Welcome to our dedicated page for Ryvyl SEC filings (Ticker: RVYL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
RYVYL Inc. filings document its public-company reporting, Nasdaq-listed common stock, material-event disclosures, shareholder voting matters, capital structure, governance, and operating and financial results. Recent 8-K reports include disclosure about an SEC settlement process and Nasdaq listing compliance matters, while the Form 12b-25 filing records annual-report timing under Rule 12b-25.
RTB Digital, Inc. director Alexander Michael Lewis reported his initial ownership in a Form 3. He holds 53,048 shares of common stock and stock options tied to 72,941 underlying common shares. These options have an exercise price of $1.89 per share and expire in 2035. The options were originally granted on August 12, 2025 and were assumed in a business combination, continuing to vest under the original schedule as long as he remains in service with the company.
RTB Digital, Inc. director Alexander Michael Lewis reported his initial ownership in a Form 3. He holds 53,048 shares of common stock and stock options tied to 72,941 underlying common shares. These options have an exercise price of $1.89 per share and expire in 2035. The options were originally granted on August 12, 2025 and were assumed in a business combination, continuing to vest under the original schedule as long as he remains in service with the company.
RTB Digital, Inc. Chief Operating Officer Sornsin William Carrier Jr filed an initial ownership report showing his equity position. He directly holds 127,314 shares of common stock. He also holds stock options covering 84,346 shares at an exercise price of $1.89 per share expiring on August 12, 2035, and options covering 116,705 shares at $0.94 per share expiring on May 15, 2034. These options were originally granted by RTB Digital, Inc. in 2024 and 2025 and were assumed in connection with the business combination, continuing to vest under their original schedules.
RTB Digital, Inc. Chief Operating Officer Sornsin William Carrier Jr filed an initial ownership report showing his equity position. He directly holds 127,314 shares of common stock. He also holds stock options covering 84,346 shares at an exercise price of $1.89 per share expiring on August 12, 2035, and options covering 116,705 shares at $0.94 per share expiring on May 15, 2034. These options were originally granted by RTB Digital, Inc. in 2024 and 2025 and were assumed in connection with the business combination, continuing to vest under their original schedules.
RTB Digital, Inc. reported that director and co-founder David Bailey will leave its board as of June 1, 2026. He is stepping down to focus on his role as Chief Executive Officer of Nakamoto, Inc., which trades on Nasdaq under the symbol NAKA.
The company notes that Bailey was a founding investor, participated in the latest funding round, and has worked closely with founder James Heckman on two public-company boards. His departure is explicitly stated as not due to any disagreement over RTB Digital’s operations, policies, or practices.
RTB Digital, Inc. reported that director and co-founder David Bailey will leave its board as of June 1, 2026. He is stepping down to focus on his role as Chief Executive Officer of Nakamoto, Inc., which trades on Nasdaq under the symbol NAKA.
The company notes that Bailey was a founding investor, participated in the latest funding round, and has worked closely with founder James Heckman on two public-company boards. His departure is explicitly stated as not due to any disagreement over RTB Digital’s operations, policies, or practices.
RTB Digital, Inc. director David F. Bailey filed an initial ownership report showing indirect and direct holdings of the company’s common stock and related derivatives. Indirectly, he is a control person of BTC Inc. with 213,075 shares and 210K Capital, LP with 179,373 shares, while directly holding 26,524 shares. He also has a warrant exercisable for 35,875 shares at an exercise price of $11.15 per share expiring on March 6, 2027, and stock options over 72,941 shares at $1.89 per share expiring on August 12, 2035. Footnotes state he disclaims beneficial ownership of indirect holdings except to the extent of his pecuniary interests.
RTB Digital, Inc. director David F. Bailey filed an initial ownership report showing indirect and direct holdings of the company’s common stock and related derivatives. Indirectly, he is a control person of BTC Inc. with 213,075 shares and 210K Capital, LP with 179,373 shares, while directly holding 26,524 shares. He also has a warrant exercisable for 35,875 shares at an exercise price of $11.15 per share expiring on March 6, 2027, and stock options over 72,941 shares at $1.89 per share expiring on August 12, 2035. Footnotes state he disclaims beneficial ownership of indirect holdings except to the extent of his pecuniary interests.
