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[Form 4] Seer, Inc. Insider Trading Activity

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Rhea-AI Filing Summary

Rubric Capital Management LP, an investment adviser headquartered in New York, and its managing member David Rosen jointly filed Amendment No. 2 to Schedule 13G on 07 July 2025 regarding their holdings in Ovid Therapeutics Inc. (OVID).

  • Beneficial ownership: 478,533 common shares.
  • Ownership percentage: 0.67 % of the 71,109,514 shares outstanding as of 19 May 2025 (per the issuer’s latest proxy).
  • Voting & disposition rights: 0 shares sole voting/dispositive power; 478,533 shares shared voting and shared dispositive power.
  • Reporting persons: Rubric Capital (investment adviser) and David Rosen (individual, control person).
  • Filing trigger date: 30 June 2025; the position is now below the 5 % threshold, leading to a “Ownership of 5 percent or Less” disclosure.
  • Certification: Securities held in the ordinary course and not for the purpose of influencing control.

The filing is informational, confirming a modest (<1 %) stake by Rubric Capital without indicating any intent to alter the company’s control or strategy.

Rubric Capital Management LP, un consulente per gli investimenti con sede a New York, e il suo membro dirigente David Rosen hanno presentato congiuntamente l'Emendamento n. 2 al Modulo 13G il 7 luglio 2025 riguardo alle loro partecipazioni in Ovid Therapeutics Inc. (OVID).

  • Proprietà beneficiaria: 478.533 azioni ordinarie.
  • Percentuale di proprietà: 0,67% delle 71.109.514 azioni in circolazione al 19 maggio 2025 (secondo l'ultima delega dell'emittente).
  • Diritti di voto e disposizione: 0 azioni con potere di voto/disposizione esclusivo; 478.533 azioni con potere di voto e disposizione condiviso.
  • Persone che riportano: Rubric Capital (consulente per gli investimenti) e David Rosen (individuo, persona di controllo).
  • Data di attivazione della segnalazione: 30 giugno 2025; la posizione è ora sotto la soglia del 5%, comportando una comunicazione di “Proprietà pari o inferiore al 5%”.
  • Certificazione: Titoli detenuti nell'ordinaria gestione e non con l'intento di influenzare il controllo.

La comunicazione è a scopo informativo, confermando una partecipazione modesta (inferiore all'1%) da parte di Rubric Capital senza indicare alcuna intenzione di modificare il controllo o la strategia della società.

Rubric Capital Management LP, un asesor de inversiones con sede en Nueva York, y su miembro gerente David Rosen presentaron conjuntamente la Enmienda No. 2 al Formulario 13G el 7 de julio de 2025 respecto a sus participaciones en Ovid Therapeutics Inc. (OVID).

  • Propiedad beneficiaria: 478,533 acciones comunes.
  • Porcentaje de propiedad: 0,67% de las 71,109,514 acciones en circulación al 19 de mayo de 2025 (según el último poder del emisor).
  • Derechos de voto y disposición: 0 acciones con poder exclusivo de voto/disposición; 478,533 acciones con poder compartido de voto y disposición.
  • Personas que reportan: Rubric Capital (asesor de inversiones) y David Rosen (individuo, persona de control).
  • Fecha de activación de la presentación: 30 de junio de 2025; la posición ahora está por debajo del umbral del 5%, lo que lleva a una divulgación de “Propiedad del 5 por ciento o menos”.
  • Certificación: Valores mantenidos en el curso ordinario y no con la intención de influir en el control.

La presentación es informativa, confirmando una participación modesta (menos del 1%) por parte de Rubric Capital sin indicar ninguna intención de alterar el control o la estrategia de la empresa.

Rubric Capital Management LP는 뉴욕에 본사를 둔 투자 자문사이며, 그 관리 멤버인 David Rosen과 함께 2025년 7월 7일 Ovid Therapeutics Inc. (OVID)에 대한 보유 지분과 관련하여 13G 일정서 수정안 2호를 공동 제출했습니다.

