SES AI Corp director Paul Diemer received an award of 320,000 RSUs tied to Class A common stock on October 5, 2026, under the issuer’s 2021 Incentive Award Plan. The RSUs vest in full on the first anniversary of the grant date, with an equal number of shares deliverable then, subject to continued service through that date. His reported direct position following the award was 320,000 shares underlying RSUs, which are subject to forfeiture until vesting.
SES AI Corp executive Kang Xu, Chief Technology Officer, reported a Form 4 transaction involving 35,198 shares of Class A Common Stock on September 1, 2026. These shares were withheld to cover tax obligations upon vesting of restricted stock units and were not sold. After this withholding, Xu directly holds 766,437 shares, including 458,528 shares underlying unvested restricted stock units that remain subject to forfeiture until they vest.
SES AI Corp (SES) is having its warrants removed from listing and registration on the New York Stock Exchange under Section 12(b) of the Securities Exchange Act of 1934. The securities affected are warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50 per share. The New York Stock Exchange certifies that it has complied with its rules to strike this class from listing, and SES AI Corp has complied with the Exchange’s rules and 17 CFR 240.12d2-2(c) governing the voluntary withdrawal of the warrants from listing and registration.