SANM (NASDAQ) Form 144 lists proposed resale of restricted shares via Morgan Stanley

Rhea-AI Filing Summary

SANM submitted a Form 144 notice reporting proposed sales of restricted common stock with multiple grant dates. Examples include restricted stock of 755 shares dated 06/15/2024 and 647 shares dated 12/15/2023. The filing lists a broker as Morgan Stanley Smith Barney LLC for execution.

Insights

Securities Lawyer

Form 144 lists proposed resale of restricted common stock through a broker.

Form 144 is a regulatory notice of intent to sell unregistered or restricted securities. The excerpt lists multiple restricted stock grants with specific grant dates and share counts, and names Morgan Stanley Smith Barney LLC as the broker.

Timing and proceeds treatment are not stated in the excerpt; subsequent filings or broker reports will show execution details and actual transfers.

Equity Capital Markets Analyst

Planned sales are administrative disclosures and do not by themselves alter capital structure.

The listing includes restricted common stock entries (e.g., 755 shares on 06/15/2024, 647 shares on 12/15/2023) and typical broker placement information. These notices permit potential resale methods but do not confirm executed transactions.

Actual market impact depends on whether and when the broker completes trades; the excerpt does not disclose execution, pricing, or proceeds.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	3424	499733.14	54604888	02/19/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/15/2024	Restricted Stock	Issuer			755	06/15/2024	Not Applicable
Common	12/15/2023	Restricted Stock	Issuer			647	12/15/2023	Not Applicable
Common	09/15/2024	Restricted Stock	Issuer			646	09/15/2024	Not Applicable
Common	09/15/2024	Restricted Stock	Issuer			83	09/15/2024	Not Applicable
Common	03/15/2024	Restricted Stock	Issuer			646	03/15/2024	Not Applicable
Common	06/15/2024	Restricted Stock	Issuer			647	06/15/2024	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does SANM's Form 144 disclose?

The filing discloses proposed sales of restricted common stock with specific grant dates and share counts. It lists a broker, Morgan Stanley Smith Barney LLC, for execution; the filing is a notice of intent, not proof of sale.

How many restricted shares are shown in SANM's excerpt?

The excerpt lists multiple restricted stock entries with individual counts such as 755 and 647. These are per‑grant figures tied to listed grant dates; the filing does not provide an aggregate total.

Which broker is named on the SANM Form 144?

The broker named is Morgan Stanley Smith Barney LLC. The broker appears on the filer line and is identified for handling the proposed resale transactions.

Do these Form 144 entries confirm completed sales for SANM?

No. Form 144 is a notice of intent to sell restricted or unregistered securities. The excerpt lists proposed sales and grant dates but does not confirm execution, pricing, or proceeds.

What types of securities does SANM list on this Form 144?

The excerpt lists Common shares described as Restricted Stock with multiple grant dates (for example, 06/15/2024 and 12/15/2023), each with an associated share count.