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[8-K] Stardust Power Inc. Reports Material Event

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(Moderate)
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Form Type
8-K
Rhea-AI Filing Summary

Stardust Power Inc. (SDST) transferred its listing to the Nasdaq Capital Market, effective at the opening of business on October 29, 2025. The company’s common stock and redeemable warrants continue to trade under the symbols SDST and SDSTW.

Nasdaq cancelled a previously scheduled hearing related to a notice under the MVLS Rule (Rule 5450(b)(2)(A)), and the matter is now closed. The company states it has no outstanding deficiency matters and is in compliance with Nasdaq’s continued listing requirements. The transfer does not affect business operations or reporting obligations under the Exchange Act.

Stardust Power Inc. (SDST) ha trasferito la sua quotazione al Nasdaq Capital Market, con efficacia dall'apertura delle contrattazioni del 29 ottobre 2025. Le azioni ordinarie e i warrant rimborsabili della società continuano a essere negoziati con i simboli SDST e SDSTW.

Nasdaq ha cancellato un'udienza precedentemente fissata relativa a un avviso ai sensi della MVLS Rule (Rule 5450(b)(2)(A)), e la questione è ora chiusa. L'azienda afferma di non avere questioni di difetti pendenti e di essere in conformità con i requisiti di quotazione continua di Nasdaq. Il trasferimento non influisce sulle operazioni aziendali né sugli obblighi di segnalazione secondo la Exchange Act.

Stardust Power Inc. (SDST) transfirió su cotización al Nasdaq Capital Market, con efecto a partir de la apertura de operaciones el 29 de octubre de 2025. Las acciones comunes y las warrants canjeables de la empresa siguen cotizando bajo los símbolos SDST y SDSTW.

Nasdaq canceló una audiencia previamente programada relacionada con un aviso bajo la MVLS Rule (Rule 5450(b)(2)(A)), y el asunto ahora está cerrado. La empresa afirma que no tiene asuntos de deficiencias pendientes y que cumple con los requisitos de cotización continua de Nasdaq. El traslado no afecta las operaciones comerciales ni las obligaciones de reporte bajo la Exchange Act.

Stardust Power Inc. (SDST)가 Nasdaq Capital Market으로 상장을 이전하여 2025년 10월 29일 업무 시작 시점에 효력을 발생합니다. 회사의 보통주와 상환 가능한 워런트는 여전히 SDST 및 SDSTW 기호로 거래됩니다.

Nasdaq는 MVLS 규칙(Rule 5450(b)(2)(A))에 따른 통지와 관련된 사전 예정된 청문회를 취소했고, 이 문제는 이제 종료되었습니다. 회사는 미해결 결함 문제가 없으며 Nasdaq의 지속적인 상장 요건을 준수하고 있다고 밝혔습니다. 이 전환은 거래 운영이나 Exchange Act에 따른 보고 의무에 영향을 주지 않습니다.

Stardust Power Inc. (SDST) a transféré sa cotation au Nasdaq Capital Market, à compter de l’ouverture des échanges le 29 octobre 2025. Les actions ordinaires et les warrants remboursables de l’entreprise continuent d'être négociés sous les symboles SDST et SDSTW.

Nasdaq a annulé une audience préalablement prévue relative à un avis selon la MVLS Rule (Règle 5450(b)(2)(A)), et l’affaire est désormais close. L’entreprise déclare n’avoir aucune question de manquement en suspens et être en conformité avec les exigences de cotation continue de Nasdaq. Le transfert n’a pas d’incidence sur les activités opérationnelles ou les obligations de déclaration en vertu de la Exchange Act.

Stardust Power Inc. (SDST) hat seine Notierung an den Nasdaq Capital Market übertragen, wirksam mit Handelsbeginn am 29. Oktober 2025. Die Stammaktien und wandelbaren Warrants des Unternehmens werden weiterhin unter den Symbolen SDST und SDSTW gehandelt.

Nasdaq hat eine zuvor geplante Anhörung im Zusammenhang mit einer Mitteilung gemäß MVLS-Regel (Rule 5450(b)(2)(A)) abgesagt, und die Angelegenheit ist nun abgeschlossen. Das Unternehmen erklärt, dass keine ausstehenden Mängel vorliegen und dass es die fortlaufenden Listing-Anforderungen von Nasdaq erfüllt. Die Übertragung beeinflusst weder das Geschäftsgebaren noch die Berichtspflichten gemäß dem Exchange Act.

