SentinelOne executive reports sale of 15,163 shares

Ric Smith, President, Prod Tech & Ops at SentinelOne, Inc., reported selling a total of 15,163 shares of Class A common stock on August 7, 2025, in two open-market or private transactions at weighted average prices of $16.6196 and $17.3892 per share.

Rhea-AI Filing Summary

Ric Smith, President, Prod Tech & Ops at SentinelOne, Inc., reported selling a total of 15,163 shares of Class A common stock on August 7, 2025, in two open-market or private transactions at weighted average prices of $16.6196 and $17.3892 per share. After these sales, he continues to hold 976,056 Class A shares directly. A footnote notes that at least one sale was effected pursuant to a Rule 10b5-1 trading plan adopted on April 15, 2025.

Insights

Securities Analyst

TL;DR: Insider completed pre-arranged 10b5-1 sales totaling 15,163 S shares at roughly $16–$17; routine liquidity, neutral immediate impact.

The transactions were executed pursuant to a Rule 10b5-1 plan adopted April 15, 2025, which mitigates concerns about opportunistic timing. The two reported weighted-average prices ($16.6196 and $17.3892) and stated price ranges show the sales occurred over multiple trades. Post-transaction beneficial ownership remains substantial (~976k–977k shares), and some shares are subject to forfeiture, which can affect ultimate stake. Overall, the trades are informational for shareholders but do not, on the face of the filing, signal a material corporate change.

Corporate Governance Expert

TL;DR: Use of a documented 10b5-1 plan supports governance transparency, though investors may request the per-price breakdown noted in the filing.

From a governance perspective, reliance on a pre-established trading plan is a best-practice signal because it reduces the likelihood of trading on nonpublic information. The filing explicitly offers to provide the number of shares sold at each price within the disclosed ranges, which supports transparency if investors or regulators request it. The presence of forfeitable shares tied to vesting conditions is notable for calculating true economic ownership and potential future dilution.

Insider Trade Summary

Net Seller: 15,163 shares

Net Sell 2 txns

Insider Smith Ric

Role President, Prod Tech & Ops

Sold 15,163 shs ($253K)

Type	Security	Shares	Price	Value
Sale	Class A Common Stock	13,963	$16.6196	$232K
Sale	Class A Common Stock	1,200	$17.3892	$21K

Holdings After Transaction: Class A Common Stock — 976,056 shares (Direct)

Footnotes (4)

1. F1. This transaction represents a sale effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 15, 2025.
2. F2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.28 to $17.15 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
3. F3. Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met.
4. F4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.28 to $17.54 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Key Figures

Shares sold: 15,163 shares Sale price: $16.6196 per share Sale price: $17.3892 per share +2 more

5 metrics

Shares sold 15,163 shares Total Class A common stock sold on August 7, 2025

Sale price $16.6196 per share Weighted average price for a 13,963-share sale

Sale price $17.3892 per share Weighted average price for a 1,200-share sale

Post-transaction holdings 976,056 shares Direct Class A common stock held by Ric Smith after reported sales

Rule 10b5-1 plan adoption April 15, 2025 Date of trading plan referenced in the footnote

Key Terms

Rule 10b5-1 trading plan, weighted average price, forfeiture, vesting conditions

4 terms

Rule 10b5-1 trading plan regulatory

"sale effected pursuant to a Rule 10b5-1 trading plan adopted on April 15, 2025"

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

weighted average price financial

"The price reported in Column 4 is a weighted average price."

Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.

forfeiture financial

"Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met."

vesting conditions financial

"underlying vesting conditions are not met."

Vesting conditions are the rules that determine when someone earning company stock or stock options actually gains the right to keep or sell them, typically based on staying with the company for a set time or meeting performance targets. Think of it like keys that unlock gradually — some unlock by calendar date, others only after agreed milestones. Investors care because vesting shapes management incentives, the timing of share sales, and the number of shares that can enter the market, which can affect a company's valuation and ownership mix.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many SentinelOne (S) shares did Ric Smith sell on August 7, 2025?

Ric Smith sold a total of 15,163 Class A shares of SentinelOne on August 7, 2025, in two reported transactions. One covered 13,963 shares and the other 1,200 shares, both described as open-market or private sales at weighted average prices.

What prices were reported for Ric Smith’s SentinelOne (S) stock sales?

The reported weighted average prices were $16.6196 per share for one sale and $17.3892 per share for the other. Footnotes explain these prices reflect multiple trades within ranges from $16.28–$17.15 and $17.28–$17.54, respectively.

How many SentinelOne (S) shares does Ric Smith hold after these reported sales?

Following the reported transactions, Ric Smith directly holds 976,056 Class A shares of SentinelOne. This post-transaction balance reflects his remaining ownership after the August 7, 2025 sales disclosed in the Form 4.

Was Ric Smith’s SentinelOne (S) stock sale conducted under a Rule 10b5-1 plan?

A footnote states that at least one reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Ric Smith on April 15, 2025. Such plans are pre-arranged and can reduce the informational value of transaction timing.

What does the filing say about forfeiture and vesting of Ric Smith’s SentinelOne (S) shares?

The disclosure notes that certain shares are subject to forfeiture to SentinelOne if underlying vesting conditions are not met. This means some portion of his equity could be returned to the company if specified service or performance criteria are not satisfied.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 08/08/2025 - 05:25 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Smith Ric

(Last) (First) (Middle)

C/O SENTINELONE, INC.

444 CASTRO STREET, SUITE 400

(Street)

MOUNTAIN VIEW CA 94041

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
SentinelOne, Inc. [ S ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President, Prod Tech & Ops

3. Date of Earliest Transaction (Month/Day/Year)
08/07/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	08/07/2025		S(1)		13,963	D	$16.6196(2)	977,256(3)	D
Class A Common Stock	08/07/2025		S(1)		1,200	D	$17.3892(4)	976,056(3)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. This transaction represents a sale effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 15, 2025.

2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.28 to $17.15 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

3. Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met.

4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.28 to $17.54 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Remarks:

	/s/ Keenan Conder, Attorney-in-Fact	08/08/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.