Saratoga Investment Corp. reports results for quarter ended Nov. 30

Saratoga Investment Corp. furnished an update announcing its financial results for the quarter ended November 30, 2025.

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Form Type

8-K

Rhea-AI Filing Summary

Saratoga Investment Corp. furnished an update announcing its financial results for the quarter ended November 30, 2025. The company released these results in a press release dated January 7, 2026, which is included as an exhibit to the report and incorporated by reference. The press release provides the detailed financial figures and commentary, while the report itself clarifies that this information is being furnished rather than filed for liability purposes under securities laws.

8-K Event Classification

2 items: 2.02, 9.01

2 items

Item 2.02 Results of Operations and Financial Condition Financial

Disclosure of earnings results, typically an earnings press release or preliminary financials.

Item 9.01 Financial Statements and Exhibits Exhibits

Financial statements, pro forma financial information, or exhibit attachments filed with this report.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Saratoga Investment Corp. (SAJ) disclose in this 8-K?

Saratoga Investment Corp. furnished a press release announcing its financial results for the quarter ended November 30, 2025, dated January 7, 2026.

Which period do the latest Saratoga Investment Corp. (SAJ) results cover?

The financial results discussed in the press release cover the company’s quarter ended November 30, 2025.

How did Saratoga Investment Corp. (SAJ) provide its quarterly results information?

The company provided its quarterly results through a press release that is attached as Exhibit 99.1 and incorporated by reference.

Is the Saratoga Investment Corp. (SAJ) earnings press release considered filed with the SEC?

The report states that the information under Item 2.02, including Exhibit 99.1, is being furnished and is not deemed filed for purposes of Section 18 of the Exchange Act.

What exhibit did Saratoga Investment Corp. (SAJ) include with this report?

The company included Exhibit 99.1, a press release dated January 7, 2026, and Exhibit 104, the cover page interactive data file.

Who signed the Saratoga Investment Corp. (SAJ) report?

The report was signed on behalf of Saratoga Investment Corp. by Henri J. Steenkamp, Financial Officer, Chief Compliance Officer, Treasurer and Secretary.

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Accepted by SEC EDGAR 01/07/2026 - 04:05 PM

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of report (Date of earliest event reported): January 7, 2026

SARATOGA INVESTMENT CORP.

(Exact Name of Registrant as Specified in Charter)

Maryland		814-00732		20-8700615
(State or Other Jurisdiction of Incorporation)		(Commission File Number)		(IRS Employer Identification No.)

535 Madison Avenue New York, New York		10022
(Address of Principal Executive Offices)		(Zip Code)

Registrant’s telephone number, including area code (212) 906-7800

Not Applicable

(Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

☐	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class	Trading symbol(s)	Name of each exchange on which registered
Common Stock, par value $0.001 per share	SAR	New York Stock Exchange
6.00% Notes due 2027	SAT	New York Stock Exchange
8.00% Notes due 2027	SAJ	New York Stock Exchange
8.125% Notes due 2027	SAY	New York Stock Exchange
8.50% Notes due 2028	SAZ	New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 2.02. Results of Operations and Financial Condition.

On January 7, 2026, Saratoga Investment Corp. issued a press release announcing its financial results for the quarter ended November 30, 2025. A copy of the press release is furnished as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference.

The information disclosed under this Item 2.02, including Exhibit 99.1 attached hereto, is being furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, and shall not be deemed incorporated by reference into any filing made under the Securities Act of 1933, as amended, except as expressly set forth by specific reference in such filing.

Item 9.01. Financial Statements and Exhibits.

(d) Exhibits

The following Exhibit 99.1 is being furnished herewith to this Current Report on Form 8-K:

Exhibit No.		Description
99.1		Press Release dated January 7, 2026 of Saratoga Investment Corp.*
104		Cover Page Interactive Data File (embedded within the Inline XBRL document)

*	The press release attached hereto as Exhibit 99.1 is “furnished” and not “filed,” as described in Item 2.02 of this Current Report on Form 8-K.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

	SARATOGA INVESTMENT CORP.

Date: January 7, 2026	By:	/s/ Henri J. Steenkamp
	Name:	Henri J. Steenkamp
	Title:	Financial Officer, Chief Compliance Officer, Treasurer and Secretary

Source: View Original Filing on SEC EDGAR