RTB Digital, Inc. director Steven C. Fletcher reported administrative equity changes related to a prior business combination. A restricted stock award originally granted on October 10, 2025 by RTB Digital was assumed by the combined company and converted into 690 shares of common stock, which continue to vest on the original schedule. A related stock option for 72,941 shares with a strike price of $1.89 per share, expiring on August 12, 2035, was also assumed on substantially the same terms. These Form 4 entries use code J, reflecting an internal restructuring of existing awards rather than open-market buying or selling.
RTB Digital, Inc. director Steven C. Fletcher reported administrative equity changes related to a prior business combination. A restricted stock award originally granted on October 10, 2025 by RTB Digital was assumed by the combined company and converted into 690 shares of common stock, which continue to vest on the original schedule. A related stock option for 72,941 shares with a strike price of $1.89 per share, expiring on August 12, 2035, was also assumed on substantially the same terms. These Form 4 entries use code J, reflecting an internal restructuring of existing awards rather than open-market buying or selling.
RTB Digital, Inc., formerly Ryvyl Inc., completed its merger with privately held RTB Digital, making RTB a wholly owned subsidiary and shifting the business focus to a Web3 media platform serving major media brands and sports channels. At closing, the company issued 4,384,504 shares of common stock to former RTB shareholders, and immediately after the merger there were about 5,774,711 shares outstanding. The company reserved additional shares for assumed RTB securities, including options, warrants and convertible debt that may be exercised or converted in the future. Certain pre‑merger RTB security holders agreed to a 12‑month lock‑up with a further nine‑month dribble‑out. The company also changed its name to RTB Digital, Inc., its Nasdaq ticker to RTB, and reconstituted its board and executive team, appointing James Heckman as CEO and Aly Madhavji as CFO.
RTB Digital, Inc., formerly Ryvyl Inc., completed its merger with privately held RTB Digital, making RTB a wholly owned subsidiary and shifting the business focus to a Web3 media platform serving major media brands and sports channels. At closing, the company issued 4,384,504 shares of common stock to former RTB shareholders, and immediately after the merger there were about 5,774,711 shares outstanding. The company reserved additional shares for assumed RTB securities, including options, warrants and convertible debt that may be exercised or converted in the future. Certain pre‑merger RTB security holders agreed to a 12‑month lock‑up with a further nine‑month dribble‑out. The company also changed its name to RTB Digital, Inc., its Nasdaq ticker to RTB, and reconstituted its board and executive team, appointing James Heckman as CEO and Aly Madhavji as CFO.
RTB Digital, Inc., formerly associated with RYVYL, filed an amended current report to add a missing corporate document. The amendment’s purpose is to include Exhibit 3.2, the Certificate of Merger between RYVYL Merger Sub Inc. and RTB Digital, Inc., which became effective on May 12, 2026. The filing also references a prior Certificate of Amendment changing the company’s name to RTB Digital, Inc. and a previously issued press release dated May 12, 2026. This amendment is primarily administrative, ensuring the company’s merger and name-change records are complete and properly filed.
RTB Digital, Inc., formerly Ryvyl Inc., has completed its merger with RTB Digital, Inc. via a subsidiary, making RTB a wholly owned subsidiary and rebranding the parent as RTB Digital, Inc. doing business as Roundtable. As part of the merger, the company will issue 11,893,886 shares of common stock in exchange for RTB’s outstanding equity and notes, resulting in 13,174,895 common shares outstanding immediately after the transaction. The company will also issue 109,410 shares under its investment banking agreement with Maxim Partners LLC. The common stock is expected to begin trading on the Nasdaq Capital Market under the new ticker symbol RTB on May 13, 2026, while the existing CUSIP remains unchanged and current share certificates remain valid. Audited and unaudited historical financial statements of RTB and unaudited pro forma combined financial information will be provided in an amended report within seventy-one days.
RYVYL Inc. has received a Nasdaq notice that its common stock no longer meets the Nasdaq Capital Market’s minimum stockholders’ equity requirement of $2.5 million, creating a risk of delisting. The company has appealed to the Nasdaq Hearings Panel, which keeps its shares trading while a decision is pending.
RYVYL’s stockholders have approved a merger with RTB Digital, Inc., and the company expects the combined entity to have more than $20 million in stockholders’ equity, which would satisfy Nasdaq’s continued listing standards. Management believes the merger will close before the appeal hearing and views completion of the merger as its plan to regain full compliance.