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[Form 4] SCYNEXIS, Inc. Insider Trading Activity

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Rhea-AI Filing Summary

Effective June 30, 2025, the Statement of Additional Information (SAI) for John Hancock Financial Opportunities Fund (ticker BTO), John Hancock Investors Trust and John Hancock Premium Dividend Fund is updated to reflect two governance changes:

  • Paul Lorentz has resigned as a non-independent Trustee of each fund.
  • Kristie M. Feinberg, already serving as each fund’s President and CEO of John Hancock Investment Management, has been appointed as a non-independent Trustee effective the same date and will stand for shareholder election in 2026.

The SAI now lists Ms. Feinberg’s extensive leadership background, including her roles at Manulife Investment Management, Invesco and Oppenheimer Funds, underscoring her experience in finance, strategy and product distribution. The board-class assignment for the Financial Opportunities Fund and Premium Dividend Fund places her term expiring in 2026. The John Hancock Fund Complex comprises 186 funds as of April 30, 2025.

No portfolio, financial or strategic policy changes are disclosed; the supplement is solely a board-composition update, to be read in conjunction with the current SAI.

Dal 30 giugno 2025, la Dichiarazione di Informazioni Aggiuntive (SAI) per il John Hancock Financial Opportunities Fund (ticker BTO), John Hancock Investors Trust e John Hancock Premium Dividend Fund è aggiornata per riflettere due cambiamenti nella governance:

  • Paul Lorentz ha rassegnato le dimissioni da Trustee non indipendente di ciascun fondo.
  • Kristie M. Feinberg, già Presidente e CEO di John Hancock Investment Management per ogni fondo, è stata nomina come Trustee non indipendente a partire dalla stessa data e si candiderà per l’elezione degli azionisti nel 2026.

La SAI ora include il vasto background di leadership della Sig.ra Feinberg, comprensivo dei suoi ruoli in Manulife Investment Management, Invesco e Oppenheimer Funds, evidenziando la sua esperienza in finanza, strategia e distribuzione di prodotti. L’assegnazione di classe del consiglio per il Financial Opportunities Fund e il Premium Dividend Fund prevede un mandato che scade nel 2026. Il John Hancock Fund Complex comprende 186 fondi al 30 aprile 2025.

Non sono state comunicate modifiche a portafoglio, politiche finanziarie o strategiche; l’aggiornamento riguarda esclusivamente la composizione del consiglio, da leggere insieme alla SAI attuale.

A partir del 30 de junio de 2025, la Declaración de Información Adicional (SAI) para el John Hancock Financial Opportunities Fund (símbolo BTO), John Hancock Investors Trust y John Hancock Premium Dividend Fund se actualiza para reflejar dos cambios en la gobernanza:

  • Paul Lorentz ha renunciado como fideicomisario no independiente de cada fondo.
  • Kristie M. Feinberg, quien ya se desempeña como Presidenta y CEO de John Hancock Investment Management para cada fondo, ha sido designada como fideicomisaria no independiente con efecto en la misma fecha y se presentará a la elección de accionistas en 2026.

La SAI ahora incluye la amplia experiencia en liderazgo de la Sra. Feinberg, incluyendo sus roles en Manulife Investment Management, Invesco y Oppenheimer Funds, destacando su experiencia en finanzas, estrategia y distribución de productos. La asignación de clase del consejo para el Financial Opportunities Fund y el Premium Dividend Fund establece un mandato que expira en 2026. El John Hancock Fund Complex comprende 186 fondos al 30 de abril de 2025.

No se revelan cambios en la cartera, políticas financieras o estratégicas; el suplemento es únicamente una actualización de la composición del consejo, que debe leerse junto con la SAI actual.

2025년 6월 30일부로, John Hancock Financial Opportunities Fund(티커 BTO), John Hancock Investors Trust 및 John Hancock Premium Dividend Fund의 추가 정보 명세서(SAI)가 두 가지 거버넌스 변경 사항을 반영하여 업데이트되었습니다:

  • Paul Lorentz가 각 펀드의 비독립 이사직에서 사임하였습니다.
  • Kristie M. Feinberg은 각 펀드의 사장 겸 John Hancock Investment Management의 CEO로서, 같은 날짜에 비독립 이사로 임명되었으며 2026년 주주 선거에 출마할 예정입니다.

