Saratoga Investment results for quarter ended Aug 31

Q: How are the Saratoga Investment Corp. (SAJ) results delivered to investors?

The company provided its quarterly results through a press release dated October 7, 2025, which is furnished as Exhibit 99.1.

Q: Are Saratoga Investment Corp. (SAJ) quarterly results considered filed with the SEC?

No. The information under this report, including Exhibit 99.1, is being furnished and is not deemed filed under Section 18 of the Securities Exchange Act of 1934.

Q: Can the Saratoga Investment Corp. (SAJ) press release be incorporated into other filings?

Yes, but only if expressly set forth by specific reference in another filing under the Securities Act of 1933.

Q: Who signed this Saratoga Investment Corp. (SAJ) report?

The report was signed by Henri J. Steenkamp, who serves as Financial Officer, Chief Compliance Officer, Treasurer and Secretary.

Saratoga Investment Corp. furnished a press release announcing its financial results for the quarter ended August 31, 2025.

Accepted by SEC EDGAR 10/07/2025 - 04:07 PM EDT

Filing Impact

(Moderate)

Filing Sentiment

(Neutral)How Sentiment works

Sentiment and the balance of points

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Form Type

8-K

Rhea-AI Filing Summary

Saratoga Investment Corp. furnished a press release announcing its financial results for the quarter ended August 31, 2025. The press release is included as Exhibit 99.1 and provides details on the company’s operations and financial condition for that period. The information in this report, including Exhibit 99.1, is being furnished rather than filed under securities law and is only incorporated into other documents if specifically referenced.

8-K Event Classification

2 items: 2.02, 9.01

2 items

Item 2.02 Results of Operations and Financial Condition Financial

Disclosure of earnings results, typically an earnings press release or preliminary financials.

Item 9.01 Financial Statements and Exhibits Exhibits

Financial statements, pro forma financial information, or exhibit attachments filed with this report.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Saratoga Investment Corp. (SAJ) disclose in this report?

Saratoga Investment Corp. furnished a press release announcing its financial results for the quarter ended August 31, 2025, attached as Exhibit 99.1.

How are the Saratoga Investment Corp. (SAJ) results delivered to investors?

The company provided its quarterly results through a press release dated October 7, 2025, which is furnished as Exhibit 99.1.

Are Saratoga Investment Corp. (SAJ) quarterly results considered filed with the SEC?

No. The information under this report, including Exhibit 99.1, is being furnished and is not deemed filed under Section 18 of the Securities Exchange Act of 1934.

Can the Saratoga Investment Corp. (SAJ) press release be incorporated into other filings?

Yes, but only if expressly set forth by specific reference in another filing under the Securities Act of 1933.

Who signed this Saratoga Investment Corp. (SAJ) report?

The report was signed by Henri J. Steenkamp, who serves as Financial Officer, Chief Compliance Officer, Treasurer and Secretary.

What period do the Saratoga Investment Corp. (SAJ) results cover?

The press release furnished with this report covers financial results for the quarter ended August 31, 2025.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of report (Date of earliest event reported): October 7, 2025

SARATOGA INVESTMENT CORP.

(Exact Name of Registrant as Specified in Charter)

Maryland		814-00732		20-8700615
(State or Other Jurisdiction of Incorporation)		(Commission File Number)		(IRS Employer Identification No.)

535 Madison Avenue New York, New York		10022
(Address of Principal Executive Offices)		(Zip Code)

Registrant’s telephone number, including area code (212) 906-7800

Not Applicable

(Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

☐	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class	Trading symbol(s)	Name of each exchange on which registered
Common Stock, par value $0.001 per share	SAR	New York Stock Exchange
6.00% Notes due 2027	SAT	New York Stock Exchange
8.00% Notes due 2027	SAJ	New York Stock Exchange
8.125% Notes due 2027	SAY	New York Stock Exchange
8.50% Notes due 2028	SAZ	New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 2.02. Results of Operations and Financial Condition.

On October 7, 2025, Saratoga Investment Corp. issued a press release announcing its financial results for the quarter ended August 31, 2025. A copy of the press release is furnished as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference.

The information disclosed under this Item 2.02, including Exhibit 99.1 attached hereto, is being furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, and shall not be deemed incorporated by reference into any filing made under the Securities Act of 1933, as amended, except as expressly set forth by specific reference in such filing.

Item 9.01. Financial Statements and Exhibits.

(d) Exhibits

The following Exhibit 99.1 is being furnished herewith to this Current Report on Form 8-K:

Exhibit No.		Description
99.1		Press Release dated October 7, 2025 of Saratoga Investment Corp.*

*	The press release attached hereto as Exhibit 99.1 is “furnished” and not “filed,” as described in Item 2.02 of this Current Report on Form 8-K.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

SARATOGA INVESTMENT CORP.

Date: October 7, 2025	By:	/s/ Henri J. Steenkamp
	Name:	Henri J. Steenkamp
	Title:	Financial Officer, Chief Compliance Officer, Treasurer and Secretary

Source: View Original Filing on SEC EDGAR