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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 OR 15(d)
of
the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): November
4, 2026
Sports
Entertainment Gaming Global Corporation
(Exact
Name of Registrant as Specified in Its Charter)
| Delaware |
|
001-38508 |
|
No.
81-1996183 |
(State
or Other Jurisdiction
of
Incorporation) |
|
(Commission
File
Number) |
|
(I.R.S.
Employer
Identification
No.) |
5049
Edwards Ranch Rd.,4th Floor
Fort
Worth, Texas |
|
76109 |
| (Address
of Principal Executive Offices) |
|
(Zip
Code) |
(737)
787-3798
(Registrant’s
Telephone Number, Including Area Code)
n/a
(Former
Name or Former Address, if Changed Since Last Report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions (see General Instruction A.2. below):
| ☐ |
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| |
|
| ☐ |
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| |
|
| ☐ |
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| |
|
| ☐ |
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities
registered pursuant to Section 12(b) of the Exchange Act:
| Title
of each class |
|
Trading
Symbol(s) |
|
Name
of each exchange on which registered |
| Common
Stock, par value $0.001 per share |
|
SEGG |
|
The
Nasdaq Stock Market LLC |
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☒
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13 (a) of the Exchange Act.
8.01 Other Events
On
November 4, 2026, Sports Entertainment Gaming Global Corporation (the “Company”) received a letter from The Nasdaq Stock
Market LLC (“Nasdaq”) Office of the General Counsel stating that the Company has regained compliance with Listing Rule 5250(c)(1) and is
therefore in compliance with the listing requirements of The Nasdaq Global Market. The letter also states that the November 19, 2026
hearing before a Nasdaq Hearings Panel (the “Panel”) has been cancelled and that the Company’s securities will
continue to be listed and traded on The Nasdaq Stock Market.
As
previously disclosed, on October 14, 2026, the Company received a letter from the Listing Qualifications Department (the “Staff”)
of Nasdaq stating that the Company had not regained compliance with Nasdaq Listing Rule 5250(c)(1) because it had not filed its Quarterly
Report on Form 10-Q for the quarter ended June 30, 2026 (the “Q2 Form 10-Q”). The Company requested a hearing before the
Panel, which was scheduled for November 19, 2026. The Company filed its Q2
Form 10-Q with the Securities and Exchange Commission (the “SEC”) on November 2, 2026.
Forward-Looking
Statements
This
Current Report on Form 8-K contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933 and Section
21E of the Securities Exchange Act of 1934, including statements about the continued listing of the Company’s securities and its
ability to maintain compliance with Nasdaq’s listing requirements. These statements are based on current expectations and are subject
to risks and uncertainties, including delays in completing the Company’s financial statements or its auditor’s review, and
the other risks described in the Company’s filings with the SEC. There can be no assurance that the Company will timely file its
future periodic reports or maintain compliance with Nasdaq’s continued listing requirements. Actual results may differ materially.
The Company undertakes no obligation to update these statements except as required by law.
Item
9.01 Financial Statements and Exhibits
(d)
Exhibits
| Exhibit
No. |
|
Description |
| 104 |
|
Cover
Page Interactive Data File (embedded within the Inline XBRL document) |
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
| |
Sports
Entertainment Gaming Global Corporation. |
| |
|
|
| |
By: |
/s/
Robert J. Stubblefield |
| |
Name: |
Robert
J. Stubblefield |
| |
Title: |
Interim
Chief Executive Officer |
| |
|
|
| November
5, 2026 |
|
|
