Bank of America Corp (RZLT) discloses 1.2% Rezolute ownership in 13G/A

Rhea-AI Filing Summary

Bank of America Corporation reported its beneficial ownership in Rezolute, Inc. common stock as of June 30, 2026. The group beneficially owns 1,176,889 shares of common stock, representing 1.2% of the class, based on 96,292,331 shares outstanding as disclosed by Rezolute in a Form 10-Q reporting share totals as of May 8, 2026.

All reported shares are held with shared voting and dispositive power, with no sole voting or dispositive power. The position is reported by Bank of America Corporation on behalf of itself and wholly owned subsidiaries BofA Securities, Inc., Bank of America N.A., and Merrill Lynch International, reflecting their combined ownership below the 5% threshold.

Key Figures

Shares beneficially owned: 1,176,889 shares Percent of class owned: 1.2% Shares outstanding baseline: 96,292,331 shares +4 more

7 metrics

Shares beneficially owned 1,176,889 shares Rezolute, Inc. common stock reported by Bank of America Corporation

Percent of class owned 1.2% Beneficial ownership percentage of Rezolute common stock

Shares outstanding baseline 96,292,331 shares Rezolute shares outstanding from Form 10-Q as of May 8, 2026

Sole voting power 0 shares Shares over which Bank of America has sole voting power

Shared voting power 1,176,889 shares Shares over which Bank of America has shared voting power

Sole dispositive power 0 shares Shares over which Bank of America has sole dispositive power

Shared dispositive power 1,176,889 shares Shares over which Bank of America has shared dispositive power

Key Terms

beneficial ownership, shared voting power, sole dispositive power, shared dispositive power, +1 more

5 terms

beneficial ownership financial

"The beneficial ownership calculation relies on the 96,292,331 outstanding shares"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

shared voting power financial

"Shared Voting Power 1,176,889.00"

Shared voting power occurs when two or more parties jointly have the right to vote or decide how a block of company shares is cast, like co-owners who must agree before moving a piece of furniture. Investors care because who controls voting rights affects board elections, major corporate decisions and takeover outcomes, and shared control can alter regulatory disclosures and the practical influence any holder has over a company’s direction and value.

sole dispositive power financial

"Sole Dispositive Power 0.00"

Sole dispositive power is the exclusive legal authority to decide what happens to a security — for example, whether to sell, transfer, or retain shares — without needing anyone else’s permission. Investors care because it signals who truly controls the economic outcome of an investment: like holding the only key to a safe, the holder can realize gains or losses and may trigger regulatory reporting, insider rules, or influence over corporate ownership.

shared dispositive power financial

"Shared Dispositive Power 1,176,889.00"

parent holding company financial

"If a parent holding company has filed this schedule, pursuant to (ii)(G)"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/12/2026 - 12:27 PM Accepted by SEC EDGAR 08/12/2026 - 12:26 PM Learn about SEC filing dates

FAQ

What percentage of Rezolute, Inc. (RZLT) does Bank of America currently own?

Bank of America reports beneficial ownership of 1.2% of Rezolute, Inc.'s common stock, representing 1,176,889 shares based on 96,292,331 shares outstanding as referenced from Rezolute’s Form 10-Q.

How many Rezolute (RZLT) shares does Bank of America report as beneficially owned?

Bank of America reports beneficial ownership of 1,176,889 Rezolute common shares. This stake corresponds to 1.2% of the class, calculated using 96,292,331 outstanding shares disclosed by Rezolute in a recent Form 10-Q.

Does Bank of America have sole or shared voting power over its Rezolute (RZLT) shares?

Bank of America reports 0 shares with sole voting power and 1,176,889 shares with shared voting power. It also reports 0 shares with sole dispositive power and 1,176,889 shares with shared dispositive power over Rezolute stock.

Is Bank of America a 5% or greater shareholder of Rezolute, Inc. (RZLT)?

No. Bank of America reports ownership of 1.2% of Rezolute’s common stock, which is characterized as ownership of 5 percent or less of the class under the Schedule 13G/A disclosure.

Which Bank of America entities are included in the Rezolute (RZLT) Schedule 13G/A report?

The report is filed by Bank of America Corporation on behalf of itself and wholly owned subsidiaries BofA Securities, Inc., Bank of America N.A., and Merrill Lynch International, reflecting their combined beneficial ownership in Rezolute.

