STOCK TITAN

Equity grants for Seer, Inc. (SEER) director Nicolas Roelofs

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(Neutral)
Form Type
4

Rhea-AI Filing Summary

Seer, Inc. director Nicolas H. Roelofs, PhD received equity awards on July 28, 2026: 16,500 restricted stock units representing Class A Common Stock and a stock option for 25,000 shares at an exercise price of $2.14, expiring July 28, 2036. Both awards vest on the earlier of July 28, 2027 or the day prior to the next annual meeting of stockholders. After the RSU grant, Roelofs directly holds 91,496 Class A shares, plus the option position.

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Insider Roelofs Nicolas H PHD
Role Director
Type Security Shares Price Value
Grant/Award Stock Option (right to buy) F2 25,000 $0.00 $0.00
Grant/Award Class A Common Stock F1 16,500 $0.00 $0.00
Holdings After Transaction: Stock Option (right to buy) — 25,000 shares (Direct); Class A Common Stock — 91,496 shares (Direct)
Footnotes (2)
  1. F1. The reported shares are represented by restricted stock units, or RSUs, which vest on the earlier of (i) July 28, 2027 or (ii) the day prior to the date of the Issuer's next annual meeting of stockholders.
  2. F2. Shares subject to the option vest on the earlier of (i) July 28, 2027 or (ii) the day prior to the date of the Issuer's next annual meeting of stockholders.
Restricted stock units granted 16500.0000 shares RSUs representing Class A Common Stock granted on 2026-07-28 to director Nicolas H. Roelofs, PhD.
Stock options granted 25000.0000 shares Stock Option (right to buy) granted on 2026-07-28, underlying Class A Common Stock.
Option exercise price 2.1400 per share Conversion or exercise price of the 25,000-share stock option awarded to the director.
Option expiration date 2036-07-28 Expiration date of the stock option granted to Nicolas H. Roelofs, PhD.
Shares held after RSU grant 91496.0000 shares Direct Class A Common Stock holdings following the 16,500-share RSU award.
Underlying shares for option 25000.0000 shares Number of Class A Common Stock shares underlying the granted stock option.
restricted stock units, or RSUs financial
"reported shares are represented by restricted stock units, or RSUs, which vest on the earlier"
Stock Option (right to buy) financial
"Security titled Stock Option (right to buy) was granted as derivative compensation"
Class A Common Stock financial
"Awards relate to shares and underlying securities of Class A Common Stock"
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
annual meeting of stockholders financial
"Vesting occurs on the day prior to the date of the Issuer's next annual meeting of stockholders"

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FAQ

What equity awards did Seer (SEER) grant to director Nicolas Roelofs?

Seer granted Nicolas H. Roelofs, PhD 16,500 RSUs representing Class A Common Stock and a stock option for 25,000 shares at an exercise price of $2.14 per share, both awarded on July 28, 2026 as director compensation.

When do the new RSUs and stock options for Seer (SEER) director Roelofs vest?

Both the 16,500 RSUs and the 25,000-share stock option vest on the earlier of July 28, 2027 or the day prior to the date of Seer’s next annual meeting of stockholders, aligning vesting with the company’s director service cycle.

How many Seer (SEER) shares does Nicolas Roelofs hold after these grants?

Following the RSU award, Nicolas H. Roelofs, PhD directly holds 91,496 shares of Seer Class A Common Stock. He also holds a stock option covering 25,000 additional shares, which is currently unexercised and subject to the vesting schedule.

What are the key terms of Seer (SEER) director Roelofs’ new stock option?

The stock option covers 25,000 shares of Class A Common Stock at an exercise price of $2.14 per share, expiring on July 28, 2036. The option vests on the earlier of July 28, 2027 or the day before Seer’s next annual stockholder meeting.

Are the new equity awards to Seer (SEER) director Roelofs under a Rule 10b5-1 plan?

The filing’s Rule 10b5-1 checkbox is not marked as affirming a trading plan for these awards. The grants are reported as compensation awards, with no indication that they were executed under a pre-arranged Rule 10b5-1 trading plan.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Roelofs Nicolas H PHD

(Last)(First)(Middle)
C/O SEER, INC.
3800 BRIDGE PARKWAY, SUITE 102

(Street)
REDWOOD CITY CALIFORNIA 94065

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Seer, Inc. [ SEER ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/28/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock07/28/2026A16,500(1)A$091,496D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (right to buy)$2.1407/28/2026A25,000 (2)07/28/2036Class A Common Stock25,000$025,000D
Explanation of Responses:
1. The reported shares are represented by restricted stock units, or RSUs, which vest on the earlier of (i) July 28, 2027 or (ii) the day prior to the date of the Issuer's next annual meeting of stockholders.
2. Shares subject to the option vest on the earlier of (i) July 28, 2027 or (ii) the day prior to the date of the Issuer's next annual meeting of stockholders.
/s/ David Horn, by power of attorney07/30/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)