Welcome to our dedicated page for AAM Sawgrass U.S. Sm Cp Qual Gr ETF SEC filings (Ticker: SAWS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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Brookstone Capital Management, LLC reports beneficial ownership of 499,602 shares of the LHA Market State Tactical Q ETF (CUSIP 26922B733), representing 64.57% of the class. The filing shows shared voting and shared dispositive power over those shares (499,602) and no sole voting or dispositive power. The reporting person is classified as an investment adviser (IA). The statement asserts the securities are held in the ordinary course of business and not for the purpose of changing or influencing control; Brookstone disclaims beneficial ownership of the accounts' securities. The filing is dated for the event 08/31/2025 and signed 09/03/2025.
Little Harbor Advisors, LLC filed a Form 13F reporting its institutional holdings position. The report lists 7 Form 13F information table entries with an aggregate value of $168,540 (rounded) and is signed by John Hassett on 08-14-2025. The filing notes the SEC has not reviewed the information.