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[SCHEDULE 13D/A] REZOLVE AI PLC SEC Filing

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Filing Sentiment
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Form Type
SCHEDULE 13D/A

Rezolve AI plc insiders filed Amendment No. 2 to a Schedule 13D to report an open-market sale by DBLP Sea Cow Limited of 10,600,000 Ordinary Shares at $5.40 per share on 10/09/2025. After the transaction the Reporting Persons disclose aggregate holdings of 47,222,126 shares, representing 14.66% of the 322,174,536 Ordinary Shares outstanding used for the calculation. The filing clarifies ownership split among Daniel Wagner, the Estate of John Wagner and DBLP, notes certain shares (3,592,193) held by DBLP are subject to a call option exercisable by an unrelated party and confirms no legal proceedings affecting the Reporting Persons.

The Amendment states the Reporting Persons currently have no definitive plans to change control or governance but reserve the right to review or alter their position. The filing reiterates Daniel Wagner’s role as CEO and director and confirms that disclosures are based on the issuers Form F-3 share count as of September 30, 2025.

Rezolve AI plc insider hanno presentato l'Amendment No. 2 al Schedule 13D per riferire una vendita sul mercato aperto da DBLP Sea Cow Limited di 10.600.000 azioni ordinarie a $5.40 per azione in data 10/09/2025. Dopo la transazione, i soggetti riportanti dichiarano una partecipazione aggregata di 47.222.126 azioni, pari al 14.66% delle 322.174.536 azioni ordinarie in circolazione utilizzate per il calcolo. La dichiarazione chiarisce la ripartizione della proprietà tra Daniel Wagner, l'Estate di John Wagner e DBLP, nota che alcune azioni (3.592.193) detenute da DBLP sono soggette a un'opzione di acquisto esercitabile da una parte non correlata e conferma che non esistono procedimenti legali che coinvolgono i Reporting Persons.

L'Amendment afferma che i Reporting Persons attualmente non hanno piani definitivi per cambiare il controllo o la governance ma si riservano il diritto di rivedere o modificare la loro posizione. La dichiarazione ribadisce il ruolo di Daniel Wagner come CEO e direttore e conferma che le comunicazioni si basano sul conteggio delle azioni dell'emittente secondo il modulo F-3 al 30 settembre 2025.

Rezolve AI plc insiders presentaron la Enmienda No. 2 a un Schedule 13D para informar una venta en el mercado abierto por DBLP Sea Cow Limited de 10,600,000 acciones ordinarias a $5.40 por acción el 10/09/2025. Después de la transacción, las Partes Informantes divulgan tenencias agregadas de 47,222,126 acciones, que representan el 14.66% de las 322,174,536 acciones ordinarias en circulación utilizadas para el cálculo. La presentación aclara la división de propiedad entre Daniel Wagner, la Estate of John Wagner y DBLP, señala que ciertas acciones (3,592,193) son mantenidas por DBLP y están sujetas a una opción de compra ejercitable por una parte no relacionada y confirma que no existen procesos legales que afecten a las Partes Informantes.

La Enmienda indica que las Partes Informantes actualmente no tienen planes definitivos de cambiar el control o la gobernanza, pero se reservan el derecho de revisar o alterar su posición. La presentación reitera el papel de Daniel Wagner como CEO y director y confirma que las divulgaciones se basan en el recuento de acciones de la emisora según el Form F-3 a partir del 30 de septiembre de 2025.

Rezolve AI plc의 내부자들은 Schedule 13D에 대한 Amendment No. 2를 제출하여 DBLP Sea Cow Limited10,600,000주 보통주를 $5.40에 매도한 것을 보고합니다. 거래일은 2025-10-09입니다. 거래 후 보고 당사자들은 47,222,126주를 보유하고 있으며 이는 계산에 사용된 322,174,536주 보통주의 14.66%를 차지합니다. 파일은 Daniel Wagner, Estate of John Wagner, DBLP 간의 소유 분할을 설명하고, DBLP가 보유한 특정 주식 3,592,193주가 제3의 비관련 당사자가 행사할 수 있는 콜 옵션의 대상임을 언급하며 보고 당사자에 영향을 미치는 법적 절차가 없음을 확인합니다.

