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SEI (SEIC) Insider: Hicke Exercises at $49.63, Sells 35K at $88.30

Filing Impact
(Very High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Ryan Hicke, reporting person and identified as Chief Executive Officer and Director of SEI Investments Co (SEIC), reported Section 16 transactions dated 08/19/2025. The Form 4 shows two non-derivative acquisitions of 17,500 shares each at an acquisition price of $49.63 (two entries), followed by a sale of 35,000 shares at a weighted-average sale price of $88.30 (range noted $87.92–$88.89). After these transactions, the reporting person beneficially owned 171,259.77 shares directly and 14,687.089 shares indirectly through a 401(k) plan. The Form 4 indicates the acquired shares/options were received as employment compensation and that the reporting person will provide sale price detail upon request.

Positive

  • Full disclosure of option exercises and sales on Form 4, including price range and commitment to supply per-price details
  • Substantial remaining ownership: reporting person still holds 171,259.77 shares directly after transactions

Negative

  • Insider sale of 35,000 shares reduces direct beneficial ownership
  • Material sale size (35,000 shares) could be viewed as liquidity event by management

Insights

TL;DR: Routine insider option exercises and a concurrent sale reduced direct holdings but were fully disclosed on Form 4.

The filing documents option exercises (code M) that resulted in acquisition entries at an exercise/conversion price of $49.63 and an immediate sale of the same quantity totaling 35,000 shares at a weighted-average price of $88.30. Such activity is consistent with exercising employment-related awards and liquidating some shares. Disclosure is complete with an offered price range and a commitment to provide per-price details upon request. For governance review, the key points are the retention of a substantial residual direct holding (171,259.77 shares) and continued indirect holdings via the 401(k).

TL;DR: Insider exercised options tied to compensation and sold 35,000 shares, realizing proceeds at about $88.30 per share.

From an investor-disclosure perspective, the exercises occurred at an exercise price of $49.63 (options dated with exercisable/expiration info provided in the filing) and the subsequent sale price range is disclosed as $87.92–$88.89 with a reported weighted average of $88.30. The filing leaves the reporting person with 171,259.77 directly held shares and 14,687.089 indirectly held. This is a material insider transaction in size but the filing itself contains only transaction detail without commentary on intent or usage of proceeds.

Insider Hicke Ryan
Role CHIEF EXECUTIVE OFFICER
Sold 35,000 shs ($3.09M)
Type Security Shares Price Value
Exercise Option to Purchase Common Stock 17,500 $0.00 --
Exercise Option to Purchase Common Stock 17,500 $0.00 --
Exercise Common Stock 17,500 $49.63 $869K
Exercise Common Stock 17,500 $49.63 $869K
Sale Common Stock 35,000 $88.30 $3.09M
holding Common Stock -- -- --
Holdings After Transaction: Option to Purchase Common Stock — 0 shares (Direct); Common Stock — 188,759.77 shares (Direct); Common Stock — 14,687.089 shares (Indirect, By 401(k) Plan)
Footnotes (1)
  1. Represents the weighted average of a range of sale prices from $87.92 to $88.89. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company, or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. Received as employment compensation
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Hicke Ryan
(Last) (First) (Middle)
ONE FREEDOM VALLEY DRIVE
(Street)
OAKS PA 19456
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
SEI INVESTMENTS CO [ SEIC ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
CHIEF EXECUTIVE OFFICER
3. Date of Earliest Transaction (Month/Day/Year)
08/19/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/19/2025 M 17,500 A $49.63 188,759.77 D
Common Stock 08/19/2025 M 17,500 A $49.63 206,259.77 D
Common Stock 08/19/2025 S 35,000 D $88.3(1) 171,259.77 D
Common Stock 14,687.089 I By 401(k) Plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Option to Purchase Common Stock $49.63 08/19/2025 M 17,500 12/31/2017 12/13/2026 Common Stock 17,500 (2) 0 D
Option to Purchase Common Stock $49.63 08/19/2025 M 17,500 12/31/2019 12/13/2026 Common Stock 17,500 (2) 0 D
Explanation of Responses:
1. Represents the weighted average of a range of sale prices from $87.92 to $88.89. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company, or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price.
2. Received as employment compensation
Remarks:
/s/ Ryan Hicke by Diane Gallagher, attorney in fact 08/20/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What transactions did SEIC insider Ryan Hicke report on Form 4?

The Form 4 reports two acquisitions of 17,500 shares each at $49.63 and a sale of 35,000 shares at a weighted-average price of $88.30 on 08/19/2025.

How many SEIC shares does Ryan Hicke beneficially own after the reported transactions?

After the reported transactions the filing shows 171,259.77 shares owned directly and 14,687.089 shares indirectly via a 401(k) plan.

What price range did Ryan Hicke sell SEIC shares at?

The sale was executed in the price range of $87.92 to $88.89 with a reported weighted-average sale price of $88.30.

When were the transactions on the Form 4 executed?

The earliest transaction date reported on the Form 4 is 08/19/2025, and the form is signed on 08/20/2025.