Saratoga 6% 2027 notes delisted from NYSE

SARATOGA INVESTMENT CORP. had its 6.00% Notes due 2027 removed from listing and/or registration on the New York Stock Exchange LLC.

Rhea-AI Filing Summary

SARATOGA INVESTMENT CORP. had its 6.00% Notes due 2027 removed from listing and/or registration on the New York Stock Exchange LLC. The exchange states it has complied with its rules under 17 CFR 240.12d2-2(b), and the issuer has complied with the voluntary withdrawal requirements under 17 CFR 240.12d2-2(c).

Key Figures

Interest rate on Notes: 6.00% Maturity year of Notes: 2027 Commission File Number: 001-33376

3 metrics

Interest rate on Notes 6.00% Coupon on SARATOGA INVESTMENT CORP.’s Notes due 2027 removed from NYSE listing

Maturity year of Notes 2027 Maturity year of the 6.00% Notes that are being delisted

Commission File Number 001-33376 Exchange Act registration file associated with the Notes

Key Terms

Form 25, Section 12(b) of the Securities Exchange Act of 1934, 17 CFR 240.12d2-2(b), 17 CFR 240.12d2-2(c), +1 more

5 terms

Form 25 regulatory

"Form 25 notification of removal from listing and/or registration"

A Form 25 is an official filing with the U.S. Securities and Exchange Commission used to remove a company's stock or other security from a national exchange list. Investors should care because delisting often means less visibility, lower trading volume and wider price swings—similar to a product moving from a major supermarket to a small local market, which can make buying, selling and valuing the security more difficult.

Section 12(b) of the Securities Exchange Act of 1934 regulatory

"removal from listing and/or registration under Section 12(b)"

17 CFR 240.12d2-2(b) regulatory

"the Exchange has complied with its rules to strike the class"

17 CFR 240.12d2-2(c) regulatory

"governing the voluntary withdrawal of the class of securities"

voluntary withdrawal regulatory

"governing the voluntary withdrawal of the class of securities"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What security of SARATOGA INVESTMENT CORP. (SAJ) is affected by this Form 25?

The filing covers SARATOGA INVESTMENT CORP.’s 6.00% Notes due 2027, which have been removed from listing and/or registration on the New York Stock Exchange LLC.

What action is being taken regarding SARATOGA INVESTMENT CORP. (SAJ) on the NYSE?

The New York Stock Exchange LLC filed Form 25 to remove SARATOGA INVESTMENT CORP.’s 6.00% Notes due 2027 from listing and/or registration under Section 12(b) of the Securities Exchange Act of 1934.

Is the delisting of SAJ’s 6.00% Notes due 2027 voluntary?

The notification states the issuer has complied with the exchange’s rules and the requirements of 17 CFR 240.12d2-2(c), which govern the voluntary withdrawal of a class of securities from listing and registration.

Which rules govern the removal of SARATOGA INVESTMENT CORP. (SAJ) notes from listing?

The removal is made pursuant to 17 CFR 240.12d2-2(b) for the exchange’s action and 17 CFR 240.12d2-2(c) for the issuer’s voluntary withdrawal from listing and registration.

Who filed the Form 25 related to SARATOGA INVESTMENT CORP. (SAJ)?

The Form 25 was filed by New York Stock Exchange LLC, signed on its behalf by Anthony Sozzi, Analyst, Market Watch, certifying reasonable grounds to meet all Form 25 filing requirements.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/18/2026 - 11:17 AM Accepted by SEC EDGAR 09/18/2026 - 11:17 AM Learn about SEC filing dates

UNITED STATES

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SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 25

NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION
UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934.

Commission File Number

001-33376

Issuer:	SARATOGA INVESTMENT CORP.
Exchange:	NEW YORK STOCK EXCHANGE LLC

(Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or registered)

Address:	535 Madison Avenue
	New York	NEW YORK	10022
Telephone number:					(212) 750-3343

(Address, including zip code, and telephone number, including area code, of Issuer's principal executive offices)

6.00% Notes due 2027

(Description of class of securities)

Please place an X in the box to designate the rule provision relied upon to strike the class of securities from listing and registration:

17 CFR 240.12d2-2(a)(1)

17 CFR 240.12d2-2(a)(2)

17 CFR 240.12d2-2(a)(3)

17 CFR 240.12d2-2(a)(4)

Pursuant to 17 CFR 240.12d2-2(b), the Exchange has complied with its rules to strike the class of securities from listing and/or withdraw registration on the Exchange. ¹

Pursuant to 17 CFR 240.12d2-2(c), the Issuer has complied with its rules of the Exchange and the requirements of 17 CFR 240.12d-2(c) governing the voluntary withdrawal of the class of securities from listing and registration on the Exchange.

Pursuant to the requirements fo the Securities Exchange Act of 1934, NEW YORK STOCK EXCHANGE LLC certifies that it has reasonable grounds to believe that it meets all of the requirements for filing the Form 25 and has caused this notification to be signed on its behalf by the undersigned duly authorized person.

2026-09-18	By	Anthony Sozzi		Analyst, Market Watch
Date		Name		Title

¹ Form 25 and attached Notice will be considered compliance with the provisions of 17 CFR 240.19d-1 as applicable. See General Instructions.

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.