개정안은 보고 당사자들이 현재 지배권이나 거버넌스를 바꿀 확정적 계획이 없다고 명시하지만, 그들의 위치를 검토하거나 변경할 권리를 보유합니다. 파일은 Daniel Wagner의 CEO 및 이사 역할을 재차 강조하고, 공시가 발행자의 Form F-3 주식 수를 기준으로 한다고 2025년 9월 30일에 확인합니다.

Rezolve AI plc des initiés ont déposé l'Amendement n° 2 à l'annexe 13D pour rapporter une vente sur le marché par DBLP Sea Cow Limited de 10 600 000 actions ordinaires à $5,40 par action le 10/09/2025. Après la transaction, les personnes déclarantes divulguent une détention aggregate de 47 222 126 actions, représentant 14,66% des 322 174 536 actions ordinaires en circulation utilisées pour le calcul. Le dépôt clarifie la répartition de la propriété entre Daniel Wagner, la Estate of John Wagner et DBLP, note que certaines actions (3 592 193) détenues par DBLP sont soumises à une option d'achat pouvant être exercée par une partie non liée et confirme qu'il n'y a pas de procédures légales affectant les Personnes Déclarantes.

L'Amendement indique que les Personnes Déclarantes n'ont actuellement aucun plan définitif pour changer le contrôle ou la gouvernance mais se réservent le droit de revoir ou de modifier leur position. Le dépôt réaffirme le rôle de Daniel Wagner en tant que PDG et administrateur et confirme que les divulgations se basent sur le comptage d'actions du formulaire F-3 de l'émetteur au 30 septembre 2025.

Rezolve AI plc Insideren haben Amendment No. 2 zu Schedule 13D eingereicht, um einen Open-Market-Verkauf durch DBLP Sea Cow Limited von 10.600.000 Stammaktien zu $5,40 pro Aktie am 10/09/2025 zu berichten. Nach der Transaktion geben die meldenden Personen aggregierte Inhaber von 47.222.126 Aktien bekannt, das 14,66% der 322.174.536 ausstehenden Stammaktien, die für die Berechnung verwendet wurden. Die Einreichung klärt die Eigentumsaufteilung unter Daniel Wagner, dem Estate of John Wagner und DBLP, weist darauf hin, dass bestimmte Aktien (3.592.193) von DBLP von einer Call-Option erfasst sind, die von einer nicht verbundenen Partei ausübbar ist, und bestätigt, dass keine gerichtlichen Verfahren die berichtenden Personen betreffen.

Die Änderung besagt, dass die berichtenden Personen derzeit keine endgültigen Pläne haben, die Kontrolle oder Governance zu ändern, behalten sich jedoch das Recht vor, ihre Position zu überprüfen oder zu ändern. Die Einreichung bekräftigt die Rolle von Daniel Wagner als CEO und Direktor und bestätigt, dass die Offenlegungen auf der Aktienanzahl des Emittenten gemäß dem Form F-3 Stand vom 30. September 2025 basieren.

Rezolve AI plc قام المطلعون بتقديم التعديل رقم 2 إلى الجدول 13D للإبلاغ عن بيع في السوق المفتوح من قبل DBLP Sea Cow Limited لـ 10,600,000 من الأسهم العادية بسعر $5.40 للسهم في 10/09/2025. بعد الصفقة، يعلن أطراف الإبلاغ عن حيازات مجمّعة تبلغ 47,222,126 سهماً، تشكّل 14.66% من إجمالي 322,174,536 سهم عادي قائم يُستخدم في الحساب. توضح الوثيقة توزيع الملكية بين Daniel Wagner و<Estate of John Wagner وDBLP، وتُشير إلى أن بعض الأسهم (3,592,193) المملوكة لـ DBLP خاضعة لخيار شراء يمكن ممارسته من قبل طرف غير Related وتؤكد عدم وجود إجراءات قانونية تؤثر على أطراف الإبلاغ.

تُشير التعديلات إلى أن أطراف الإبلاغ ليس لديهم حالياً خطط محددة لتغيير السيطرة أو الحوكمة، لكنهم يحتفظون بحق مراجعة موقفهم أو تغييره. وتعيد الوثيقة التأكيد على دور Daniel Wagner كمدير تنفيذي وعضو مجلس الإدارة وتؤكد أن الإعلانات قائمة على عدد الأسهم لدى المُصدر وفقاً لنموذج F-3 حتى 30 سبتمبر 2025.

