Stardust Power Inc. (SDST) SEC filings document the regulatory record of a public company developing battery-grade lithium carbonate and a proposed lithium refinery in Muskogee, Oklahoma. For this company, the most relevant disclosures often involve project development, commercial agreements, financing arrangements, warrants, equity issuances, and Nasdaq listing compliance.
Quarterly reports on Form 10-Q are important because they describe operating and financial results, accounting treatment for warrants, stock-based compensation, and other capital-structure items. Stardust Power filings have described public and private warrants as derivative warrant liabilities measured at fair value, along with restricted stock units and stock option expense. These disclosures help explain how securities issued by the company affect its reported balance sheet and results.
Current reports on Form 8-K are especially important for SDST because the company uses them to report material events. Recent 8-K filings have covered a non-binding offtake letter of intent for battery-grade lithium carbonate, board appointments and resignations, an at-the-market share sales agreement, a convertible note default and share conversion, shareholder voting matters, and a Nasdaq notice concerning continued listing standards.
Proxy and shareholder meeting materials add detail on governance, director elections, and equity incentive plans. Registration statements and financing-related filings can show how the company may raise capital for general corporate purposes. Form 4 insider transaction reports, if filed, may be used to review changes in beneficial ownership by directors, officers, and other reporting persons. Annual reports on Form 10-K, quarterly reports on Form 10-Q, and current reports on Form 8-K together provide the core regulatory record for evaluating Stardust Power’s public disclosures.
Stardust Power Inc. held its 2026 annual meeting of stockholders, with 9,990,130 common shares entitled to vote as of April 6, 2026. Stockholders approved an amendment and restatement of the 2024 Equity Incentive Plan, increasing shares available for issuance by 2,600,000 and extending the plan’s term to April 8, 2036.
They also elected six directors to one-year terms and ratified KNAV CPA LLP as independent auditor for the year ending December 31, 2026. Stockholders approved, for Nasdaq Listing Rule 5635 purposes, issuing common shares to Lind Global Asset Management XIII LLC. An amendment to clarify a director removal provision in the certificate of incorporation was not approved.
Stardust Power Inc. Chief Technical Officer Pablo Cortegoso reported an open-market sale of 44,452 shares of common stock at a weighted average price of $2.26 per share. According to the footnotes, the shares were sold to cover tax withholding obligations from the settlement of restricted stock units. Following the transaction, he directly holds 586,587 shares of common stock.
SDST: Form 144 notice reporting proposed resale of Common stock by Pablo Cortegoso.
The filing lists a proposed sale tied to an RSU GRANT VEST of 130,909 Common shares with a date of 06/01/2026 and a cash designation. The filing also shows an earlier reported sale of 290 Common shares on 03/20/2026 with an associated 664.00 figure.
Stardust Power Inc. director, CEO and Chairman Roshen Pujari reported two recent transactions in the company’s common stock. On May 26, 2026, he sold 102,427 shares in open-market transactions at a weighted average price of $2.18 per share, in sales used to cover tax withholding obligations tied to restricted stock unit settlement. After this sale, he held 502,771 shares directly.
On May 28, 2026, an entity associated with him, 7636 Holdings LLC, made a bona fide gift of 563,000 shares of common stock to irrevocable trusts for the benefit of his child. He disclaims beneficial ownership of the securities held by his child. Following these transactions, he is reported as beneficially owning blocks of shares through several entities, including 465,286 shares held by Energy Transition Investors LLC and 524,279 shares held by 7636 Holdings LLC.
Stardust Power Inc. Chief Financial Officer Devasper Udaychandra reported an open-market sale of 35,776 shares of common stock at a weighted average price of about $2.03 per share. According to the footnote, these shares were sold to cover a tax withholding obligation from restricted stock unit settlement.
Following this transaction, the CFO holds 121,611 shares directly. The sale occurred through multiple trades at prices ranging from $2.02 to $2.08 per share, and detailed trade breakdowns are available upon request as indicated in the disclosure.
Stardust Power Inc. Chief Operating Officer Chris Edward Celano reported an open-market sale of common stock. On May 19, 2026, he sold 25,975 shares at a weighted average price of $2.05 per share. A footnote explains the sale was made to cover tax withholding obligations arising from the settlement of restricted stock units, indicating this was a tax-related transaction rather than a discretionary portfolio change. After this sale, Celano directly holds 102,383 shares of Stardust Power common stock.
Stardust Power Inc. supplements its February 17, 2026 prospectus to register up to 2,000,000 shares of Common Stock for offer and resale by B. Riley Principal Capital II, LLC. The shares relate to a Common Stock Purchase Agreement under which the investor committed to purchase up to $10,000,000 of newly issued common stock at the company's direction.
The supplement attaches Stardust Power's Form 10-Q for the quarter ended March 31, 2026, which shows $1,235,564 cash, a net loss of $5,234,692 for the quarter, and an accumulated deficit of $73,577,276. The filing discloses substantial doubt about the company’s ability to continue as a going concern and describes additional capital sources including a separate $5.0M ATM facility with B. Riley Securities and a Lind convertible note financing.
Stardust Power Inc. registers the resale of up to 1,896,998 shares of Common Stock by selling stockholders Lind Global Asset Management XIII LLC and B. Riley Principal Capital II LLC, to satisfy contractual obligations under the Lind Purchase Agreement and the B. Riley agreements.
The registration covers resale only; the Company states it will not receive proceeds from such resales (the Company would receive proceeds only if Lind exercises its warrant for cash). Shares outstanding were 10,579,727 as of May 13, 2026. The prospectus supplement incorporates the Company’s Form 10-Q for the quarter ended March 31, 2026, which discloses a net loss of $5,234,692 for the quarter and substantial doubt about the Company’s ability to continue as a going concern.