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Sonic Automotive (SAH) CEO has 13,259 RSUs vest and settle in cash

Filing Impact
(Very High)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Sonic Automotive Chairman and CEO David Bruton Smith reported compensation-related equity activity tied to performance-based restricted stock units. On March 31, 2026, 13,259 performance-based RSUs from a prior 53,035-unit grant vested and were settled in cash, with a related disposition of 13,259 Class A shares to the issuer at $68.57 per share. Following these transactions, he held 532,000 Class A shares directly, and an additional 836,534 Class A shares were held indirectly by OBS Family, LLC, for which he disclaims beneficial ownership except to the extent of his pecuniary interest.

Positive

  • None.

Negative

  • None.
Insider SMITH DAVID BRUTON
Role Chairman and CEO
Type Security Shares Price Value
Exercise Performance-Based Restricted Stock Units 13,259 $0.00 --
Exercise Class A Common Stock 13,259 $0.00 --
Disposition Class A Common Stock 13,259 $68.57 $909K
holding Class A Common Stock -- -- --
Holdings After Transaction: Performance-Based Restricted Stock Units — 39,776 shares (Direct); Class A Common Stock — 545,259 shares (Direct); Class A Common Stock — 836,534 shares (Indirect, by OBS Family, LLC)
Footnotes (1)
  1. On February 5, 2025, the reporting person was granted 53,035 performance-based restricted stock units that, if the performance criteria are met, vest in three annual installments, with twenty-five percent (25%) of the units vesting on March 31, 2026, thirty percent (30%) of the units vesting on February 5, 2027, and forty-five percent (45%) of the units vesting on February 5, 2028. On March 31, 2026, 13,259 performance-based restricted stock units vested and were settled in cash. The reporting person disclaims beneficial ownership of such shares of Sonic Automotive, Inc.'s Class A Common Stock, except to the extent of his pecuniary interest therein. Each performance-based restricted stock unit represents a contingent right to receive, upon the satisfaction of certain performance criteria, one share of Class A Common Stock, the equivalent cash value, or a combination of both, at the option and sole discretion of the Compensation Committee of the Board of Directors of Sonic Automotive, Inc.
Vested RSUs 13,259 units Performance-based RSUs vested and settled in cash on March 31, 2026
Original RSU grant 53,035 units Performance-based RSUs granted on February 5, 2025
Disposition price $68.57 per share 13,259 Class A shares disposed to issuer
Direct holdings after transaction 532,000 shares Class A Common Stock held directly by CEO after transactions
Indirect holdings via OBS Family, LLC 836,534 shares Class A Common Stock held indirectly, with beneficial ownership disclaimed except pecuniary interest
RSU vesting schedule 25% / 30% / 45% Tranches vesting in 2026, 2027 and 2028 if performance criteria are met
Performance-Based Restricted Stock Units financial
"the reporting person was granted 53,035 performance-based restricted stock units that, if the performance criteria are met, vest in three annual installments"
Performance-based restricted stock units are a type of employee equity award that converts into company shares only if predefined financial or operational targets are met over a set period. Think of it like a bonus check that becomes stock only when specific goals are hit; it ties pay to results, aligning managers’ incentives with shareholders. Investors care because these awards affect future share count, executive incentives, and signal how management’s success will be measured and rewarded.
Disposition to issuer financial
"transaction_code_description": "Disposition to issuer""
pecuniary interest financial
"disclaims beneficial ownership of such shares ... except to the extent of his pecuniary interest therein"
Class A Common Stock financial
"such shares of Sonic Automotive, Inc.'s Class A Common Stock"
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
contingent right financial
"Each performance-based restricted stock unit represents a contingent right to receive"
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
SMITH DAVID BRUTON

(Last)(First)(Middle)
C/O SONIC AUTOMOTIVE, INC.
4401 COLWICK ROAD

(Street)
CHARLOTTE NORTH CAROLINA 28211

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
SONIC AUTOMOTIVE INC [ SAH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirectorX10% Owner
XOfficer (give title below)Other (specify below)
Chairman and CEO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/31/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock03/31/2026M13,259A(1)545,259D
Class A Common Stock03/31/2026D13,259D$68.57532,000D
Class A Common Stock836,534Iby OBS Family, LLC(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Performance-Based Restricted Stock Units(3)03/31/2026M13,259 (1) (1)Class A Common Stock13,259(1)39,776D
Explanation of Responses:
1. On February 5, 2025, the reporting person was granted 53,035 performance-based restricted stock units that, if the performance criteria are met, vest in three annual installments, with twenty-five percent (25%) of the units vesting on March 31, 2026, thirty percent (30%) of the units vesting on February 5, 2027, and forty-five percent (45%) of the units vesting on February 5, 2028. On March 31, 2026, 13,259 performance-based restricted stock units vested and were settled in cash.
2. The reporting person disclaims beneficial ownership of such shares of Sonic Automotive, Inc.'s Class A Common Stock, except to the extent of his pecuniary interest therein.
3. Each performance-based restricted stock unit represents a contingent right to receive, upon the satisfaction of certain performance criteria, one share of Class A Common Stock, the equivalent cash value, or a combination of both, at the option and sole discretion of the Compensation Committee of the Board of Directors of Sonic Automotive, Inc.
Remarks:
/s/ David Bruton Smith04/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Sonic Automotive (SAH) report for David Bruton Smith?

Sonic Automotive reported that Chairman and CEO David Bruton Smith had 13,259 performance-based restricted stock units vest and be settled in cash. A matching 13,259 Class A shares were disposed to the issuer at $68.57 per share as part of this compensation-related event.

How many Sonic Automotive (SAH) RSUs were originally granted to the CEO?

On February 5, 2025, David Bruton Smith was granted 53,035 performance-based restricted stock units. These units vest in three installments if performance criteria are met, with portions scheduled for March 31, 2026, February 5, 2027, and February 5, 2028 according to the disclosed vesting schedule.

What is the vesting schedule for the Sonic Automotive (SAH) CEO’s performance-based RSUs?

The 53,035 performance-based RSUs vest in three tranches if performance conditions are satisfied: 25% on March 31, 2026, 30% on February 5, 2027, and 45% on February 5, 2028. Each unit can settle in shares, cash, or a combination at the Compensation Committee’s discretion.

How were the vested Sonic Automotive (SAH) RSUs settled for the CEO?

On March 31, 2026, 13,259 performance-based restricted stock units vested for David Bruton Smith and were settled in cash. The filing notes that each RSU represents a contingent right to receive either one Class A share, the equivalent cash value, or a combination, at the committee’s discretion.

What are David Bruton Smith’s direct and indirect holdings in Sonic Automotive (SAH)?

After the reported transactions, David Bruton Smith held 532,000 shares of Sonic Automotive Class A Common Stock directly. Additionally, 836,534 Class A shares were held indirectly by OBS Family, LLC, for which he disclaims beneficial ownership except for his pecuniary interest in those shares.

What does the disposition of Sonic Automotive (SAH) shares to the issuer represent?

The disposition of 13,259 Class A shares at $68.57 per share is coded as a disposition to the issuer. It is linked to the vesting and cash settlement of the same number of performance-based restricted stock units as part of the CEO’s equity compensation arrangement, not an open-market sale.