Rezolve AI plc 的内部人士提交了对 Schedule 13D 的 Amendment No. 2,以报告由 DBLP Sea Cow Limited 在公开市场以 10,600,000 股普通股出售,价格为 $5.40 每股,日期为 2025-10-09。交易后,申报人披露合计持股 47,222,126 股,占用于计算的 322,174,536 股在外普通股的 14.66%。文件阐明了 Daniel WagnerEstate of John WagnerDBLP 之间的所有权分配,指出由 DBLP 持有的某些股票(3,592,193 股)受不可关联方可行使的买回权约束,并确认对申报人不存在任何法律程序。

Amendment 指出申报人目前没有对控制权或治理权进行改变的明确计划,但保留审查或改变其立场的权利。文件重申 Daniel Wagner 担任 CEO 与董事的角色,并确认披露基于发行人 Form F-3 的股本数量,截止日期为 2025 年 9 月 30 日

Positive
  • Transparent disclosure of a material open-market sale of 10,600,000 shares at $5.40 per share
  • Aggregate ownership figures and percentage calculations are tied to a clear outstanding share base of 322,174,536
  • No disclosed legal proceedings involving the Reporting Persons in the last five years
Negative
  • Significant insider liquidity event: sale of 10,600,000 shares could increase public float near term
  • Ownership complexity remains due to 3,592,193 DBLP shares subject to a third-party call option, creating potential near-term uncertainty over voting/investment power

Insights

Insider sale reduces a single entitys stake but reporting structure keeps founders in joint control.

The sale of 10,600,000 shares by DBLP Sea Cow Limited at $5.40 per share lowered DBLPs direct economic interest while the combined Reporting Persons still show aggregate beneficial ownership of 14.66% for Daniel Wagner and 13.45% for the Estate of John Wagner based on 322,174,536 shares outstanding. The filing also discloses that 3,592,193 DBLP shares are subject to a call option exercisable by a third party, which is relevant to near-term voting/investment clarity.

Key dependencies include whether the call option is exercised and any subsequent open-market transactions; watch for further amendments or 13D/13G filings over the next several weeks for changes in reported percentages.

Material open-market sale of 10.6M shares is a clearly disclosed liquidity event with immediate share-count effects.

The transaction represents a sale of 10,600,000 Ordinary Shares in a broker-assisted trade at $5.40 per share on 10/09/2025, generating proceeds to DBLP and reducing its direct holdings to the extent reflected in the updated cover pages. The aggregate beneficial ownership figures and percentages use the issuers disclosed outstanding share count of 322,174,536 as of September 30, 2025.

Monitor market trading activity and any additional Schedule 13D/A filings in the next 30-90 days for further sales or purchases that could affect free float and near-term share supply.

Rezolve AI plc insider hanno presentato l'Amendment No. 2 al Schedule 13D per riferire una vendita sul mercato aperto da DBLP Sea Cow Limited di 10.600.000 azioni ordinarie a $5.40 per azione in data 10/09/2025. Dopo la transazione, i soggetti riportanti dichiarano una partecipazione aggregata di 47.222.126 azioni, pari al 14.66% delle 322.174.536 azioni ordinarie in circolazione utilizzate per il calcolo. La dichiarazione chiarisce la ripartizione della proprietà tra Daniel Wagner, l'Estate di John Wagner e DBLP, nota che alcune azioni (3.592.193) detenute da DBLP sono soggette a un'opzione di acquisto esercitabile da una parte non correlata e conferma che non esistono procedimenti legali che coinvolgono i Reporting Persons.

L'Amendment afferma che i Reporting Persons attualmente non hanno piani definitivi per cambiare il controllo o la governance ma si riservano il diritto di rivedere o modificare la loro posizione. La dichiarazione ribadisce il ruolo di Daniel Wagner come CEO e direttore e conferma che le comunicazioni si basano sul conteggio delle azioni dell'emittente secondo il modulo F-3 al 30 settembre 2025.

Rezolve AI plc insiders presentaron la Enmienda No. 2 a un Schedule 13D para informar una venta en el mercado abierto por DBLP Sea Cow Limited de 10,600,000 acciones ordinarias a $5.40 por acción el 10/09/2025. Después de la transacción, las Partes Informantes divulgan tenencias agregadas de 47,222,126 acciones, que representan el 14.66% de las 322,174,536 acciones ordinarias en circulación utilizadas para el cálculo. La presentación aclara la división de propiedad entre Daniel Wagner, la Estate of John Wagner y DBLP, señala que ciertas acciones (3,592,193) son mantenidas por DBLP y están sujetas a una opción de compra ejercitable por una parte no relacionada y confirma que no existen procesos legales que afecten a las Partes Informantes.