  • 실질 소유권: 보통주 478,533주.
  • 소유 비율: 2025년 5월 19일 기준 발행 주식 71,109,514주의 0.67% (발행사의 최신 위임장 기준).
  • 투표 및 처분 권한: 단독 투표/처분 권한은 0주; 공동 투표 및 공동 처분 권한 478,533주.
  • 보고자: Rubric Capital(투자 자문사) 및 David Rosen(개인, 통제 인물).
  • 보고 개시일: 2025년 6월 30일; 보유 지분이 5% 기준 이하로 낮아져 “5% 이하 소유” 공시 대상이 됨.
  • 인증: 증권은 정상적인 거래 과정에서 보유 중이며, 회사 통제에 영향을 미치려는 목적이 아님.

이번 제출은 정보 제공용으로, Rubric Capital이 1% 미만의 소규모 지분을 보유하고 있음을 확인하며 회사의 통제권이나 전략 변경 의도는 없음을 명시합니다.

Rubric Capital Management LP, un conseiller en investissement basé à New York, et son membre gestionnaire David Rosen ont conjointement déposé l'Amendement n° 2 au formulaire 13G le 7 juillet 2025 concernant leurs participations dans Ovid Therapeutics Inc. (OVID).

  • Propriété bénéficiaire : 478 533 actions ordinaires.
  • Pourcentage de détention : 0,67 % des 71 109 514 actions en circulation au 19 mai 2025 (selon la dernière procuration de l'émetteur).
  • Droits de vote et de disposition : 0 actions avec pouvoir de vote/disposition exclusif ; 478 533 actions avec pouvoir de vote et de disposition partagé.
  • Personnes déclarantes : Rubric Capital (conseiller en investissement) et David Rosen (individu, personne de contrôle).
  • Date de déclenchement du dépôt : 30 juin 2025 ; la position est désormais inférieure au seuil de 5 %, entraînant une divulgation « Détention de 5 % ou moins ».
  • Certification : Titres détenus dans le cours normal des affaires et non dans le but d'influencer le contrôle.

Le dépôt est à titre informatif, confirmant une participation modeste (<1 %) de Rubric Capital sans indiquer d'intention de modifier le contrôle ou la stratégie de la société.

Rubric Capital Management LP, ein Investmentberater mit Hauptsitz in New York, und sein geschäftsführendes Mitglied David Rosen haben am 7. Juli 2025 gemeinsam die Änderung Nr. 2 zum Formular 13G bezüglich ihrer Beteiligungen an Ovid Therapeutics Inc. (OVID) eingereicht.

  • Wirtschaftliches Eigentum: 478.533 Stammaktien.
  • Eigentumsanteil: 0,67 % von 71.109.514 ausstehenden Aktien zum 19. Mai 2025 (laut dem neuesten Proxy des Emittenten).
  • Stimm- und Verfügungsrechte: 0 Aktien mit alleiniger Stimm- und Verfügungsgewalt; 478.533 Aktien mit gemeinsamer Stimm- und Verfügungsgewalt.
  • Meldende Personen: Rubric Capital (Investmentberater) und David Rosen (Einzelperson, Kontrollperson).
  • Auslöse-Datum der Meldung: 30. Juni 2025; die Position liegt nun unter der 5 %-Schwelle, was zu einer Meldung „Eigentum von 5 Prozent oder weniger“ führt.
  • Zertifizierung: Wertpapiere werden im normalen Geschäftsverlauf gehalten und nicht zu Kontrollzwecken.

Die Meldung dient der Information und bestätigt eine bescheidene Beteiligung (<1 %) von Rubric Capital, ohne eine Absicht zur Änderung der Kontrolle oder Strategie des Unternehmens anzuzeigen.

Positive
  • None.
Negative
  • None.

Insights

TL;DR – Rubric discloses a 0.67 % passive stake; immaterial for OVID valuation.

This Schedule 13G/A signals that Rubric Capital and David Rosen collectively own fewer than 1 % of Ovid Therapeutics’ outstanding shares. The filing classifies the position as passive under Rule 13d-1 and includes the standard certification that the shares are not held to influence control. Because the stake is well below the 5 % threshold, it implies limited ability to affect governance or trading dynamics. No purchase or sale prices, cost basis, or prior ownership figures are provided, so transaction directionality cannot be assessed. Overall, the disclosure is neutral for investors: it neither strengthens institutional sponsorship meaningfully nor raises governance concerns.

