Patricia Flynn of PGIM SDHY files Form 3 insider report
Filing Impact
Filing Sentiment
Form Type
3
Rhea-AI Filing Summary
PGIM Short Duration High Yield Opportunities Fund reported that Patricia Elizabeth Flynn, the fund’s Chief Compliance Officer, filed an initial statement of beneficial ownership as an officer. The Form 3 shows her status as an officer and reports no buy, sell, or other share transactions.
Positive
- None.
Negative
- None.
FAQ
What does SDHY’s Form 3 filing by Patricia Elizabeth Flynn report?
The Form 3 filing reports that Patricia Elizabeth Flynn is an officer of PGIM Short Duration High Yield Opportunities Fund (SDHY) with the title Chief Compliance Officer. It shows no share purchases, sales, or other transactions in this initial ownership statement.
What role does Patricia Elizabeth Flynn hold at PGIM Short Duration High Yield Opportunities Fund (SDHY)?
Patricia Elizabeth Flynn is listed as the Chief Compliance Officer of PGIM Short Duration High Yield Opportunities Fund (SDHY). The filing identifies her as an officer and confirms she is not a director or ten percent owner of the fund’s shares.
Does the SDHY Form 3 for Patricia Elizabeth Flynn show any stock transactions?
No, the Form 3 for Patricia Elizabeth Flynn reports no stock transactions. The transaction summary shows zero buys, zero sells, zero exercises, and no gifts or tax-withholding events, indicating only an initial insider ownership status disclosure.
Is Patricia Elizabeth Flynn a ten percent owner of SDHY according to the Form 3?
No, the Form 3 specifies that Patricia Elizabeth Flynn is not a ten percent owner of PGIM Short Duration High Yield Opportunities Fund (SDHY). She is reported solely in her capacity as an officer, serving as Chief Compliance Officer of the fund.
How many transactions are summarized in SDHY’s Form 3 for Patricia Elizabeth Flynn?
The Form 3 transaction summary for Patricia Elizabeth Flynn shows no transactions. All categories, including buy, sell, exercise, gift, tax withholding, and restructuring, are listed as zero, reflecting a purely administrative initial ownership filing.