La Enmienda indica que las Partes Informantes actualmente no tienen planes definitivos de cambiar el control o la gobernanza, pero se reservan el derecho de revisar o alterar su posición. La presentación reitera el papel de Daniel Wagner como CEO y director y confirma que las divulgaciones se basan en el recuento de acciones de la emisora según el Form F-3 a partir del 30 de septiembre de 2025.

Rezolve AI plc의 내부자들은 Schedule 13D에 대한 Amendment No. 2를 제출하여 DBLP Sea Cow Limited10,600,000주 보통주를 $5.40에 매도한 것을 보고합니다. 거래일은 2025-10-09입니다. 거래 후 보고 당사자들은 47,222,126주를 보유하고 있으며 이는 계산에 사용된 322,174,536주 보통주의 14.66%를 차지합니다. 파일은 Daniel Wagner, Estate of John Wagner, DBLP 간의 소유 분할을 설명하고, DBLP가 보유한 특정 주식 3,592,193주가 제3의 비관련 당사자가 행사할 수 있는 콜 옵션의 대상임을 언급하며 보고 당사자에 영향을 미치는 법적 절차가 없음을 확인합니다.

개정안은 보고 당사자들이 현재 지배권이나 거버넌스를 바꿀 확정적 계획이 없다고 명시하지만, 그들의 위치를 검토하거나 변경할 권리를 보유합니다. 파일은 Daniel Wagner의 CEO 및 이사 역할을 재차 강조하고, 공시가 발행자의 Form F-3 주식 수를 기준으로 한다고 2025년 9월 30일에 확인합니다.

Rezolve AI plc des initiés ont déposé l'Amendement n° 2 à l'annexe 13D pour rapporter une vente sur le marché par DBLP Sea Cow Limited de 10 600 000 actions ordinaires à $5,40 par action le 10/09/2025. Après la transaction, les personnes déclarantes divulguent une détention aggregate de 47 222 126 actions, représentant 14,66% des 322 174 536 actions ordinaires en circulation utilisées pour le calcul. Le dépôt clarifie la répartition de la propriété entre Daniel Wagner, la Estate of John Wagner et DBLP, note que certaines actions (3 592 193) détenues par DBLP sont soumises à une option d'achat pouvant être exercée par une partie non liée et confirme qu'il n'y a pas de procédures légales affectant les Personnes Déclarantes.

L'Amendement indique que les Personnes Déclarantes n'ont actuellement aucun plan définitif pour changer le contrôle ou la gouvernance mais se réservent le droit de revoir ou de modifier leur position. Le dépôt réaffirme le rôle de Daniel Wagner en tant que PDG et administrateur et confirme que les divulgations se basent sur le comptage d'actions du formulaire F-3 de l'émetteur au 30 septembre 2025.

Rezolve AI plc Insideren haben Amendment No. 2 zu Schedule 13D eingereicht, um einen Open-Market-Verkauf durch DBLP Sea Cow Limited von 10.600.000 Stammaktien zu $5,40 pro Aktie am 10/09/2025 zu berichten. Nach der Transaktion geben die meldenden Personen aggregierte Inhaber von 47.222.126 Aktien bekannt, das 14,66% der 322.174.536 ausstehenden Stammaktien, die für die Berechnung verwendet wurden. Die Einreichung klärt die Eigentumsaufteilung unter Daniel Wagner, dem Estate of John Wagner und DBLP, weist darauf hin, dass bestimmte Aktien (3.592.193) von DBLP von einer Call-Option erfasst sind, die von einer nicht verbundenen Partei ausübbar ist, und bestätigt, dass keine gerichtlichen Verfahren die berichtenden Personen betreffen.

Die Änderung besagt, dass die berichtenden Personen derzeit keine endgültigen Pläne haben, die Kontrolle oder Governance zu ändern, behalten sich jedoch das Recht vor, ihre Position zu überprüfen oder zu ändern. Die Einreichung bekräftigt die Rolle von Daniel Wagner als CEO und Direktor und bestätigt, dass die Offenlegungen auf der Aktienanzahl des Emittenten gemäß dem Form F-3 Stand vom 30. September 2025 basieren.






