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Rezolute RZLT Form 4 shows director stock grants and options

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Rezolute, Inc. (RZLT) reported an insider equity grant for director Gil M. Labrucherie. On 11/19/2025, he received 21,000 restricted stock units at a price of $0, which fully vest on December 1, 2026. Following this grant, he beneficially owns 55,500 common shares directly and 53,572 common shares indirectly through The Labrucherie Trust dated 9/1/2009.

He was also granted a director stock option for 12,000 common shares at an exercise price of $10.16 per share on 11/19/2025. These options are exercisable until 11/19/2035 and fully vest on December 1, 2026.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Labrucherie Gil M

(Last) (First) (Middle)
C/O REZOLUTE, INC.
275 SHORELINE DRIVE, SUITE 500

(Street)
REDWOOD CITY CA 94065

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Rezolute, Inc. [ RZLT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
11/19/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Shares 11/19/2025 A 21,000(1) A $0 55,500 D
Common Shares 53,572 I The Labrucherie Trust dated 9/1/2009
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Director Stock Option (Right to Buy) $10.16 11/19/2025 A 12,000 (2) 11/19/2035 Common Shares 12,000 $0 12,000 D
Explanation of Responses:
1. Represents grant of restricted stock units which fully vest on December 1, 2026.
2. The options fully vest on December 1, 2026.
/s/ Gil M. Labrucherie 11/20/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Rezolute (RZLT) report in this Form 4?

The filing reports that director Gil M. Labrucherie received 21,000 restricted stock units and a stock option for 12,000 common shares of Rezolute, Inc.

How many restricted stock units did the Rezolute (RZLT) director receive and when do they vest?

Gil M. Labrucherie received 21,000 restricted stock units, which fully vest on December 1, 2026.

What are the terms of the stock options granted to the Rezolute (RZLT) director?

He was granted a director stock option for 12,000 common shares at an exercise price of $10.16 per share on 11/19/2025, expiring on 11/19/2035, and fully vesting on December 1, 2026.

How many Rezolute (RZLT) shares does Gil M. Labrucherie beneficially own after the reported transactions?

After the transactions, he beneficially owns 55,500 common shares directly and 53,572 common shares indirectly through The Labrucherie Trust dated 9/1/2009.

What is Gil M. Labrucherie’s relationship to Rezolute (RZLT)?

Gil M. Labrucherie is reported as a director of Rezolute, Inc. in this Form 4.

Was the reported Rezolute (RZLT) insider transaction filed by more than one person?

No. The Form 4 indicates it was filed by one reporting person, Gil M. Labrucherie.

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Biotechnology
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United States
REDWOOD CITY