STOCK TITAN

Seer (SEER) grants CCO 75,000 RSUs and 225,000 stock options

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Seer, Inc. disclosed that Chief Commercial Officer Anthony R. Bazarko received an equity compensation grant. He was awarded 75,000 shares of Class A Common Stock in the form of restricted stock units that vest in four equal annual installments beginning on May 15, 2027. He also received an option on 225,000 shares of Class A Common Stock with an exercise price of $1.87 per share, expiring on May 8, 2036. One-fourth of the option shares vest on May 4, 2027, with the remainder vesting monthly thereafter. These awards are reported as grants, not open-market purchases or sales.

Positive

  • None.

Negative

  • None.
Insider Bazarko Anthony R.
Role Chief Commercial Officer
Type Security Shares Price Value
Grant/Award Employee Stock Option (right to buy) 225,000 $0.00 --
Grant/Award Class A Common Stock 75,000 $0.00 --
Holdings After Transaction: Employee Stock Option (right to buy) — 225,000 shares (Direct, null); Class A Common Stock — 75,000 shares (Direct, null)
Footnotes (1)
  1. The reported shares are represented by restricted stock units, or RSUs, which vest in four equal annual installments beginning on May 15, 2027. One-fourth of the shares subject to the option vest on May 4, 2027 and 1/48th vest monthly thereafter.
RSU grant size 75,000 shares Restricted stock units of Class A Common Stock granted to CCO
Option grant size 225,000 shares Employee stock option covering Class A Common Stock
Option exercise price $1.87 per share Strike price for 225,000-share employee stock option
Option expiration May 8, 2036 Expiration date of employee stock option grant
RSU vesting start May 15, 2027 First of four annual RSU vesting dates
Initial option vesting date May 4, 2027 One-fourth of option shares vest; remainder monthly thereafter
restricted stock units financial
"The reported shares are represented by restricted stock units, or RSUs, which vest in four equal annual installments"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Employee Stock Option financial
"Employee Stock Option (right to buy) with an exercise price of $1.8700 per share"
An employee stock option is a promise that lets a worker buy company shares later at a predetermined price, often after they stay for a certain period or meet performance goals — think of it like a coupon that locks in today's price for a future purchase. It matters to investors because options align employees’ incentives with company performance, can increase the number of shares outstanding (dilution) when exercised, and represent a compensation cost that affects reported profits and shareholder value.
vest financial
"The reported shares are represented by RSUs, which vest in four equal annual installments beginning on May 15, 2027"
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.
exercise price financial
"conversion_or_exercise_price: 1.8700 for the Employee Stock Option grant"
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
expiration date financial
"expiration_date: 2036-05-08T00:00:00.000Z for the Employee Stock Option"
The expiration date is the deadline after which a financial contract, such as an option or a futures agreement, is no longer valid or can be exercised. It matters to investors because it determines the timeframe during which they can take action or benefit from the contract, similar to how a coupon or a food item has a limited period of usefulness. Once the expiration date passes, the contract loses its value or ability to be used.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Bazarko Anthony R.

(Last)(First)(Middle)
C/O SEER, INC.
3800 BRIDGE PARKWAY, SUITE 102

(Street)
REDWOOD CITY CALIFORNIA 94065

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Seer, Inc. [ SEER ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Commercial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/08/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock05/08/2026A75,000A(1)75,000D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Employee Stock Option (right to buy)$1.8705/08/2026A225,000 (2)05/08/2036Class A Common Stock225,000$0225,000D
Explanation of Responses:
1. The reported shares are represented by restricted stock units, or RSUs, which vest in four equal annual installments beginning on May 15, 2027.
2. One-fourth of the shares subject to the option vest on May 4, 2027 and 1/48th vest monthly thereafter.
/s/ David Horn, by power of attorney05/11/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What equity awards did Seer (SEER) grant to its Chief Commercial Officer?

Seer granted Chief Commercial Officer Anthony R. Bazarko 75,000 restricted stock units and an option over 225,000 shares of Class A Common Stock. Both awards are compensation grants, not open-market transactions, and are subject to multi-year vesting schedules starting in 2027.

How do the 75,000 RSUs granted to Seer (SEER) CCO vest?

The 75,000 RSUs granted to Seer’s Chief Commercial Officer vest in four equal annual installments beginning on May 15, 2027. This means 25% of the units vest each year, aligning the award with longer-term service at the company.

What are the terms of the 225,000 stock options reported by Seer (SEER)?

The option covers 225,000 shares of Seer Class A Common Stock at an exercise price of $1.87 per share and expires on May 8, 2036. One-fourth of the option vests on May 4, 2027, with the remaining portion vesting monthly thereafter.

Is the Form 4 for Seer (SEER) a buy or sell of shares by the CCO?

The Form 4 reflects equity compensation grants, not market trades. Anthony R. Bazarko acquired RSUs and options as awards from Seer, and there are no open-market purchases or sales reported in this filing, only compensation-related acquisitions.

How many Seer (SEER) shares does the CCO hold after these Form 4 grants?

Following the RSU grant, the Chief Commercial Officer is reported as holding 75,000 shares of Class A Common Stock in the non-derivative table. For derivatives, he holds options covering 225,000 underlying shares, subject to the vesting terms described in the filing.