If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).






SCHEDULE 13D




Comment for Type of Reporting Person:
(1) Includes (i) 4,698,505 shares held directly by Daniel Wagner and (ii) 42,523,621 shares held directly by DBLP Sea Cow Limited ("DBLP"). Excludes 3,592,193 shares directly held by DBLP that are subject to a call option currently exercisable by Brad Wickens, in which DBLP has no voting or investment power over such shares. Legal title to the shares of DBLP are held solely by Daniel Wagner and beneficially held by the Estate of John Wagner. Daniel Wagner serves as a director of DBLP and, therefore, may be deemed to share voting and investment power over the shares held by DBLP. (2) All percentage calculations herein are based on 322,174,536 Ordinary Shares outstanding as of September 30, 2025, as disclosed in the Issuer's Form F-3 filed September 30, 2025


SCHEDULE 13D




Comment for Type of Reporting Person:
(1) The securities beneficially owned by the Estate of John Wagner were acquired as a result of the death of John Wagner. The securities were acquired by the Estate of John Wagner by operation of law upon John Wagner's death. Therefore, the source of funds is inapplicable. (2) Includes 819,958 Ordinary Shares, consiting of (a) 815,989 Ordinary Shares and (b) 3,969 Ordinary Shares underlying the private warrants held by the Estate of John Wagner and (ii) 42,523,621 shares directly held by DBLP. Excludes 3,592,193 shares directly held by DBLP that are subject to a call option currently exercisable by Brad Wickens, in which DBLP has no voting or investment power over such shares. Legal title to the shares of DBLP are held solely by Daniel Wagner and beneficially held by the Estate of John Wagner. Daniel Wagner serves as a director of DBLP and, therefore, may be deemed to share voting and investment power over the shares held by DBLP. (3) All percentage calculations herein are based on 322,174,536 Ordinary Shares outstanding as of September 30, 2025, as disclosed in the Issuer's Form F-3 filed September 30, 2025. (4) The Reporting Person is an estate to which the securities reported herein passed upon the death of John Wagner.


SCHEDULE 13D




Comment for Type of Reporting Person:
(1) Excludes 3,592,193 shares directly held by DBLP that are subject to a call option currently exercisable by Brad Wickens, in which DBLP has no voting or investment power over such shares. Legal title to the shares of DBLP are held solely by Daniel Wagner and beneficially held by the Estate of John Wagner. Daniel Wagner serves as a director of DBLP and, therefore, may be deemed to share voting and investment power over the shares held by DBLP. (2) All percentage calculations herein are based on 322,174,536 Ordinary Shares outstanding as of September 30, 2025, as disclosed in the Issuer's Form F-3 filed September 30, 2025


SCHEDULE 13D


Daniel Wagner
Signature:/s/ Daniel Wagner
Name/Title:Daniel Wagner
Date:10/10/2025
Estate of John Wagner
Signature:/s/ Daniel Wagner
Name/Title:Daniel Wagner, Executor
Date:10/10/2025
DBLP Sea Cow Limited
Signature:/s/ Daniel Wagner
Name/Title:Daniel Wagner, Director
Date:10/10/2025

FAQ

What did Rezolve AI (RZLV) insiders disclose in the Schedule 13D/A?

They reported an open-market sale by DBLP Sea Cow Limited of 10,600,000 Ordinary Shares at $5.40 per share on 10/09/2025 and updated aggregate beneficial ownership figures.

How many shares do the Reporting Persons beneficially own after the sale?

The Reporting Persons report aggregate beneficial ownership of 47,222,126 shares, equal to 14.66% of the outstanding Ordinary Shares used in the filing.

What outstanding share count was used to calculate percentages?

Percentages are based on 322,174,536 Ordinary Shares outstanding as disclosed in the issuers Form F-3 as of September 30, 2025.

Are any of the reported shares subject to options or third-party rights?

Yes. The filing excludes 3,592,193 shares directly held by DBLP that are subject to a call option exercisable by Brad Wickens, over which DBLP currently states it has no voting or investment power.

Does the filing indicate a change in control or planned governance actions?

No. The Reporting Persons state they have no present plans to effect changes described in Item 4 but reserve the right to review or change their position in the future.
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