Rubric Capital Management LP, un consulente per gli investimenti con sede a New York, e il suo membro dirigente David Rosen hanno presentato congiuntamente l'Emendamento n. 2 al Modulo 13G il 7 luglio 2025 riguardo alle loro partecipazioni in Ovid Therapeutics Inc. (OVID).

  • Proprietà beneficiaria: 478.533 azioni ordinarie.
  • Percentuale di proprietà: 0,67% delle 71.109.514 azioni in circolazione al 19 maggio 2025 (secondo l'ultima delega dell'emittente).
  • Diritti di voto e disposizione: 0 azioni con potere di voto/disposizione esclusivo; 478.533 azioni con potere di voto e disposizione condiviso.
  • Persone che riportano: Rubric Capital (consulente per gli investimenti) e David Rosen (individuo, persona di controllo).
  • Data di attivazione della segnalazione: 30 giugno 2025; la posizione è ora sotto la soglia del 5%, comportando una comunicazione di “Proprietà pari o inferiore al 5%”.
  • Certificazione: Titoli detenuti nell'ordinaria gestione e non con l'intento di influenzare il controllo.

La comunicazione è a scopo informativo, confermando una partecipazione modesta (inferiore all'1%) da parte di Rubric Capital senza indicare alcuna intenzione di modificare il controllo o la strategia della società.

Rubric Capital Management LP, un asesor de inversiones con sede en Nueva York, y su miembro gerente David Rosen presentaron conjuntamente la Enmienda No. 2 al Formulario 13G el 7 de julio de 2025 respecto a sus participaciones en Ovid Therapeutics Inc. (OVID).

  • Propiedad beneficiaria: 478,533 acciones comunes.
  • Porcentaje de propiedad: 0,67% de las 71,109,514 acciones en circulación al 19 de mayo de 2025 (según el último poder del emisor).
  • Derechos de voto y disposición: 0 acciones con poder exclusivo de voto/disposición; 478,533 acciones con poder compartido de voto y disposición.
  • Personas que reportan: Rubric Capital (asesor de inversiones) y David Rosen (individuo, persona de control).
  • Fecha de activación de la presentación: 30 de junio de 2025; la posición ahora está por debajo del umbral del 5%, lo que lleva a una divulgación de “Propiedad del 5 por ciento o menos”.
  • Certificación: Valores mantenidos en el curso ordinario y no con la intención de influir en el control.

La presentación es informativa, confirmando una participación modesta (menos del 1%) por parte de Rubric Capital sin indicar ninguna intención de alterar el control o la estrategia de la empresa.

Rubric Capital Management LP는 뉴욕에 본사를 둔 투자 자문사이며, 그 관리 멤버인 David Rosen과 함께 2025년 7월 7일 Ovid Therapeutics Inc. (OVID)에 대한 보유 지분과 관련하여 13G 일정서 수정안 2호를 공동 제출했습니다.

  • 실질 소유권: 보통주 478,533주.
  • 소유 비율: 2025년 5월 19일 기준 발행 주식 71,109,514주의 0.67% (발행사의 최신 위임장 기준).
  • 투표 및 처분 권한: 단독 투표/처분 권한은 0주; 공동 투표 및 공동 처분 권한 478,533주.
  • 보고자: Rubric Capital(투자 자문사) 및 David Rosen(개인, 통제 인물).
  • 보고 개시일: 2025년 6월 30일; 보유 지분이 5% 기준 이하로 낮아져 “5% 이하 소유” 공시 대상이 됨.
  • 인증: 증권은 정상적인 거래 과정에서 보유 중이며, 회사 통제에 영향을 미치려는 목적이 아님.

이번 제출은 정보 제공용으로, Rubric Capital이 1% 미만의 소규모 지분을 보유하고 있음을 확인하며 회사의 통제권이나 전략 변경 의도는 없음을 명시합니다.

Rubric Capital Management LP, un conseiller en investissement basé à New York, et son membre gestionnaire David Rosen ont conjointement déposé l'Amendement n° 2 au formulaire 13G le 7 juillet 2025 concernant leurs participations dans Ovid Therapeutics Inc. (OVID).

