SDHY CCO files initial insider ownership form

PGIM Short Duration High Yield Opportunities Fund reported that Patricia Elizabeth Flynn, the fund’s Chief Compliance Officer, filed an initial statement of beneficial ownership as an officer.

Rhea-AI Filing Summary

PGIM Short Duration High Yield Opportunities Fund reported that Patricia Elizabeth Flynn, the fund’s Chief Compliance Officer, filed an initial statement of beneficial ownership as an officer. The Form 3 shows her status as an officer and reports no buy, sell, or other share transactions.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does SDHY’s Form 3 filing by Patricia Elizabeth Flynn report?

The Form 3 filing reports that Patricia Elizabeth Flynn is an officer of PGIM Short Duration High Yield Opportunities Fund (SDHY) with the title Chief Compliance Officer. It shows no share purchases, sales, or other transactions in this initial ownership statement.

What role does Patricia Elizabeth Flynn hold at PGIM Short Duration High Yield Opportunities Fund (SDHY)?

Patricia Elizabeth Flynn is listed as the Chief Compliance Officer of PGIM Short Duration High Yield Opportunities Fund (SDHY). The filing identifies her as an officer and confirms she is not a director or ten percent owner of the fund’s shares.

Does the SDHY Form 3 for Patricia Elizabeth Flynn show any stock transactions?

No, the Form 3 for Patricia Elizabeth Flynn reports no stock transactions. The transaction summary shows zero buys, zero sells, zero exercises, and no gifts or tax-withholding events, indicating only an initial insider ownership status disclosure.

Is Patricia Elizabeth Flynn a ten percent owner of SDHY according to the Form 3?

No, the Form 3 specifies that Patricia Elizabeth Flynn is not a ten percent owner of PGIM Short Duration High Yield Opportunities Fund (SDHY). She is reported solely in her capacity as an officer, serving as Chief Compliance Officer of the fund.

How many transactions are summarized in SDHY’s Form 3 for Patricia Elizabeth Flynn?

The Form 3 transaction summary for Patricia Elizabeth Flynn shows no transactions. All categories, including buy, sell, exercise, gift, tax withholding, and restructuring, are listed as zero, reflecting a purely administrative initial ownership filing.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/06/2026 - 01:11 PM Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Flynn Patricia Elizabeth

(Last) (First) (Middle)

655 BROAD STREET

(Street)

NEWARK NEW JERSEY 07102

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
05/01/2026

3. Issuer Name and Ticker or Trading Symbol
PGIM Short Duration High Yield Opportunities Fund [ SDHY ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Compliance Officer

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	Andrew French as Attorney in Fact for Patricia Flynn	05/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)