STOCK TITAN

Riverview Bancorp (RVSB) EVP/COO Daniel Cox adds 1,000 shares in open-market buy

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Riverview Bancorp EVP/COO Daniel D. Cox reported an open-market purchase of 1,000 shares of common stock at $5.22 per share. Following this transaction, he directly holds 70,008 common shares and also reports 7,960 shares held indirectly through the ESOP.

A footnote further notes ownership of 6,684 shares in the Riverview 401(k) Plan, adding to his overall economic exposure to RVSB stock.

Positive

  • None.

Negative

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Insider Cox Daniel D
Role EVP/COO
Bought 1,000 shs ($5K)
Type Security Shares Price Value
Purchase Common Stock 1,000 $5.22 $5K
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 70,008 shares (Direct, null); Common Stock — 7,960 shares (Indirect, Shares held by the ESOP)
Footnotes (1)
  1. [object Object]
Shares purchased 1,000 shares Open-market purchase of common stock
Purchase price $5.22 per share Price paid for 1,000 common shares
Direct holdings after transaction 70,008 shares Common stock directly owned after purchase
Indirect ESOP holdings 7,960 shares Common stock held indirectly through ESOP
401(k) Plan shares 6,684 shares Shares owned in the Riverview 401(k) Plan
open-market purchase financial
"Purchase in open market or private transaction"
An open-market purchase is when an investor or a company buys shares on a public stock exchange at the going market price, rather than through a private deal. It matters to investors because these purchases change how many shares are available, can push the stock price up or signal confidence from large buyers, and often affect per-share metrics like earnings—think of it like someone buying lots of apples off a grocery shelf, reducing supply and potentially raising the price.
ESOP financial
"Shares held by the ESOP"
An Employee Stock Ownership Plan (ESOP) is a program that gives employees ownership shares in their company, often as part of their benefits package. It acts like a company-sponsored savings plan, allowing workers to have a stake in the company's success, which can boost motivation and loyalty. For investors, ESOPs can influence company decisions and stock value, making them an important aspect of corporate ownership and governance.
Riverview 401(k) Plan financial
"Includes 6,684 shares owned in the Riverview 401(k) Plan."
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Cox Daniel D

(Last)(First)(Middle)
900 WASHINGTON STREET
SUITE 900

(Street)
VANCOUVER WASHINGTON 98660

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
RIVERVIEW BANCORP INC [ RVSB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP/COO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/04/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/04/2026P1,000A$5.2270,008(1)D
Common Stock7,960IShares held by the ESOP
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Includes 6,684 shares owned in the Riverview 401(k) Plan.
/s/ Daniel D. Cox05/04/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did RVSB executive Daniel D. Cox report?

Daniel D. Cox reported buying 1,000 shares of Riverview Bancorp (RVSB) common stock in an open-market purchase. The transaction was executed at $5.22 per share and increased his directly held position in the company.

At what price did Daniel D. Cox purchase RVSB shares?

He purchased the RVSB common shares at $5.22 per share in an open-market transaction. This disclosed per-share price helps investors understand the level at which the executive recently added to his direct holdings.

How many RVSB shares does Daniel D. Cox own after this Form 4?

After the reported transaction, Daniel D. Cox directly owns 70,008 shares of Riverview Bancorp common stock. He also reports 7,960 shares held indirectly through the ESOP, plus 6,684 shares in the Riverview 401(k) Plan.

What type of ownership is indicated by ESOP shares in the RVSB filing?

The Form 4 shows 7,960 RVSB shares held indirectly through the ESOP, categorized as indirect ownership. ESOP holdings typically reflect retirement-related plan interests rather than shares directly controlled in a personal brokerage account.

Does the RVSB Form 4 show any stock sales by Daniel D. Cox?

The filing shows an open-market purchase of 1,000 RVSB shares and no reported sales. Transaction summaries indicate net-buy activity, meaning his reported share count increased rather than decreased in this specific filing.