Welcome to our dedicated page for Saratoga Invt SEC filings (Ticker: SAR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Saratoga Investment Corp. (NYSE: SAR) files a range of regulatory documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations as a business development company. This SEC filings page aggregates those documents and pairs them with AI‑generated summaries to help readers understand the key points in each filing.
Investors can review annual reports on Form 10‑K and quarterly reports on Form 10‑Q, which describe Saratoga Investment’s financial statements, portfolio composition, risk factors, leverage, funding sources and management’s discussion of results. As a specialty finance company focused on senior and unitranche leveraged loans, mezzanine debt and select equity investments in U.S. middle‑market businesses, these filings explain how the company’s strategy and portfolio have developed over time.
The page also includes current reports on Form 8‑K, which Saratoga Investment uses to furnish press releases about quarterly results and other material events, such as new credit facilities or changes in its capital structure. For example, a recent Form 8‑K references the company’s earnings release for the quarter ended May 31, 2025 and lists its common stock and several series of listed notes.
In addition, users can access proxy statements on Schedule 14A, like the definitive proxy statement for the 2025 annual meeting. These documents cover board elections, auditor ratification, governance practices, executive and director compensation, and voting procedures. They are useful for understanding Saratoga Investment’s governance framework and stockholder rights.
Alongside these core filings, this page surfaces insider and security‑related filings, such as Forms 3, 4 and 5 when available, which show transactions by directors and officers, and any registration statements or note‑related filings relevant to Saratoga Investment’s listed debt securities. Real‑time updates from EDGAR ensure that new filings appear promptly, while AI‑powered highlights help identify sections on topics like leverage, SBIC subsidiaries, CLO and JV interests, dividends and risk disclosures without reading every page in full.