Starbucks CFO shares withheld for RSU tax

Starbucks executive vice president and CFO Cathy R. Smith reported a routine tax-related share disposition.

Rhea-AI Filing Summary

Starbucks executive vice president and CFO Cathy R. Smith reported a routine tax-related share disposition. On the vesting of restricted stock units, 2,231.435 shares of Common Stock were withheld by Starbucks at $91.98 per share to satisfy tax obligations, not through an open market sale. After this withholding, Smith directly holds 63,751.726 Starbucks shares, including 860.423 shares that represent dividend equivalents on unvested time-based restricted stock units.

Insider Trade Summary

Exercise Price or Tax Liability: 2,231.435 shares

Exercise Price or Tax Liability 1 txn

Insider Smith Cathy R

Role evp, cfo

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Common Stock	2,231.435	$91.98	$205K

Holdings After Transaction: Common Stock — 63,751.726 shares (Direct)

Footnotes (2)

1. F1. Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.
2. F2. Includes 860.423 shares representing dividend equivalents on unvested time-based restricted stock units.

FAQ

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What insider transaction did Starbucks (SBUX) report for CFO Cathy R. Smith?

Starbucks reported a tax-related share disposition by CFO Cathy R. Smith. The company withheld 2,231.435 shares of Common Stock upon restricted stock unit vesting to cover tax obligations, rather than selling shares in the open market.

Was the Starbucks (SBUX) CFO Form 4 transaction an open market sale?

No, the transaction was not an open market sale. Starbucks withheld 2,231.435 shares from CFO Cathy R. Smith to satisfy tax withholding obligations tied to vesting restricted stock units, as explicitly noted in the Form 4 footnotes.

How many Starbucks (SBUX) shares does CFO Cathy R. Smith hold after this Form 4?

Following the tax-withholding disposition, CFO Cathy R. Smith directly holds 63,751.726 Starbucks Common Stock shares. This total includes her remaining vested holdings plus certain shares linked to unvested time-based restricted stock units disclosed in the filing.

At what price were Starbucks (SBUX) shares withheld for the CFO’s tax obligations?

The withheld Starbucks shares were valued at $91.98 per share. A total of 2,231.435 Common Stock shares were retained by the company at this price to cover CFO Cathy R. Smith’s tax obligations on restricted stock unit vesting.

What are dividend equivalents mentioned in the Starbucks (SBUX) CFO Form 4?

The Form 4 notes that 860.423 of the CFO’s reported shares represent dividend equivalents. These are additional share units credited on unvested time-based restricted stock units, reflecting dividends that would have been paid on the underlying Starbucks shares.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/26/2026 - 06:57 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Smith Cathy R

(Last) (First) (Middle)

2401 UTAH AVENUE SOUTH

(Street)

SEATTLE WASHINGTON 98134

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
STARBUCKS CORP [ SBUX ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	evp, cfo

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/24/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/24/2026		F		2,231.435(1)	D	$91.98	63,751.726(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.

2. Includes 860.423 shares representing dividend equivalents on unvested time-based restricted stock units.

	/s/ Joshua C. Gaul, attorney-in-fact for Cathy R. Smith	03/26/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)