trading activity in RTX common shares.

How many RTX phantom stock units does Robert O. Work hold after this grant?

After the grant, Robert O. Work holds a total of 18,389.0906 phantom stock units. These units are linked to RTX common stock and represent deferred compensation that will later settle in an equal number of RTX shares.

What is the RTX Board of Directors Deferred Stock Unit Plan?

The RTX Board of Directors Deferred Stock Unit Plan lets non-employee directors take annual compensation in deferred stock units. These units convert into an equal number of RTX common shares upon retirement or termination, distributed in a lump-sum or installments based on the director’s prior election.

When will Robert O. Work receive RTX common stock from these phantom units?

Under the plan, Robert O. Work’s phantom stock units convert into RTX common shares upon retirement or termination. At that time, shares are distributed either as a lump-sum or in installments, according to his previously chosen distribution election.