SAI에는 Feinberg 씨의 Manulife Investment Management, Invesco, Oppenheimer Funds에서의 경력을 포함한 폭넓은 리더십 배경이 기재되어 있으며, 금융, 전략 및 상품 유통 분야에서의 경험을 강조합니다. Financial Opportunities Fund와 Premium Dividend Fund의 이사회 등급 배정은 2026년에 임기가 만료됩니다. John Hancock Fund Complex는 2025년 4월 30일 기준 186개의 펀드로 구성되어 있습니다.

포트폴리오, 재무 또는 전략 정책 변경 사항은 공개되지 않았으며, 이번 보충 자료는 현재 SAI와 함께 읽어야 하는 이사회 구성 업데이트에 한정됩니다.

À compter du 30 juin 2025, la Déclaration d’Informations Supplémentaires (SAI) pour le John Hancock Financial Opportunities Fund (symbole BTO), John Hancock Investors Trust et John Hancock Premium Dividend Fund est mise à jour pour refléter deux changements de gouvernance :

  • Paul Lorentz a démissionné de son poste d’administrateur non indépendant de chaque fonds.
  • Kristie M. Feinberg, déjà Présidente et CEO de John Hancock Investment Management pour chaque fonds, a été nommée administratrice non indépendante à compter de la même date et se présentera aux élections des actionnaires en 2026.

La SAI présente désormais le parcours étendu de Mme Feinberg en matière de leadership, incluant ses fonctions chez Manulife Investment Management, Invesco et Oppenheimer Funds, soulignant son expertise en finance, stratégie et distribution de produits. L’affectation par catégorie du conseil pour le Financial Opportunities Fund et le Premium Dividend Fund fixe son mandat jusqu’en 2026. Le John Hancock Fund Complex comprend 186 fonds au 30 avril 2025.

Aucune modification de portefeuille, politique financière ou stratégique n’est divulguée ; ce supplément concerne uniquement une mise à jour de la composition du conseil, à lire conjointement avec la SAI actuelle.

Ab dem 30. Juni 2025 wird die Zusatzinformationserklärung (SAI) für den John Hancock Financial Opportunities Fund (Ticker BTO), John Hancock Investors Trust und John Hancock Premium Dividend Fund aktualisiert, um zwei Governance-Änderungen widerzuspiegeln:

  • Paul Lorentz hat als nicht unabhängiges Vorstandsmitglied jedes Fonds seinen Rücktritt eingereicht.
  • Kristie M. Feinberg, die bereits als Präsidentin und CEO von John Hancock Investment Management für jeden Fonds tätig ist, wurde zum selben Datum als nicht unabhängiges Vorstandsmitglied ernannt und wird sich 2026 der Aktionärswahl stellen.

Die SAI listet nun Frau Feinbergs umfangreiche Führungserfahrung auf, einschließlich ihrer Tätigkeiten bei Manulife Investment Management, Invesco und Oppenheimer Funds, und unterstreicht ihre Expertise in Finanzen, Strategie und Produktvertrieb. Die Board-Klassenzuordnung für den Financial Opportunities Fund und den Premium Dividend Fund legt eine Amtszeit bis 2026 fest. Der John Hancock Fund Complex umfasst zum 30. April 2025 insgesamt 186 Fonds.

Es werden keine Änderungen an Portfolio-, Finanz- oder Strategiepolitik bekannt gegeben; das Supplement ist ausschließlich ein Update zur Zusammensetzung des Vorstands und ist zusammen mit der aktuellen SAI zu lesen.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Routine trustee rotation; governance impact minimal, investment thesis unchanged.

The filing records a normal board transition: Paul Lorentz exits, Kristie Feinberg joins as non-independent Trustee while retaining her President role. Her deep asset-management résumé adds relevant expertise, but because she is already the funds’ CEO, her new board seat merely formalizes influence she effectively possessed. No disclosure suggests strategic, fee, or policy adjustments. Closed-end fund investors should view the change as administrative; it neither alters distribution policy nor portfolio management. Oversight independence remains intact, as the majority of Trustees are still independent, so regulatory risk is low.

