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Rezolute (RZLT) CFO reports new RSU and option awards

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Rezolute, Inc. executive equity grants disclosed

Rezolute, Inc. reported that its Chief Financial Officer, Daron Evans, acquired 107,000 restricted stock units of Rezolute common shares on 11/19/2025 at a stated price of $0. These restricted stock units vest annually over a three-year period, with the first portion vesting on December 1, 2026.

Following this transaction, Evans beneficially owns 375,900 Rezolute common shares directly, with additional indirect holdings through family members and PoC Capital, LLC. He also received an employee stock option grant covering 63,000 Rezolute common shares at an exercise price of $10.16 per share, vesting 1/36th monthly beginning on December 19, 2025 and expiring on November 19, 2035.

Positive

  • None.

Negative

  • None.
Insider Evans Daron
Role CFO
Type Security Shares Price Value
Grant/Award Employee Stock Option (Right to Buy) 63,000 $0.00 --
Grant/Award Common Shares 107,000 $0.00 --
holding Common Shares -- -- --
holding Common Shares -- -- --
holding Common Shares -- -- --
holding Common Shares -- -- --
holding Common Shares -- -- --
Holdings After Transaction: Employee Stock Option (Right to Buy) — 63,000 shares (Direct); Common Shares — 375,900 shares (Direct); Common Shares — 23,000 shares (Indirect, Minor child #1)
Footnotes (1)
  1. Represents grant of restricted stock units which vest annually over a three-year period with the first RSUs vesting on December 1, 2026. PoC Capital, LLC is a California limited liability company managed by the reporting person. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. The options vest 1/36th monthly beginning on December 19, 2025.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Evans Daron
(Last) (First) (Middle)
C/O REZOLUTE, INC.
275 SHORELINE DRIVE, SUITE 500
(Street)
REDWOOD CITY CA 94065
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Rezolute, Inc. [ RZLT ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
CFO
3. Date of Earliest Transaction (Month/Day/Year)
11/19/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Shares 11/19/2025 A 107,000(1) A $0 375,900 D
Common Shares 23,000 I Minor child #1
Common Shares 20,000 I Held by spouse
Common Shares 4,500 I Held by minor child #2
Common Shares 4,500 I Held by minor child #3
Common Shares 40,000 I Held by PoC Capital LLC(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (Right to Buy) $10.16 11/19/2025 A 63,000 (3) 11/19/2035 Common Shares 63,000 $0 63,000 D
Explanation of Responses:
1. Represents grant of restricted stock units which vest annually over a three-year period with the first RSUs vesting on December 1, 2026.
2. PoC Capital, LLC is a California limited liability company managed by the reporting person. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
3. The options vest 1/36th monthly beginning on December 19, 2025.
/s/ Daron Evans 11/21/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Rezolute (RZLT) report for its CFO?

Rezolute disclosed that its CFO, Daron Evans, acquired 107,000 restricted stock units of Rezolute common shares on 11/19/2025, reported on a Form 4.

How do the new restricted stock units for Rezolute (RZLT) CFO vest?

The 107,000 restricted stock units granted to the CFO vest annually over three years, with the first tranche vesting on December 1, 2026.

What stock options were granted to the Rezolute (RZLT) CFO?

The CFO received an employee stock option for 63,000 Rezolute common shares at an exercise price of $10.16 per share, exercisable starting December 19, 2025 and expiring on November 19, 2035.

How do the Rezolute (RZLT) CFO stock options vest?

The 63,000 stock options vest 1/36th monthly, beginning on December 19, 2025, spreading the vesting over three years.

What is the Rezolute (RZLT) CFO’s direct share ownership after the Form 4 transaction?

After the reported transaction, the CFO directly beneficially owns 375,900 Rezolute common shares, in addition to several indirect holdings.

What indirect holdings in Rezolute (RZLT) does the CFO report?

Indirect holdings include shares held by minor children, the CFO’s spouse, and 40,000 Rezolute common shares held by PoC Capital, LLC, for which he disclaims beneficial ownership except for his pecuniary interest.