[144/A] Agrify Corporation SEC Filing

Rhea-AI Filing Summary

Agrify Corporation (AGFY) Form 144/A notifies a proposed sale of 1,900 common shares through Apex Clearing on the NASDAQ with an aggregate market value of $74,081. The filing lists the total shares outstanding as 2,000,000 and an approximate sale date of 09/09/2025. The securities were acquired by Restricted Stock Unit vesting on 11/19/2024 from Agrify Corporation; the table shows Amount of Securities Acquired: 0 and payment date 11/19/2024. The filer indicates no securities sold by the person in the past three months and includes the standard representation that they are unaware of any undisclosed material adverse information.

Positive

• Disclosure of acquisition method: The filing specifies the securities were acquired via Restricted Stock Unit vesting on 11/19/2024.
• No sales in prior three months: The filer reports "Nothing to Report" for securities sold during the past 3 months, indicating no recent dispositions.
• Standard compliance representations: The notice includes the required representation that the signer is not aware of any undisclosed material adverse information.

Negative

• Potential data inconsistency: The acquisition table shows "Amount of Securities Acquired: 0" despite listing RSU vesting on 11/19/2024, which may reflect incomplete or unclear reporting.
• Limited materiality: The proposed sale of 1,900 shares is small relative to the reported 2,000,000 shares outstanding, suggesting limited market impact.

Insights

Financial Analyst

TL;DR This Form 144/A discloses a minor planned sale of vested RSUs worth $74k, representing a small portion of the issuer's reported share base.

The filing shows a proposed sale of 1,900 common shares valued at $74,081, with 2,000,000 shares reported outstanding. The securities are listed as acquired via Restricted Stock Unit vesting on 11/19/2024. No prior sales in the last three months are reported. Financially, the disclosed position to be sold appears immaterial to the company's overall equity within the limits of the data provided, and no earnings or operational metrics are included in this notice.

Corporate Governance Expert

TL;DR The filing is a routine insider disposition notice with standard certifications and no disclosed undisclosed material information.

The document contains customary representations required by Rule 144 filings, including a signer’s declaration of no known undisclosed material adverse information and a note on trading plans (Rule 10b5-1). The notice records acquisition by RSU vesting and reports no securities sold in the prior three months. There are no governance red flags or compliance exceptions evident in the text provided.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144/A

144/A: Filer Information

Filer CIK
Filer CCC
Previous Accession Number Of The Filing
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144/A: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144/A: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	APEX CLEARING 350 N PAUL ST SUITE 300 DALLAS TX 75201	1900	74081	2000000	09/09/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144/A: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	11/19/2024	Restricted Stock Unit Vesting	AGRIFY CORPORATION			0	11/19/2024	NA

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144/A: Securities Sold During The Past 3 Months

Nothing to Report

144/A: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144/A filed by Agrify Corporation (AGFY) disclose?

The filing discloses a proposed sale of 1,900 common shares via Apex Clearing on NASDAQ with an aggregate market value of $74,081 and an approximate sale date of 09/09/2025.

How were the shares acquired that are being sold according to the filing?

The filing states the shares were acquired via Restricted Stock Unit vesting on 11/19/2024 from Agrify Corporation.

Does the Form 144/A report any securities sold by the filer in the past three months?

No. The filing lists "Nothing to Report" for securities sold during the past three months.

What representation does the filer make about undisclosed information?

The filer represents by signing the notice that they do not know of any material adverse information about the issuer that has not been publicly disclosed.

Who is the broker listed for the proposed sale?

Apex Clearing, 350 N Paul St Suite 300, Dallas, TX 75201 is listed as the broker for the transaction.