Rezolute CFO Daron Evans gifts 16,000 shares

The reported ownership picture also excludes Evans's former reportable beneficial interest in 23,000 shares held by Minor Child #1.

Rhea-AI Filing Summary

Rezolute, Inc. (RZLT) CFO Daron Evans reported gifting 16,000 common shares on October 21, 2026; his directly held balance afterward was 395,400 shares. On the same date, Minor Child #2 and Minor Child #3 each were reported as acquiring 4,000 shares as gifts, with 11,000 shares held indirectly for each afterward. Evans also reported no longer having a reportable beneficial interest in 23,000 shares owned by Minor Child #1. PoC Capital LLC, managed by Evans, held 40,000 shares; Evans disclaimed beneficial ownership except to the extent of his pecuniary interest.

Insider Trade Summary

24,000 shares gifted

Gift 5 txns

Insider Evans Daron

Role CFO

Type	Security	Shares	Price	Value
Gift	Common Shares F1	16,000	$0.00	$0.00
Gift	Common Shares	4,000	$0.00	$0.00
Gift	Common Shares	4,000	$0.00	$0.00
holding	Common Shares F2	--	--	--
holding	Common Shares	--	--	--

Holdings After Transaction: Common Shares — 395,400 shares (Direct); Common Shares — 11,000 shares (Indirect, Held by minor child #2); Common Shares — 11,000 shares (Indirect, Held by minor child #3); Common Shares — 40,000 shares (Indirect, Held by PoC Capital LLC); Common Shares — 20,000 shares (Indirect, Held by spouse)

Footnotes (2)

1. F1. Represents gifts of shares of RZLT common stock to minor and adult children of the reporting person.
2. F2. PoC Capital, LLC is a California limited liability company managed by the reporting person. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Key Figures

Direct shares gifted: 16,000 shares Shares acquired by each child: 4,000 shares Direct shares after gift: 395,400 shares +4 more

7 metrics

Direct shares gifted 16,000 shares October 21, 2026

Shares acquired by each child 4,000 shares Minor Child #2 and Minor Child #3, October 21, 2026

Direct shares after gift 395,400 shares Daron Evans

Shares held by each child after gift 11,000 shares Minor Child #2 and Minor Child #3

Former reportable beneficial interest 23,000 shares Owned by Minor Child #1

Shares held by PoC Capital LLC 40,000 shares The LLC is managed by Daron Evans

Shares held by spouse 20,000 shares Indirect holding reported for Daron Evans

Key Terms

beneficial ownership, pecuniary interest, indirect holdings

3 terms

beneficial ownership regulatory

"disclaims beneficial ownership of these securities"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

pecuniary interest regulatory

"except to the extent of his pecuniary interest therein"

indirect holdings regulatory

"included as indirect holdings on previous Form 4 filings"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What RZLT shares did Daron Evans report gifting?

On October 21, 2026, Daron Evans reported a direct gift disposition of 16,000 common shares. Minor Child #2 and Minor Child #3 each were reported as indirectly acquiring 4,000 shares as gifts; each child's reported holding afterward was 11,000 shares.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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Available on EDGAR 10/23/2026 - 04:56 PM EDT Accepted by SEC EDGAR 10/23/2026 - 04:52 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Evans Daron

(Last) (First) (Middle)

C/O REZOLUTE, INC.

275 SHORELINE DRIVE, SUITE 500

(Street)

REDWOOD CITY CALIFORNIA 94065

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Rezolute, Inc. [ RZLT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CFO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/21/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Shares	10/21/2026		G		16,000(1)	D	$0	395,400	D
Common Shares	10/21/2026		G		4,000	A	$0	11,000	I	Held by minor child #2
Common Shares	10/21/2026		G		4,000	A	$0	11,000	I	Held by minor child #3
Common Shares								40,000	I	Held by PoC Capital LLC(2)
Common Shares								20,000	I	Held by spouse

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents gifts of shares of RZLT common stock to minor and adult children of the reporting person.

2. PoC Capital, LLC is a California limited liability company managed by the reporting person. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Remarks:

The reporting person no longer has a reportable beneficial interest in the 23,000 shares of RZLT common stock owned by Minor Child #1, which were included as indirect holdings on previous Form 4 filings made by reporting person.

	/s/ Daron Evans	10/23/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)