Rezolute director reports new RSU and stock option awards

Rhea-AI Filing Summary

Rezolute, Inc. director reports new equity awards. On 11/19/2025, a director of Rezolute, Inc. (RZLT) received 21,000 restricted stock units at a stated price of $0, increasing the director’s beneficial ownership to 58,576 common shares. The RSUs fully vest on December 1, 2026, meaning the director will receive the underlying shares only after that date if the vesting conditions are met.

The director also received a stock option grant to buy 12,000 common shares at an exercise price of $10.16 per share. These options are exercisable until November 19, 2035 and fully vest on December 1, 2026. Both awards are reported as directly owned and reflect standard equity-based compensation for board service.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

KREHER NERISSA

(Last) (First) (Middle)

C/O REZOLUTE, INC.

275 SHORELINE DRIVE, SUITE 500

(Street)

REDWOOD CITY CA 94065

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Rezolute, Inc. [ RZLT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
11/19/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Shares	11/19/2025		A		21,000(1)	A	$0	58,576	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Director Stock Option (Right to Buy)	$10.16	11/19/2025		A		12,000		(2)	11/19/2035	Common Shares	12,000	$0	12,000	D

Explanation of Responses:

1. Represents grant of restricted stock units which fully vest on December 1, 2026.

2. The options fully vest on December 1, 2026.

	/s/ Nerissa Kreher	11/21/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Rezolute (RZLT) report in this Form 4?

The filing reports that a Rezolute, Inc. (RZLT) director received 21,000 restricted stock units and a stock option grant for 12,000 common shares on 11/19/2025.

How many Rezolute (RZLT) RSUs were granted to the director?

The director was granted 21,000 restricted stock units, which are scheduled to fully vest on December 1, 2026.

What are the terms of the Rezolute (RZLT) stock options granted?

The director received stock options on 12,000 common shares with an exercise price of $10.16 per share, expiring on November 19, 2035, and fully vesting on December 1, 2026.

What is the director’s Rezolute (RZLT) share ownership after this transaction?

After the reported RSU transaction, the director beneficially owns 58,576 Rezolute common shares, held in direct ownership form.

Are the Rezolute (RZLT) equity awards immediately vested?

No. The filing states the 21,000 RSUs fully vest on December 1, 2026, and the 12,000 stock options also fully vest on December 1, 2026.

Is this Rezolute (RZLT) Form 4 filed for one reporting person or a group?

The Form 4 indicates it is filed by one reporting person, reflecting that individual director’s equity awards and holdings.