Dal 30 giugno 2025, la Dichiarazione di Informazioni Aggiuntive (SAI) per il John Hancock Financial Opportunities Fund (ticker BTO), John Hancock Investors Trust e John Hancock Premium Dividend Fund è aggiornata per riflettere due cambiamenti nella governance:

  • Paul Lorentz ha rassegnato le dimissioni da Trustee non indipendente di ciascun fondo.
  • Kristie M. Feinberg, già Presidente e CEO di John Hancock Investment Management per ogni fondo, è stata nomina come Trustee non indipendente a partire dalla stessa data e si candiderà per l’elezione degli azionisti nel 2026.

La SAI ora include il vasto background di leadership della Sig.ra Feinberg, comprensivo dei suoi ruoli in Manulife Investment Management, Invesco e Oppenheimer Funds, evidenziando la sua esperienza in finanza, strategia e distribuzione di prodotti. L’assegnazione di classe del consiglio per il Financial Opportunities Fund e il Premium Dividend Fund prevede un mandato che scade nel 2026. Il John Hancock Fund Complex comprende 186 fondi al 30 aprile 2025.

Non sono state comunicate modifiche a portafoglio, politiche finanziarie o strategiche; l’aggiornamento riguarda esclusivamente la composizione del consiglio, da leggere insieme alla SAI attuale.

A partir del 30 de junio de 2025, la Declaración de Información Adicional (SAI) para el John Hancock Financial Opportunities Fund (símbolo BTO), John Hancock Investors Trust y John Hancock Premium Dividend Fund se actualiza para reflejar dos cambios en la gobernanza:

  • Paul Lorentz ha renunciado como fideicomisario no independiente de cada fondo.
  • Kristie M. Feinberg, quien ya se desempeña como Presidenta y CEO de John Hancock Investment Management para cada fondo, ha sido designada como fideicomisaria no independiente con efecto en la misma fecha y se presentará a la elección de accionistas en 2026.

La SAI ahora incluye la amplia experiencia en liderazgo de la Sra. Feinberg, incluyendo sus roles en Manulife Investment Management, Invesco y Oppenheimer Funds, destacando su experiencia en finanzas, estrategia y distribución de productos. La asignación de clase del consejo para el Financial Opportunities Fund y el Premium Dividend Fund establece un mandato que expira en 2026. El John Hancock Fund Complex comprende 186 fondos al 30 de abril de 2025.

No se revelan cambios en la cartera, políticas financieras o estratégicas; el suplemento es únicamente una actualización de la composición del consejo, que debe leerse junto con la SAI actual.

2025년 6월 30일부로, John Hancock Financial Opportunities Fund(티커 BTO), John Hancock Investors Trust 및 John Hancock Premium Dividend Fund의 추가 정보 명세서(SAI)가 두 가지 거버넌스 변경 사항을 반영하여 업데이트되었습니다:

  • Paul Lorentz가 각 펀드의 비독립 이사직에서 사임하였습니다.
  • Kristie M. Feinberg은 각 펀드의 사장 겸 John Hancock Investment Management의 CEO로서, 같은 날짜에 비독립 이사로 임명되었으며 2026년 주주 선거에 출마할 예정입니다.

SAI에는 Feinberg 씨의 Manulife Investment Management, Invesco, Oppenheimer Funds에서의 경력을 포함한 폭넓은 리더십 배경이 기재되어 있으며, 금융, 전략 및 상품 유통 분야에서의 경험을 강조합니다. Financial Opportunities Fund와 Premium Dividend Fund의 이사회 등급 배정은 2026년에 임기가 만료됩니다. John Hancock Fund Complex는 2025년 4월 30일 기준 186개의 펀드로 구성되어 있습니다.

포트폴리오, 재무 또는 전략 정책 변경 사항은 공개되지 않았으며, 이번 보충 자료는 현재 SAI와 함께 읽어야 하는 이사회 구성 업데이트에 한정됩니다.

À compter du 30 juin 2025, la Déclaration d’Informations Supplémentaires (SAI) pour le John Hancock Financial Opportunities Fund (symbole BTO), John Hancock Investors Trust et John Hancock Premium Dividend Fund est mise à jour pour refléter deux changements de gouvernance :

  • Paul Lorentz a démissionné de son poste d’administrateur non indépendant de chaque fonds.
  • Kristie M. Feinberg, déjà Présidente et CEO de John Hancock Investment Management pour chaque fonds, a été nommée administratrice non indépendante à compter de la même date et se présentera aux élections des actionnaires en 2026.

