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Silvercrest Asset Management Group Inc. (SAMG) Discloses 477,638 CEO Options

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Silvercrest Asset Management Group Inc. disclosed that its Chairman and CEO, who is also a director, received an award of 477,638 employee stock options on December 10, 2025.

Each option is an employee stock option (right to buy) with an exercise price of $15.29, expiring on 12/10/2035, acquired at a price of $0.00, leaving 477,638 derivative securities beneficially owned directly after the transaction.

The options vest in three equal installments on each of the first, second and third anniversaries of December 10, 2025, and each option is to purchase a Class B Unit in Silvercrest L.P. paired with a share of Class B Common Stock, with each Class B Unit exchangeable on a one-for-one basis for Class A Common Stock under an Exchange Agreement.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
HOUGH RICHARD R III

(Last) (First) (Middle)
C/O SILVERCREST ASSET MGMT GROUP INC.
1330 AVE. OF THE AMERICAS, 38TH FLOOR

(Street)
NEW YORK NY 10019

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Silvercrest Asset Management Group Inc. [ SAMG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chairman and CEO
3. Date of Earliest Transaction (Month/Day/Year)
12/10/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (Right to Buy) $15.29 12/10/2025 A 477,638 (1) 12/10/2035 See Footnote(2) 477,638 $0.00 477,638 D
Explanation of Responses:
1. The options vest in three equal installments on each of the first, second and third anniversaries of December 10, 2025, the grant date.
2. Each option is to purchase a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B Common Stock of the Company. The Class B Units are exchangeable on a one-for-one basis for Class A Common Stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement. Class B Common Stock corresponding to the Class B Units are automatically cancelled upon such conversion.
/s/ Julie Mediamolle, Attorney-in-Fact 12/12/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Silvercrest (SAMG) disclose?

Silvercrest disclosed that its Chairman and CEO, who is also a director, received 477,638 employee stock options on December 10, 2025, reported on a Form 4 filed for one reporting person.

What are the key terms of the Silvercrest (SAMG) CEO option grant?

The grant consists of 477,638 employee stock options with an exercise price of $15.29 per option, a price of $0.00 for the derivative security, and an expiration date of 12/10/2035, held with direct ownership.

How do the Silvercrest (SAMG) CEO options vest?

The options vest in three equal installments on each of the first, second and third anniversaries of December 10, 2025, which is the grant date.

What securities underlie the Silvercrest (SAMG) employee stock options?

Each option is to purchase a Class B Unit in Silvercrest L.P., each paired with a share of Class B Common Stock, with 477,638 underlying units/shares in total as shown in the table.

How are the Class B Units and Class B Common Stock of Silvercrest (SAMG) treated upon exchange?

Each Class B Unit is exchangeable on a one-for-one basis for Class A Common Stock of the company under an Exchange Agreement, and the corresponding Class B Common Stock is automatically cancelled upon such conversion.

Was this Silvercrest (SAMG) Form 4 filed by an individual or a group?

The Form 4 was indicated as filed by one reporting person, not by more than one reporting person.

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