شركة Stardust Power Inc. (SDST) نقلت إدراجها إلى Nasdaq Capital Market، ساريًا عند افتتاح التداول في 29 أكتوبر 2025. تظل الأسهم العادية والـ warrants القابلة للاسترداد تتداول بالرموز SDST و SDSTW.

ألغت Nasdaq جلسة استماع مقررة سابقًا تتعلق بإشعار بموجب MVLS Rule (Rule 5450(b)(2)(A)، والموضوع الآن مغلق. وتوضح الشركة أنها لا تمتلك قضايا عجز معلقة وتلتزم بمتطلبات الإدراج المستمر من Nasdaq. لا يؤثر النقل على عمليات الأعمال أو التزامات الإخطار بموجب قانون التبادل.

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Insights

Listing tier moved to Nasdaq Capital Market; delisting risk removed; symbols unchanged; compliance confirmed.

**Stardust Power Inc.** transferred its listing from the **Nasdaq Global Market** to the **Nasdaq Capital Market** effective October 29, 2025. The company’s common stock (**SDST**) and warrants (**SDSTW**) continue trading under the same symbols. The scheduled hearing on an MVLS rule notice was cancelled on October 28, 2025, and the matter is closed, confirming compliance with continued listing requirements.

This change resolves a prior Global Market deficiency under Rule 5450(b)(2)(A) without interruption to trading. The company states the transfer does not affect business operations or Exchange Act reporting. A press release dated October 31, 2025 (Exhibit 99.1) furnishes additional details.

Key watch items: ongoing compliance on the **Nasdaq Capital Market**, any future listing communications, and disclosures tied to continued listing standards. The practical milestone already occurred on October 29, 2025; monitor subsequent 8‑K or 10‑Q updates for any new compliance developments.

Stardust Power Inc. (SDST) ha trasferito la sua quotazione al Nasdaq Capital Market, con efficacia dall'apertura delle contrattazioni del 29 ottobre 2025. Le azioni ordinarie e i warrant rimborsabili della società continuano a essere negoziati con i simboli SDST e SDSTW.

Nasdaq ha cancellato un'udienza precedentemente fissata relativa a un avviso ai sensi della MVLS Rule (Rule 5450(b)(2)(A)), e la questione è ora chiusa. L'azienda afferma di non avere questioni di difetti pendenti e di essere in conformità con i requisiti di quotazione continua di Nasdaq. Il trasferimento non influisce sulle operazioni aziendali né sugli obblighi di segnalazione secondo la Exchange Act.

Stardust Power Inc. (SDST) transfirió su cotización al Nasdaq Capital Market, con efecto a partir de la apertura de operaciones el 29 de octubre de 2025. Las acciones comunes y las warrants canjeables de la empresa siguen cotizando bajo los símbolos SDST y SDSTW.

Nasdaq canceló una audiencia previamente programada relacionada con un aviso bajo la MVLS Rule (Rule 5450(b)(2)(A)), y el asunto ahora está cerrado. La empresa afirma que no tiene asuntos de deficiencias pendientes y que cumple con los requisitos de cotización continua de Nasdaq. El traslado no afecta las operaciones comerciales ni las obligaciones de reporte bajo la Exchange Act.

Stardust Power Inc. (SDST)가 Nasdaq Capital Market으로 상장을 이전하여 2025년 10월 29일 업무 시작 시점에 효력을 발생합니다. 회사의 보통주와 상환 가능한 워런트는 여전히 SDST 및 SDSTW 기호로 거래됩니다.

Nasdaq는 MVLS 규칙(Rule 5450(b)(2)(A))에 따른 통지와 관련된 사전 예정된 청문회를 취소했고, 이 문제는 이제 종료되었습니다. 회사는 미해결 결함 문제가 없으며 Nasdaq의 지속적인 상장 요건을 준수하고 있다고 밝혔습니다. 이 전환은 거래 운영이나 Exchange Act에 따른 보고 의무에 영향을 주지 않습니다.

Stardust Power Inc. (SDST) a transféré sa cotation au Nasdaq Capital Market, à compter de l’ouverture des échanges le 29 octobre 2025. Les actions ordinaires et les warrants remboursables de l’entreprise continuent d'être négociés sous les symboles SDST et SDSTW.

Nasdaq a annulé une audience préalablement prévue relative à un avis selon la MVLS Rule (Règle 5450(b)(2)(A)), et l’affaire est désormais close. L’entreprise déclare n’avoir aucune question de manquement en suspens et être en conformité avec les exigences de cotation continue de Nasdaq. Le transfert n’a pas d’incidence sur les activités opérationnelles ou les obligations de déclaration en vertu de la Exchange Act.