La SAI présente désormais le parcours étendu de Mme Feinberg en matière de leadership, incluant ses fonctions chez Manulife Investment Management, Invesco et Oppenheimer Funds, soulignant son expertise en finance, stratégie et distribution de produits. L’affectation par catégorie du conseil pour le Financial Opportunities Fund et le Premium Dividend Fund fixe son mandat jusqu’en 2026. Le John Hancock Fund Complex comprend 186 fonds au 30 avril 2025.

Aucune modification de portefeuille, politique financière ou stratégique n’est divulguée ; ce supplément concerne uniquement une mise à jour de la composition du conseil, à lire conjointement avec la SAI actuelle.

Ab dem 30. Juni 2025 wird die Zusatzinformationserklärung (SAI) für den John Hancock Financial Opportunities Fund (Ticker BTO), John Hancock Investors Trust und John Hancock Premium Dividend Fund aktualisiert, um zwei Governance-Änderungen widerzuspiegeln:

  • Paul Lorentz hat als nicht unabhängiges Vorstandsmitglied jedes Fonds seinen Rücktritt eingereicht.
  • Kristie M. Feinberg, die bereits als Präsidentin und CEO von John Hancock Investment Management für jeden Fonds tätig ist, wurde zum selben Datum als nicht unabhängiges Vorstandsmitglied ernannt und wird sich 2026 der Aktionärswahl stellen.

Die SAI listet nun Frau Feinbergs umfangreiche Führungserfahrung auf, einschließlich ihrer Tätigkeiten bei Manulife Investment Management, Invesco und Oppenheimer Funds, und unterstreicht ihre Expertise in Finanzen, Strategie und Produktvertrieb. Die Board-Klassenzuordnung für den Financial Opportunities Fund und den Premium Dividend Fund legt eine Amtszeit bis 2026 fest. Der John Hancock Fund Complex umfasst zum 30. April 2025 insgesamt 186 Fonds.

Es werden keine Änderungen an Portfolio-, Finanz- oder Strategiepolitik bekannt gegeben; das Supplement ist ausschließlich ein Update zur Zusammensetzung des Vorstands und ist zusammen mit der aktuellen SAI zu lesen.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
HASTINGS DAVID C

(Last) (First) (Middle)
1 EVERTRUST PLAZA
13TH FLOOR

(Street)
JERSEY CITY NJ 07302-6548

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
SCYNEXIS INC [ SCYX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
06/26/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 06/26/2025 A 23,000(1) A $0 69,183 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option $0.74 06/26/2025 A 23,000 (2) 06/25/2035 Common Stock 23,000 $0 23,000 D
Explanation of Responses:
1. One-hundred percent (100%) of the shares subject to the restricted stock unit vest on the first anniversary of the date of grant, provided that the non-employee director is providing continuous services on the applicable vesting date.
2. One-hundred percent (100%) of the shares subject to the option vest on the first anniversary of the date of grant, provided that the non-employee director is providing continuous services on the applicable vesting date.
/s/ Robert F. Joyce Jr., by Power of Attorney 06/30/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

Why did John Hancock file this 424B3 supplement for BTO?

To disclose the resignation of Trustee Paul Lorentz and the appointment of Kristie M. Feinberg as a non-independent Trustee effective June 30, 2025.

Who is the new Trustee for John Hancock Financial Opportunities Fund (BTO)?

Kristie M. Feinberg, the funds’ current President and CEO of John Hancock Investment Management, became a non-independent Trustee on June 30, 2025.

When will Kristie Feinberg stand for election by shareholders?

Ms. Feinberg is slated for shareholder election in 2026; her board class term expires the same year.

Does the supplement indicate any changes to fund strategy or distributions?

No. The document only updates board composition; it does not announce changes to investment strategy, fees, or distribution policies.

How many funds are in the John Hancock Fund Complex as of April 30, 2025?

The complex consists of 186 funds, including separate series of series mutual funds.
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