SEI Investments (NASDAQ: SEIC) CEO Hicke exercises options and sells stock

Rhea-AI Filing Summary

SEI Investments CEO Ryan Hicke reported multiple option exercises and share sales. On January 29, 2026, he exercised several stock options for 12,500, 12,500, 17,500, 20,000 and 17,500 shares of common stock at exercise prices of $71.12, $71.12, $48.47, $64.43 and $56.54, respectively.

On the same date he sold 17,009 shares at a weighted average price of $86.75, 49,937 shares at $87.39, and 13,054 shares at $88.06. After these transactions, he directly owned 197,163.77 shares, plus 15,105.763 shares held indirectly through a 401(k) plan and 57,500 stock options.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Hicke Ryan

(Last) (First) (Middle)

ONE FREEDOM VALLEY DRIVE

(Street)

OAKS PA 19456

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
SEI INVESTMENTS CO [ SEIC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CHIEF EXECUTIVE OFFICER

3. Date of Earliest Transaction (Month/Day/Year)
01/29/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	01/29/2026		M		12,500	A	$71.12	209,663.77	D
Common Stock	01/29/2026		M		12,500	A	$71.12	222,163.77	D
Common Stock	01/29/2026		M		17,500	A	$48.47	239,663.77	D
Common Stock	01/29/2026		M		20,000	A	$64.43	259,663.77	D
Common Stock	01/29/2026		M		17,500	A	$56.54	277,163.77	D
Common Stock	01/29/2026		S		17,009	D	$86.75(1)	260,154.77	D
Common Stock	01/29/2026		S		49,937	D	$87.39(2)	210,217.77	D
Common Stock	01/29/2026		S		13,054	D	$88.06(3)	197,163.77	D
Common Stock								15,105.763	I	By 401(k) Plan

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Option to Purchase Common Stock	$71.12	01/29/2026		M			12,500	02/23/2022	12/12/2027	Common Stock	12,500	(4)	0	D
Option to Purchase Common Stock	$71.12	01/29/2026		M			12,500	12/31/2021	12/12/2027	Common Stock	12,500	(4)	0	D
Option to Purchase Common Stock	$48.47	01/29/2026		M			17,500	02/23/2022	12/11/2028	Common Stock	17,500	(4)	0	D
Option to Purchase Common Stock	$64.43	01/29/2026		M			20,000	02/22/2022	12/09/2029	Common Stock	20,000	(4)	0	D
Option to Purchase Common Stock	$56.54	01/29/2026		M			17,500	12/08/2025	12/08/2030	Common Stock	17,500	(4)	57,500	D

Explanation of Responses:

1. Represents the weighted average of a range of sale prices from $86.50 to $86.97. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company, or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price.

2. Represents the weighted average of a range of sale prices from $87.00 to $87.99. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company, or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price.

3. Represents the weighted average of a range of sale prices from $88.00 to $88.25. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company, or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price.

4. Received as employment compensation

Remarks:

	/s/ Ryan Hicke by Diane Gallagher, attorney in fact	02/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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FAQ

What did SEI Investments (SEIC) CEO Ryan Hicke report in this Form 4?

Ryan Hicke reported exercising stock options and selling SEI Investments common shares. On January 29, 2026, he exercised multiple options into stock and then sold several share blocks, updating his direct, indirect, and option holdings in the company.

How many SEI Investments shares did Ryan Hicke sell on January 29, 2026?

He sold three blocks of SEI Investments common stock: 17,009 shares, 49,937 shares, and 13,054 shares. These sales were reported at weighted average prices of $86.75, $87.39, and $88.06 per share, respectively, all on January 29, 2026.

What stock options did SEI Investments CEO Ryan Hicke exercise?

He exercised options to purchase 12,500, 12,500, 17,500, 20,000 and 17,500 SEI Investments shares. The option exercise prices were $71.12, $71.12, $48.47, $64.43 and $56.54 per share, converting these derivative positions into shares of common stock.

How many SEI Investments shares does Ryan Hicke hold after these transactions?

After the reported transactions, he directly held 197,163.77 SEI Investments common shares. In addition, 15,105.763 shares were held indirectly through a 401(k) plan, reflecting retirement-plan ownership separate from his direct share position.

How many SEI Investments stock options does Ryan Hicke still own?

Following the option exercises reported on January 29, 2026, Ryan Hicke beneficially owned 57,500 stock options. These remaining options relate to grants originally received as employment compensation, with stated exercisability and expiration dates in the filing.

What prices were used in Ryan Hicke’s SEI Investments share sales?

The filing reports weighted average sale prices of $86.75, $87.39, and $88.06 per SEI Investments share. Footnotes explain that each average reflects a range of actual sale prices, and detailed price breakdowns are available from the reporting person upon request.