Every Form 4 that SARATOGA (SAV) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow SAV and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full SAV filings page.
SARATOGA INVESTMENT CORP. (SAR) reported that CEO and Director Christian L. Oberbeck, through CLO Partners LLC, disposed of 290 shares of common stock on September 9, 2026 in an "other" type transaction. A footnote states that Mr. Oberbeck transferred 290 shares to a Saratoga employee as compensation.
After this transfer, CLO Partners LLC held 18,477 shares of common stock indirectly for Mr. Oberbeck. Separate holding entries report that he also held 726,128 shares directly, 100,000 shares indirectly through CLO Partners Holdings LLC, 94,155 shares indirectly held by his children, and 2,110 shares indirectly held by his wife. No Rule 10b5-1 trading plan is reported.
SARATOGA INVESTMENT CORP. (symbol SAJ) reported that CEO and Director Christian L. Oberbeck caused an indirect disposition of 280 shares of common stock on August 18, 2026, coded as an "Other acquisition or disposition". According to a footnote, these 280 shares were transferred by CLO Partners LLC to a Saratoga employee as compensation. After this transfer, CLO Partners LLC held 18,767 shares indirectly attributed to Mr. Oberbeck, alongside other reported positions of 724,593 shares held directly, 100,000 shares indirectly via CLO Partners Holdings LLC, 92,855 shares held by children, and 2,081 shares held by his wife.
Saratoga Investment Corp. CEO and director Christian L. Oberbeck reported an indirect disposition of 2,560 shares of common stock on July 22, 2026. Shares indirectly held through CLO Partners LLC were transferred to a Saratoga employee as compensation. After this, he reports 723,113 shares held directly, plus indirect positions including 19,047 shares via CLO Partners LLC, 100,000 via CLO Partners Holdings LLC, and additional family holdings.