Stardust Power Inc. (SDST) hat seine Notierung an den Nasdaq Capital Market übertragen, wirksam mit Handelsbeginn am 29. Oktober 2025. Die Stammaktien und wandelbaren Warrants des Unternehmens werden weiterhin unter den Symbolen SDST und SDSTW gehandelt.

Nasdaq hat eine zuvor geplante Anhörung im Zusammenhang mit einer Mitteilung gemäß MVLS-Regel (Rule 5450(b)(2)(A)) abgesagt, und die Angelegenheit ist nun abgeschlossen. Das Unternehmen erklärt, dass keine ausstehenden Mängel vorliegen und dass es die fortlaufenden Listing-Anforderungen von Nasdaq erfüllt. Die Übertragung beeinflusst weder das Geschäftsgebaren noch die Berichtspflichten gemäß dem Exchange Act.

شركة Stardust Power Inc. (SDST) نقلت إدراجها إلى Nasdaq Capital Market، ساريًا عند افتتاح التداول في 29 أكتوبر 2025. تظل الأسهم العادية والـ warrants القابلة للاسترداد تتداول بالرموز SDST و SDSTW.

ألغت Nasdaq جلسة استماع مقررة سابقًا تتعلق بإشعار بموجب MVLS Rule (Rule 5450(b)(2)(A)، والموضوع الآن مغلق. وتوضح الشركة أنها لا تمتلك قضايا عجز معلقة وتلتزم بمتطلبات الإدراج المستمر من Nasdaq. لا يؤثر النقل على عمليات الأعمال أو التزامات الإخطار بموجب قانون التبادل.

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

Form 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported) October 28, 2025

 

STARDUST POWER INC.

(Exact name of registrant as specified in its charter)

 

Delaware   001-39875   99-3863616

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

 

15 E. Putnam Ave, Suite 378, Greenwich, CT 06830

(Address of principal executive offices)

 

(800) 742-3095

(Registrant’s telephone number, including area code)

 

N/A

(Former name or former address, if changed since last report.)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
   
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
   
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
   
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol(s)   Name of each exchange on which registered
Common Stock, par value $0.0001 per share   SDST   The Nasdaq Global Market
Redeemable warrants, with 10 warrants exercisable for one share of Common Stock at an exercise price of $115.00   SDSTW   The Nasdaq Global Market

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

 

 

 

 

 

 

Item 3.01. Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.

 

On October 27, 2025, The Nasdaq Stock Market LLC (“Nasdaq”) approved the transfer of the listing of the common stock, par value $0.0001 per share (the “Common Stock”), of Stardust Power Inc. (the “Company”) from The Nasdaq Global Market to The Nasdaq Capital Market (the “NCM”). The transfer was effective at the opening of business on October 29, 2025, and the Company’s Common Stock, and redeemable warrants continue to trade under the symbols “SDST” and “SDSTW” respectively.

 

Stardust Power was set to appeal the previously disclosed notice under Rule 5450(b)(2)(A) of Nasdaq Listing Rules (the “MVLS Rule”) at a hearing scheduled before the Nasdaq Hearings Panel scheduled for November 4, 2025, which, per a formal notice received on October 28, 2025, has been cancelled and the matter is now closed. This confirms that the Company had no outstanding deficiency matters and is in compliance with the continued listing requirements of the Nasdaq. The transfer does not affect the Company’s business operations or its reporting requirements under the Securities Exchange Act of 1934.

 

Item 7.01. Regulation FD Disclosure.

On October 31, 2025, the Company issued a press release regarding the compliance described above, a copy of which is furnished as Exhibit 99.1 and incorporated herein by reference.

 

The information in this Item 7.01 and Exhibit 99.1 shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act or the Exchange Act, except as shall be expressly set forth by specific reference in such filing.

 

Item 9.01. Financial Statements and Exhibits.

 

(d) Exhibits

 

Exhibit No.

  Description
99.1   Press Release, dated October 31, 2025
104   Cover Page Interactive Data File (embedded within the Inline XBRL document).

 

2

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  STARDUST POWER INC.
     
Date: October 31, 2025 By: /s/ Roshan Pujari
  Name: Roshan Pujari
  Title: Chief Executive Officer

 

3

 

Stardust Power Inc

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