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Seer (SEER) CEO Omid Farokhzad awarded 697K RSUs plus 512K options

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Seer, Inc. CEO and Chair Omid Farokhzad reported new equity awards, including 697,162 Class A RSU-based shares and 512,000 stock options. The 697,162 reported shares are restricted stock units that vest in 16 equal quarterly installments beginning on May 15, 2026. The employee stock option covers 512,000 Class A shares at an exercise price of $1.79 per share, expiring on February 3, 2036; one-fourth vests on February 3, 2027 and the rest vests monthly thereafter. Following these grants, he directly beneficially owns 3,373,449 Class A shares, and an additional 2,117,138 shares are held by SAF-BND Trust for which his spouse is trustee, with beneficial ownership disclaimed except for any pecuniary interest.

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Insights

Large CEO RSU and option grants with long-term vesting at Seer, Inc.

Seer, Inc. granted CEO and Chair Omid Farokhzad 697,162 Class A RSU-based shares and an option over 512,000 Class A shares at an exercise price of $1.79. These awards are structured with multi‑year vesting schedules that tie value to continued service.

The RSUs vest in 16 equal quarterly installments starting on May 15, 2026, spreading delivery over four years. The option expires on February 3, 2036, with one‑fourth vesting on February 3, 2027 and the balance vesting monthly thereafter, which gradually increases exercisable ownership over time.

After the reported grants, Farokhzad directly beneficially owns 3,373,449 Class A shares. An additional 2,117,138 shares are held by SAF-BND Trust, where his spouse is trustee; he disclaims beneficial ownership except for any pecuniary interest, which clarifies how much stock is directly versus indirectly attributed.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Farokhzad Omid

(Last) (First) (Middle)
C/O SEER, INC.
3800 BRIDGE PARKWAY, SUITE 102

(Street)
REDWOOD CITY CA 94065

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Seer, Inc. [ SEER ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
CEO AND CHAIR
3. Date of Earliest Transaction (Month/Day/Year)
02/03/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 02/03/2026 A 697,162(1) A $0 3,373,449 D
Class A Common Stock 2,117,138 I See footnote(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (right to buy) $1.79 02/03/2026 A 512,000 (3) 02/03/2036 Class A Common Stock 512,000 $0 512,000 D
Explanation of Responses:
1. The reported shares are represented by restricted stock units, or RSUs, which vest in 16 equal quarterly installments beginning on May 15, 2026.
2. The reported shares are held of record by SAF-BND Trust for which the reporting person's spouse serves as trustee. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
3. One-fourth of the shares subject to the option vest on February 3, 2027 and 1/48th of the shares vest monthly thereafter.
/s/ David Horn, by power of attorney 02/05/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Seer (SEER) CEO Omid Farokhzad receive in this Form 4 filing?

Omid Farokhzad reported grants of 697,162 Class A RSU-based shares and an employee stock option for 512,000 Class A shares at an exercise price of $1.79. These awards significantly increase his equity-based compensation with multi-year vesting conditions tied to ongoing service at Seer.

How do the 697,162 Seer RSUs granted to Omid Farokhzad vest?

The 697,162 reported shares are restricted stock units that vest in 16 equal quarterly installments starting on May 15, 2026. This structure spreads delivery over approximately four years, encouraging long-term alignment between the CEO’s compensation and Seer’s ongoing performance and retention goals.

What are the terms of Omid Farokhzad’s 512,000 Seer stock options?

The employee stock option covers 512,000 Class A shares at an exercise price of $1.79 and expires on February 3, 2036. One-fourth of the option vests on February 3, 2027, with the remaining shares vesting in equal monthly installments thereafter, subject to continued service.

How many Seer Class A shares does Omid Farokhzad directly own after these grants?

Following the reported transactions, Omid Farokhzad beneficially owns 3,373,449 Class A common shares directly. This figure reflects his holdings after the February 3, 2026 RSU grant, as reported in the Form 4, and excludes additional shares held indirectly through a family trust structure.

What is the SAF-BND Trust holding related to Seer shares in this filing?

The filing notes 2,117,138 Class A shares held of record by SAF-BND Trust, for which Omid Farokhzad’s spouse serves as trustee. He disclaims beneficial ownership of these trust-held securities, except to the extent of any pecuniary interest, clarifying that these are indirect, trust-level holdings.

What roles does Omid Farokhzad hold at Seer, Inc. according to this Form 4?

Omid Farokhzad is identified as both a director and an officer of Seer, serving as CEO and Chair. This dual leadership role means the newly reported RSU and option awards are part of his executive and board-level equity compensation structure, aligning governance responsibilities with ownership.
Seer, Inc.

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Biotechnology
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United States
REDWOOD CITY