Serve Robotics (SERV) General Counsel sells shares to cover RSU tax bill

Rhea-AI Filing Summary

Serve Robotics Inc. General Counsel Evan Dunn reported a small sale of company stock related to tax withholding. On February 6, 2026, 688 shares of common stock were sold at $9.56 per share to cover taxes owed on recently vested restricted stock units. After this automatic sale, Dunn beneficially owned 202,832 shares of Serve Robotics common stock in direct form.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Dunn Evan

(Last) (First) (Middle)

C/O SERVE ROBOTICS INC.

730 BROADWAY

(Street)

REDWOOD CITY CA 94063

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Serve Robotics Inc. /DE/ [ SERV ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	General Counsel

3. Date of Earliest Transaction (Month/Day/Year)
02/06/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/06/2026		S		688(1)	D	$9.56	202,832	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs pursuant to provisions of a restricted stock unit agreement by and between the Issuer and the Reporting Person.

Remarks:

	/s/ Jongmin Char, as attorney-in-fact for Evan Dunn	02/09/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did SERV General Counsel Evan Dunn report?

Evan Dunn reported selling 688 shares of Serve Robotics common stock. The shares were sold at $9.56 each and were specifically used to satisfy tax withholding obligations tied to recently vested restricted stock units granted by the company.

Why did Evan Dunn sell 688 SERV shares on February 6, 2026?

The 688 Serve Robotics shares were sold solely to cover tax withholding obligations. These taxes arose from the settlement of vested restricted stock units that previously had been granted to Dunn under a restricted stock unit agreement with the company.

How many SERV shares does Evan Dunn own after this transaction?

After the tax-related sale, Evan Dunn beneficially owned 202,832 shares of Serve Robotics common stock. All of these shares are reported as held directly, reflecting his remaining ownership stake following the automatic sale to cover withholding taxes.

What price per share was received in Evan Dunn’s SERV stock sale?

The reported sale price for Evan Dunn’s Serve Robotics shares was $9.56 per share. This price applied to the 688 shares sold to meet tax withholding obligations associated with the vesting and settlement of restricted stock units.

Is Evan Dunn a major shareholder or officer of Serve Robotics (SERV)?

Evan Dunn is reported as an officer of Serve Robotics, serving as General Counsel. He is not listed as a director or 10% owner in the filing, but he holds 202,832 shares of common stock directly after the reported transaction.

Was the SERV insider transaction a discretionary sale or tax withholding?

The transaction is described as a sale to satisfy tax withholding obligations. The footnote explains that the 688 shares were sold in connection with the settlement of vested restricted stock units under an existing restricted stock unit agreement.