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Saratoga Investment Corp. reported the results of its 2025 Annual Meeting of Stockholders held on September 25, 2025. As of the July 29, 2025 record date, 15,951,835 shares of common stock were eligible to vote, and 11,533,981 shares were represented in person or by proxy. Stockholders elected Steven M. Looney and Charles S. Whitman III as directors to serve until the 2028 Annual Meeting or until their successors are elected and qualified. Mr. Looney received 4,474,615 votes for and 892,437 votes withheld, while Mr. Whitman received 4,365,201 votes for and 1,001,851 votes withheld. Stockholders also ratified the selection of Ernst & Young LLP as independent registered public accounting firm for the fiscal year ending February 28, 2026, with 10,593,050 votes for, 848,257 votes against, and 92,674 abstentions.
Christian L. Oberbeck, identified as CEO, Director and a 10% owner of Saratoga Investment Corp., reported a transaction dated 09/23/2025 on Form 4. The filing states Mr. Oberbeck transferred 606 shares of common stock to two Saratoga employees as compensation. The form lists various holdings described as direct and indirect ownership (including interests held by CLO Partners LLC, CLO Partners Holdings LLC, his children and his wife). The Form 4 was signed on 09/25/2025.