Welcome to our dedicated page for S&W Seed Co SEC filings (Ticker: SANW), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The S&W Seed Company (SANW) SEC filings page provides access to the company’s regulatory disclosures, including current reports, delisting documents and credit-related agreements. S&W is a multi-crop agricultural seed business founded in 1980 and headquartered in Longmont, Colorado, with a focus on sorghum trait technologies, proprietary alfalfa and camelina-based biofuel feedstocks through a partnership. Its filings offer detailed insight into corporate events, financing arrangements, strategic decisions and changes in listing status.
Among the key documents for SANW are its current reports on Form 8-K. These filings describe material events such as the commencement of a strategic alternatives review process, letter agreements under the Credit and Security Agreement with ABL OPCO LLC (Mountain Ridge), events of default and cross-defaults under credit facilities, termination of employees, and the exploration of options including potential asset sales, dissolution and liquidation, or other strategic actions. An 8-K filed in August 2025 also outlines a Purchase and Sale Agreement under Article 9 of the Uniform Commercial Code, under which a third-party buyer agreed to acquire collateral used in S&W’s sorghum business from Mountain Ridge and assume certain related liabilities.
Another central filing is the Form 25, filed on July 24, 2025, which notifies the SEC of the voluntary removal of S&W’s common stock from listing and registration on The Nasdaq Capital Market. This filing confirms that the company relied on the rule permitting an issuer to voluntarily withdraw its securities from listing and registration. Related 8-K disclosures explain the board’s decision to pursue voluntary delisting and subsequent deregistration, its intent to file a Form 15 to suspend reporting obligations under the Securities Exchange Act of 1934, and the expected timing of deregistration.
Through these filings, users can track how S&W’s capital structure, credit relationships and public reporting obligations are changing. While traditional periodic reports such as Forms 10-K and 10-Q have historically provided financial statements and segment information, the company has stated that, after filing Form 25 and Form 15, it expects its obligation to file certain Exchange Act reports, including Forms 10-K, 10-Q and 8-K, to cease. For historical and transitional periods, AI-powered tools can help summarize lengthy filings, highlight key terms in credit agreements, explain the implications of events of default and collateral sales, and clarify the effects of delisting and deregistration on shareholders.
This page allows users to review SANW’s 8-Ks, Form 25 and related documents in one place, with real-time updates from EDGAR and AI-generated overviews to make complex legal and financial language more accessible.
S&W Seed Company has reported multiple significant events indicating severe financial distress. The company has received a Notice of Event of Default from Mountain Ridge due to failure to prepay obligations of approximately $180,000, triggering a cross-default with AgAmerica on a $4.3 million term loan.
Key developments include:
- Mountain Ridge advanced additional Revolving Loans of $1.08 million with an 18% interest rate, requiring an equal Default Funding Fee
- Total obligations to Mountain Ridge are approximately $20.9 million
- CEO Mark Herrmann has been terminated, with CFO Vanessa Baughman appointed as Interim CEO
- Company has terminated all non-essential employees, retaining only seven Key Employees
The company is exploring strategic alternatives including asset sales, dissolution, or potential bankruptcy due to insufficient cash and liquidity. Mountain Ridge will provide $6,500 daily for key employee payroll, subject to 24-hour cancellation notice.