Rezolute director Young-Jin Kim reports new RSUs and stock options

Rhea-AI Filing Summary

Rezolute, Inc. (RZLT)21,000 restricted stock units at a price of $0, which fully vest on December 1, 2026. Following this grant, he directly beneficially owns 170,950 common shares. In addition, he indirectly beneficially owns 8,423,386 common shares held by Handok, Inc., for which he disclaims beneficial ownership except to the extent of any pecuniary interest.

Kim was also granted a director stock option to purchase 12,000 common shares at an exercise price of $10.16 per share, with the options fully vesting on December 1, 2026 and expiring on November 19, 2035. These awards increase his potential long‑term equity stake and further align his interests with Rezolute shareholders.

11/21/2025 - 04:49 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Kim Young-Jin

(Last) (First) (Middle)

C/O REZOLUTE, INC.

275 SHORELINE DRIVE, SUITE 500

(Street)

REDWOOD CITY CA 94065

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Rezolute, Inc. [ RZLT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
11/19/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Shares	11/19/2025		A		21,000(1)	A	$0	170,950	D
Common Shares								8,423,386	I	Held by Handok, Inc.(2)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Director Stock Option (Right to Buy)	$10.16	11/19/2025		A		12,000		(3)	11/19/2035	Common Shares	12,000	$0	12,000	D

Explanation of Responses:

1. Represents grant of restricted stock units which fully vest on December 1, 2026.

2. The reporting person disclaims beneficial ownership of the securities held by Handok, Inc. except to the extent of his pecuniary interest therein, if any.

3. The options fully vest on December 1, 2026.

	/s/ Young-Jin Kim	11/20/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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FAQ

What equity awards did Rezolute (RZLT) director Young-Jin Kim receive?

Young‑Jin Kim received 21,000 restricted stock units at $0 and a director stock option for 12,000 common shares with a $10.16 exercise price.

When do Young-Jin Kim’s new Rezolute (RZLT) awards vest?

The filing states that both the 21,000 restricted stock units and the 12,000-share stock option fully vest on December 1, 2026.

What is the exercise price and expiration date of Young-Jin Kim’s Rezolute options?

The director stock option allows Young‑Jin Kim to buy 12,000 Rezolute common shares at an exercise price of $10.16 per share and expires on November 19, 2035.

How many Rezolute (RZLT) shares does Young-Jin Kim beneficially own after the reported transactions?

After the transactions, he directly beneficially owns 170,950 Rezolute common shares and indirectly beneficially owns 8,423,386 common shares held by Handok, Inc., which he disclaims except for any pecuniary interest.

What are the terms of the restricted stock units granted to Young-Jin Kim at Rezolute?

The filing explains that the 21,000 restricted stock units were granted at $0 and will fully vest on December 1, 2026, subject to the conditions of the award.

What is the relationship of Young-Jin Kim to Rezolute (RZLT)?

The form identifies Young‑Jin Kim as a director of Rezolute, Inc. and the filing is made by one reporting person.