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SARATOGA INVESTMENT CORP. (SAR) reported that CEO and Director Christian L. Oberbeck, through CLO Partners LLC, disposed of 290 shares of common stock on September 9, 2026 in an "other" type transaction. A footnote states that Mr. Oberbeck transferred 290 shares to a Saratoga employee as compensation.
After this transfer, CLO Partners LLC held 18,477 shares of common stock indirectly for Mr. Oberbeck. Separate holding entries report that he also held 726,128 shares directly, 100,000 shares indirectly through CLO Partners Holdings LLC, 94,155 shares indirectly held by his children, and 2,110 shares indirectly held by his wife. No Rule 10b5-1 trading plan is reported.