  • Propriété bénéficiaire : 478 533 actions ordinaires.
  • Pourcentage de détention : 0,67 % des 71 109 514 actions en circulation au 19 mai 2025 (selon la dernière procuration de l'émetteur).
  • Droits de vote et de disposition : 0 actions avec pouvoir de vote/disposition exclusif ; 478 533 actions avec pouvoir de vote et de disposition partagé.
  • Personnes déclarantes : Rubric Capital (conseiller en investissement) et David Rosen (individu, personne de contrôle).
  • Date de déclenchement du dépôt : 30 juin 2025 ; la position est désormais inférieure au seuil de 5 %, entraînant une divulgation « Détention de 5 % ou moins ».
  • Certification : Titres détenus dans le cours normal des affaires et non dans le but d'influencer le contrôle.

Le dépôt est à titre informatif, confirmant une participation modeste (<1 %) de Rubric Capital sans indiquer d'intention de modifier le contrôle ou la stratégie de la société.

Rubric Capital Management LP, ein Investmentberater mit Hauptsitz in New York, und sein geschäftsführendes Mitglied David Rosen haben am 7. Juli 2025 gemeinsam die Änderung Nr. 2 zum Formular 13G bezüglich ihrer Beteiligungen an Ovid Therapeutics Inc. (OVID) eingereicht.

  • Wirtschaftliches Eigentum: 478.533 Stammaktien.
  • Eigentumsanteil: 0,67 % von 71.109.514 ausstehenden Aktien zum 19. Mai 2025 (laut dem neuesten Proxy des Emittenten).
  • Stimm- und Verfügungsrechte: 0 Aktien mit alleiniger Stimm- und Verfügungsgewalt; 478.533 Aktien mit gemeinsamer Stimm- und Verfügungsgewalt.
  • Meldende Personen: Rubric Capital (Investmentberater) und David Rosen (Einzelperson, Kontrollperson).
  • Auslöse-Datum der Meldung: 30. Juni 2025; die Position liegt nun unter der 5 %-Schwelle, was zu einer Meldung „Eigentum von 5 Prozent oder weniger“ führt.
  • Zertifizierung: Wertpapiere werden im normalen Geschäftsverlauf gehalten und nicht zu Kontrollzwecken.

Die Meldung dient der Information und bestätigt eine bescheidene Beteiligung (<1 %) von Rubric Capital, ohne eine Absicht zur Änderung der Kontrolle oder Strategie des Unternehmens anzuzeigen.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Gulyani Meeta

(Last) (First) (Middle)
C/O SEER, INC.
3800 BRIDGE PARKWAY

(Street)
REDWOOD CITY CA 94065

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Seer, Inc. [ SEER ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
07/07/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 07/07/2025 A 20,500(1) A $0 107,543 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (right to buy) $2.18 07/07/2025 A 30,500 (2) 07/07/2035 Class A Common Stock 30,500 $0 30,500 D
Explanation of Responses:
1. The reported shares are represented by restricted stock units, or RSUs, which vest on the earlier of (i) July 7, 2026 or (ii) the day prior to the date of the Issuer's next annual meeting of stockholders.
2. Shares subject to the option vest on the earlier of (i) July 7, 2026 or (ii) the day prior to the date of the Issuer's next annual meeting of stockholders.
/s/ David Horn, by power of attorney 07/09/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many OVID shares does Rubric Capital currently own?

Rubric Capital and David Rosen report 478,533 Ovid Therapeutics common shares.

What percentage of OVID’s outstanding stock does this represent?

The holding equals 0.67 % of the 71,109,514 shares outstanding as of 19 May 2025.

Is Rubric Capital’s stake considered passive or active?

The Schedule 13G/A is filed under the passive ownership provisions; the filer certifies no intent to influence control.

Did Rubric Capital report any sole voting or dispositive power?

No. Sole voting and dispositive power are both 0; all 478,533 shares are held with shared power.

Why was this amendment filed on 07 July 2025?

The amendment reflects a reportable event dated 30 June 2025, likely the point when ownership details required an update.
Seer, Inc.

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Biotechnology
Laboratory Analytical Instruments
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United States
REDWOOD CITY