Welcome to our dedicated page for PGIM Short Duration High Yield Opps SEC filings (Ticker: SDHY), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
pgim, the global investment management businesses of prudential financial inc., is a multi-manager that delivers industry-leading strategies and solutions to clients. each business maintains its own investment process and culture, allowing for a singular focus on delivering investment returns for clients. the pgim businesses offer investors a wide range of investment strategies across asset classes and geographies, including public equities, public and private fixed income, commercial mortgages and real estate. clients of pgim can rely on superior long-term performance, risk management expertise and innovative products to help them realize a wide range of business objectives. in addition, pgim uses its collective knowledge and business expertise to work with public, private and non-profit sector partners to create solutions that address critical social issues that have an enduring impact. important disclosures regarding your use of this linkedin page can be found at → pgim.com/disclaim1607 Capital Partners, LLC and the Asset Management Committee of Dominion Energy, Inc. report significant stakes in Short Duration High Yield Opportunities Fund. The filing shows 1607 beneficially owning 1,718,318 common shares, or 6.96% of the fund’s stock, as of the referenced date. Dominion’s Asset Management Committee is deemed to beneficially own 1,519,550 shares, representing 6.16% of the class, through its investment management agreement with 1607.
1607 has sole power to vote and dispose of the reported shares under its client agreements, while Dominion has no authority to vote or dispose but can terminate its agreement with 1607 on less than sixty days’ notice. The parties state that the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control of the fund.
First Trust Portfolios L.P., First Trust Advisors L.P. and The Charger Corporation jointly report beneficial ownership of 1,512,373 common shares of Short Duration High Yield Opportunities Fund, representing 6.13% of the fund’s outstanding common shares as of the stated date.
The firms report no power to vote these shares but shared power to dispose of 1,512,373 shares, largely held in unit investment trusts and other managed vehicles. They state the holdings are in the ordinary course of business and not for the purpose of influencing control of the fund and each disclaims beneficial ownership of the reported shares.