What share count did Bank of America use to calculate its 1.2% Rezolute (RZLT) ownership?

The 1.2% ownership is calculated using 96,292,331 Rezolute shares outstanding, as disclosed in Rezolute’s Form 10-Q filed May 12, 2026, which reported share totals as of May 8, 2026.

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No. 1)

Rezolute, Inc.

(Name of Issuer)

Common Stock

(Title of Class of Securities)

76200L309

(CUSIP Number)

06/30/2026

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

Rule 13d-1(b)

Rule 13d-1(c)

Rule 13d-1(d)

schemaVersion:

SCHEDULE 13G

CUSIP Number(s): 76200L309

1

Names of Reporting Persons

BANK OF AMERICA CORP /DE/

2

Check the appropriate box if a member of a Group (see instructions)

(a)
(b)

3

Sec Use Only

4

Citizenship or Place of Organization

DELAWARE

Number of Shares Beneficially Owned by Each Reporting Person With:

5	Sole Voting Power 0.00
6	Shared Voting Power 1,176,889.00
7	Sole Dispositive Power 0.00
8	Shared Dispositive Power 1,176,889.00

9

Aggregate Amount Beneficially Owned by Each Reporting Person

1,176,889.00

10

Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)

11

Percent of class represented by amount in row (9)

1.2 %

12

Type of Reporting Person (See Instructions)

HC

Comment for Type of Reporting Person: The beneficial ownership calculation relies on the 96,292,331 outstanding shares disclosed in the Form 10-Q by the issuer on May 12, 2026, which reports share totals as of May 8, 2026.

SCHEDULE 13G

Item 1.
(a)	Name of issuer: Rezolute, Inc.
(b)	Address of issuer's principal executive offices: 275 SHORELINE DRIVE, SUITE 500, 275 SHORELINE DRIVE, SUITE 500, REDWOOD CITY, CALIFORNIA, 94065.
Item 2.
(a)	Name of person filing: BANK OF AMERICA CORP /DE/
(b)	Address or principal business office or, if none, residence: 100 N TRYON ST CHARLOTTE, NC 28255
(c)	Citizenship: Delaware
(d)	Title of class of securities: Common Stock
(e)	CUSIP No.: 76200L309
Item 3.	If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
(a)	Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
(b)	Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
(c)	Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
(d)	Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
(e)	An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
(f)	An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
(g)	A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
(h)	A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)	A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j)	A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:
(k)	Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K).
Item 4.	Ownership
(a)	Amount beneficially owned: 1,176,889.00
(b)	Percent of class: 1.2%
(c)	Number of shares as to which the person has:
	(i) Sole power to vote or to direct the vote: 0.00
	(ii) Shared power to vote or to direct the vote: 1,176,889.00
	(iii) Sole power to dispose or to direct the disposition of: 0.00
	(iv) Shared power to dispose or to direct the disposition of: 1,176,889.00
Item 5.	Ownership of 5 Percent or Less of a Class.
	Ownership of 5 percent or less of a class
Item 6.	Ownership of more than 5 Percent on Behalf of Another Person.
	Not Applicable
Item 7.	Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
	If a parent holding company has filed this schedule, pursuant to Rule 13d-1(b)(ii)(G), so indicate under Item 3(g) and attach an exhibit stating the identity and the Item 3 classification of the relevant subsidiary. If a parent holding company has filed this schedule pursuant to Rule 13d-1(c) or Rule 13d-1(d), attach an exhibit stating the identification of the relevant subsidiary. This statement on Schedule 13G is being filed by Bank of America Corporation on behalf of itself and its wholly owned subsidiaries BofA Securities, Inc., a broker dealer registered under section 15 of the Act (15 U.S.C. 78o); Bank of America N.A., a bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); and Merrill Lynch International, a non-U.S. institution in accordance with section 240.13d-1(b)(1)(ii)(J).
Item 8.	Identification and Classification of Members of the Group.
	Not Applicable
Item 9.	Notice of Dissolution of Group.
	Not Applicable

Item 10.

Certifications:

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

BANK OF AMERICA CORP /DE/

Signature:	/s/ Monica Yako
Name/Title:	Authorized Signatory
Date:	08/12/2026